FINE

The regulator found a lack of clarity on the broker's changing terms.

The Goldenburg Group manages multiple forex brands under its CIF license.

The regulatory authority fined LPL for failing to establish a supervisory system to meet compliance requirements.

The bank has already initiated the redressing program and paid over £273 million.

The former CEO and emerging markets desk head were penalized with $500,000 each.

The company did not admit or deny the allegations.

The FX options broker was found guilty of communicating misleading information to clients.

The authority fined CitiGroup for failing to disclose potential conflict of interest related to equity research reports.

The Australian agency issued the fine to the bank for failing to report international funds transfers.

The British bank did not comply with the local regulatory rules for transactions in the 13-year-old deal.

FINRA has accused the bank of failing to supervise one of its registered representatives.

FINRA accused the company of trading ahead of certain inactive OTC customer orders.

Credit Suisse will pay the penalty to comply with MDP infringement notice.

The CFTC charged JAFX with operating as an unregistered forex dealer in the US.

Alper has been charged by the CFTC for committing a fraudulent foreign exchange scheme.

The regulator said the bank failed to timely report a number of fixed income transactions.

The regulator also fined AMP Life Limited, which offers life insurance.

The funds from the fine will be distributed to affected clients.

The company and the regulator have reached a settlement agreement.

The restitution obligation is in addition to his 14-month prison sentence.

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