fca
Divisa Capital Revives And Rebrands MB Trading UK For Overseas Expansion
- Just over a year since the demise of MB Trading's British subsidiary, Divisa Capital has purchased MB Trading UK as a means of expanding its institutional offering into Europe, subsequent to rebranding to Divisa UK.
Wednesday, 09/10/2013 | 14:49 GMT by
Andrew Saks McLeod
Indonesian Monex Investindo Futures Launch UK Licensed Brokerage
- Indonesian based Monex Investido Futures announced today the launch of London based Monex Capital Markets. Licensed by the FCA, Monex Capital becomes the Indonesian firm’s move into the EU and international markets,
Wednesday, 09/10/2013 | 06:58 GMT by
Ron Finberg
The Implementation of COBS10 - What To Do Next
- The implementation of COBS10, the test that firms must carry out if they provide non-advised investment services to retail clients.
Sunday, 08/09/2013 | 16:22 GMT by
Trevor Clein
Firms Fall Foul of Rulings on Safeguarding Client Funds Resulting in £7.1 Million Fine
- Yesterday, two companies were issued penalties by regulatory authorities on both sides of the Atlantic for transgressing client fund security rulings. In the UK, Aberdeen Asset Management's penalty amounted to $7.1 million
Wednesday, 04/09/2013 | 11:34 GMT by
Andrew Saks McLeod
International FX Rate Conspiracy: Are Dealers Fixing Prices?
Wednesday, 28/08/2013 | 07:45 GMT by
Andrew Saks McLeod
Regulations for Signal and Copy Trading? Tradeslide Gains FCA Authorization
- Compliancy Services, a UK consulting firm that provides assistance to firms with their FCA regulatory needs has announced that their client, Tradeslide has gained authorization to act as an FX Investment Manager.
Sunday, 11/08/2013 | 10:15 GMT by
Ron Finberg
FCA Fines Royal Bank Of Scotland £5.6 Million For Failing To Report Transactions
- Whilst regulatory authorities are busily engaged in defining the methods by which they intend to reform financial markets, one such aspect is trade and transaction reporting. The FCA demonstrates that this is also part of its remit by issuing RBS with a penalty.
Thursday, 25/07/2013 | 08:01 GMT by
Andrew Saks McLeod
CFTC Fines Algorithmic Trader $2.8 Million For Spoofing In The First Market Abuse Case Brought By Dodd-Frank Act, And Imposes Ban
- Today, the US Commodity Futures Trading Commission and Britain's FCA announced that they have brought a milestone case against an algorithmic trading entity for market abuse, representing the first Dodd-Frank Act application.
Monday, 22/07/2013 | 13:09 GMT by
Andrew Saks McLeod
Keep Calm And Carry On Looking After Client Funds: Britain's FCA Draws Up Consultation Paper To Further Refine CASS Rulings
- As the regulatory environment tightens up and continually works toward protection of client funds whilst in the hands of OTC derivatives firms, Britain's Financial Conduct Authority issues proposed refinements.
Tuesday, 16/07/2013 | 10:05 GMT by
Andrew Saks McLeod
Westward Ho! Admiral Markets Gains FCA Regulation; Seeks UK and European Client Base
- Estonian forex broker Admiral Markets today announced that the United Kingdom's Financial Conduct Authority has granted a license to the company, allowing expansion into Britain and Western Europe.
Monday, 17/06/2013 | 15:01 GMT by
Andrew Saks McLeod
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