FINE

The FX options broker was found guilty of communicating misleading information to clients.

The authority fined CitiGroup for failing to disclose potential conflict of interest related to equity research reports.

The Australian agency issued the fine to the bank for failing to report international funds transfers.

The British bank did not comply with the local regulatory rules for transactions in the 13-year-old deal.

FINRA has accused the bank of failing to supervise one of its registered representatives.

FINRA accused the company of trading ahead of certain inactive OTC customer orders.

Credit Suisse will pay the penalty to comply with MDP infringement notice.

The CFTC charged JAFX with operating as an unregistered forex dealer in the US.

Alper has been charged by the CFTC for committing a fraudulent foreign exchange scheme.

The regulator said the bank failed to timely report a number of fixed income transactions.

The regulator also fined AMP Life Limited, which offers life insurance.

The funds from the fine will be distributed to affected clients.

The company and the regulator have reached a settlement agreement.

The restitution obligation is in addition to his 14-month prison sentence.

The broker-dealer was accused of material misstatements regarding customer anonymity.

The broker was issued with the fine by regulators last September but appealed the decision

The agency issued the infringement notice to the company for failing to report international funds transfers.

The broker and regulator reached the agreement in March of this year

The FCA said the firm failed to inform it of an array of fraudulent activity back in 2007

Commenting on the fine, the European Commission said that it "will not tolerate collusive behaviour" in the financial markets

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