fca
Named and Shamed: UK Regulator to Publicly Reveal Probed Firms
- The regulator will reveal more about company probes earlier to boost market transparency.
- Also, similar to the US SEC, the market watchdog wants to offer financial incentives to informants.
Tuesday, 27/02/2024 | 08:27 GMT by
Damian Chmiel
FCA Alert: Organised Crime Groups Exploiting Equity Markets Raises Concerns
- Suspicious trading in the UK and international equities significantly impacts market integrity.
- Key indicators of OCG exploitation include clients generating STORs, pre-M&A trading, and new security trading.
Friday, 16/02/2024 | 12:03 GMT by
Tareq Sikder
Payments Infrastructure Provider Banxa Joins FCA's Roster
- The firm offers fiat-processing services to cryptocurrency exchanges like Binance and OKX.
- Unregistered firms have reassessed operations, resulting in service withdrawals for specific clientele.
Tuesday, 13/02/2024 | 13:35 GMT by
Tareq Sikder
FCA Flags over 50 Unregistered Firms Promoting Financial Services
- The flagged entities include Extron Exchange, Crypto Miners Limited, Trusted Coinmining, and Capital Wave FX.
- The FCA cautioned investors of these firms that they will not access the protection of the Financial Ombudsman Service.
Monday, 29/01/2024 | 18:22 GMT by
Jared Kirui
Odey Asset Management Receives FCA Clearance amid Allegations of Sexual Misconduct
- The inquiry into Crispin Odey and his firm was started in 2021.
- In June, amidst allegations from thirteen women, the situation unfolded, leading to significant repercussions.
Tuesday, 19/12/2023 | 14:52 GMT by
Tareq Sikder
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