FINE

D.G.I Media has to pay NIS 500,000 for operating a binary options brokerage against regulations.

The binary options provider has been fined by the SEC for operating in the US.

The Yorkshire Group illegally solicited and accepted funds from retail customers to purchase physical precious metals.

Turkish forex broker Venbey Yatırım is fined after an on-site inspection by the local authorities.

Following the leaking of equity research, the regulator fined Deutsche Bank Securities $9.5M.

ZuluTrade and its CEO receive a slap on the wrist from US watchdog.

Former Exec Carrie Tolstedt is leaving the bank with a hefty payout in stock and options.

HSBC has breached the SFC’s code of conduct relating to position limits and has been fined accordingly.

Hong Kong's SFC has reprimanded and fined Morgan Stanley Hong Kong Securities for a series of breaches.

Taiwan is investigating whether Mega Financial and its banking unit broke local criminal laws after receiving a US fine.

Yet another forex brokerage has been fined by the Cyprus regulator.

Supervisory failures over exchange and clearing fee processing led to customers being overcharged.

The U.S. central bank has slapped a major fine on Goldman Sachs for leaking Fed documents.

The SFC penalises another financial services provider for failing to report deficiencies in its trading system.

Hong Kong’s SFC imposes fine for failure to comply with its regulatory requirements regarding client identity.

The fines at Citi keep coming, this time a $250 million penalty for manipulating the USD ISDAFIX.

Citi and several Japanese affiliates were on the hook for $175M after their role in LIBOR manipulation and wrongdoing.

Latest SEC settlement is with Oleksandr Makarov, bringing total recovered to $52 million.

Cunningham Commodities LLC and one of the company’s controllers were fined.

Emails were linked to the CFTC related action against Revelation Forex Fund.

Viewing 81 - 100 of 176

< 1 … 3 4 5 6 7 … 9 >