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Regulation
FXPA Meeting With UK Regulators to Roll Out Global Code of Conduct
2016-05-03T09:08:33.000+02:00
The FXPA kicked off a round of meetings with UK institutions, helping solidify a global code of conduct for the FX industry.
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Regulation
FCA Will Present Refreshed Website in June
2016-04-19T21:50:46.000+02:00
After a year of planning and research, the British watchdog is about to present the renewed fca.org.uk website.
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UK's FCA Warns Public that Explore Markets Ltd is not Authorised
2016-04-19T19:27:34.000+02:00
Exploremarkets.com purports to be FCA registered, but is in fact not.
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Institutional FX
FCA Bans RBS LIBOR Submitter For Misconduct
2016-04-12T13:51:43.000+02:00
UK watchdog bans former RBS trader Paul White over Libor misconduct; he narrowly misses £250,000 fine.
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News
Barclays Supports Circle Bitcoin Blockchain Payment App
2016-04-06T11:47:18.000+02:00
Barclays has become the first major UK financial institution to cooperate with the bitcoin blockchain startup Circle.
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P2P Lending
UK’s P2P Platform Interest Bottlenecking FCA Authorization Process
2016-04-04T08:41:02.000+02:00
A logjam of applications has hit the FCA following an uptick in P2P platform applications.
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News
FCA, ASIC Ink FinTech Deal, Easing Barriers to Entry For Startups
2016-03-23T12:38:41.000+02:00
The FCA and ASIC have signed a new agreement in both UK and Australia.
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Regulation
FCA Staff Disgruntled with how UK Regulator is Run: FT
2016-03-22T22:36:27.000+02:00
Financial Times survey reveals FCA staff discontent over leadership.
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Regulation
Legal Troubles Mount for Commodities Fund Ebullio
2016-03-17T11:44:10.000+02:00
FOS rules against Ebullio for maximum £150,000, also faces trial for allegedly failing to pay former partner's severance.
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Regulation
Fraudulent Currency Trader Sentence Extended Two Years
2016-03-15T23:14:37.000+02:00
Philip Boakes of currency-trader.co.uk receives further prison sentence as confiscation order remains unpaid.
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Regulation
FCA Issues Frans Ternier Clone Warning
2016-03-15T22:50:25.000+02:00
Clone company claims to have been approved by the Financial Conduct Authority.
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Regulation
FCA Warns Golden Green FX Limited Not Authorised
2016-03-08T22:34:37.000+02:00
The latest warning is for a UK entity targeting UK clients for a purported unauthorised forex and binary options offering.
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Regulation
FCA Warns Against MT Capital Partners and Justrader
2016-03-07T23:53:42.000+02:00
The British financial market watchdog has added to its warning list two companies that are operating illegally in the country.
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Regulation
No 'Resting on Laurels' as MiFID II Looms
2016-02-29T09:43:34.000+02:00
There’s a huge amount of work left to do, and everyone’s affected. Speakers at the FOW conference provide an update to the proprietary trading community on MiFID II implementation.
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Brokers
One Financial Markets Opens Kuwait Office via Appointed Representative
2016-02-22T09:00:14.000+02:00
Kuwait office announced via tied appointed agent status with VI Markets, through One Financial Markets' UK FCA license.
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Brokers
Exclusive: UK Trading Brand Financial Spreads Is Back in Operation
2016-02-16T09:30:32.000+02:00
While its platform was down, Financial Spreads also took the opportunity to carry out a complete upgrade.
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Regulation
FCA Warns On Capital Markets Trading Clone, MarketsCT
2016-02-15T17:32:36.000+02:00
MarketsCT is operating as a clone of FCA registered firm, Capital Markets Trading, targeting European investors with its falsified product suite.
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Regulation
Former JPMorgan Executive Linked to ‘London Whale’ Fined $1.15 million by FCA
2016-02-09T13:24:23.000+02:00
JPMorgan’s Head of CIO International failed to adequately communicate with the UK’s financial watchdog.
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Regulation
FCA Rolls Out New Rules, Accountability Measures for Algo and HFT Traders
2016-02-09T12:29:45.000+02:00
The FCA’s latest regulatory mandate will see the extension of its rules to algo and HFT traders across banks, building societies, and PRA firms.
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Regulation
Blackwell Global to Target a Global Audience With New FCA License
2016-02-05T12:30:24.000+02:00
Blackwell Global has become the latest retail foreign exchange broker to become regulated by the UK Financial Conduct Authority
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Brokers
Muhammad Rasoul Arrives at Rebranded Alpha to Head New B2B Broker Business
2016-02-02T18:22:34.000+02:00
After leaving GAIN Capital last year, Muhammad Rasoul resurfaces at Alpha, a FCA regulated broker focused on B2B solutions.
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Regulation
Breaking: FCA Warns Regulated CFDs Providers, Urges Action
2016-02-02T13:33:06.000+02:00
The UK FCA reviewed the procedures for client onboarding at 10 CFDs brokers.
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Products
Capital Index Launches Islamic Trading Accounts
2016-01-26T17:32:46.000+02:00
FCA regulated brokerage Capital Index has announced the launch of Shariah compliant trading accounts.
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Executive Moves
Breaking: FCA Secures the Services of Andrew Bailey as its Next CEO
2016-01-26T12:31:22.000+02:00
Mr. Bailey steps into the new role after what has been a lengthy and tumultuous search for a permanent CEO at the FCA.
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Jeff Patterson
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Brokers
Cyprus Regulated Group Capital Index Granted New UK Licence
2015-12-15T22:21:00.000+02:00
The British Financial Conduct Authority (FCA) gave Capital Index (UK) Ltd an authorised and regulated status.
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