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Fca
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
SMX's 1900% Surge Since November Is Not a Momentum Trade; It's
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
SMX's 1900% Surge Since November Is Not a Momentum Trade; It's
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Execution
FX Connect, Currenex Platforms Garner FCA Approval to Operate as MTFs
2017-06-14T11:18:13.000+02:00
FX Connect and Currenex will operate as MTFs within the jurisdiction of MiFID II.
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Brokers
CMC Markets Reports a Dip in Profits and Revenues on Quiet Markets
2017-06-08T09:14:49.000+02:00
CMC Markets reports its full year outcome for 2017, trading volumes decline modestly.
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Executive Moves
Penny Judd Becomes Chairman of Plus500 Board, Steve Baldwin Joins as Director
2017-06-02T12:58:09.000+02:00
Plus500 has announced a revamp to its board of directors in combination with a share buyback program.
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Brokers
Exclusive: LandFX Launches Land-Liquidity Institutional Offering under FCA
2017-05-26T12:04:15.000+02:00
Land-Liquidity is the new name in the institutional brokerage market for FX and CFDs offered by Land-FX.
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Regulation
British Regulator Warns Against Copycat Broker
2017-05-15T15:04:05.000+02:00
The FCA advises caution against London Global Markets for falsely claiming authorization.
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Finance Magnates Staff
Brokers
Breaking: IronFX UK Rents Out Leased Premises, Posts Loss for 2016
2017-05-14T10:02:54.000+02:00
The headcount at IronFX UK is reduced to a bare minimum as the firm appears to have shifted all operations to Cyprus.
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Executive Moves
Trading Places: Plus 500, Hotspot See New Senior Appointments
2017-05-01T08:09:25.000+02:00
Catch up on the latest moves from around the financial industry this past week.
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Regulation
FCA Exposes Unregulated Brokerage StrattonFX with Fake Address
2017-04-29T00:06:50.000+02:00
The firm is using a fake address in the UK while mimicking the name of an FCA regulated company.
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Executive Moves
FCA’s Regulatory Decisions Committee Adds Two Senior Members
2017-04-25T11:39:21.000+02:00
Karen Johnston and Nick Lord have been added to the FCA's Regulatory Decisions Committee.
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Prime Brokerage
Breaking: GCM Prime Disassociates Firm from Gallant Capital Markets
2017-04-20T19:08:51.000+02:00
GCM Prime is an FCA regulated company that is independent of GCMFX and Gallant Capital Markets
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Victor Golovtchenko
Regulation
Barclays’ CEO Faces Probe, Pay Cut After Whistleblower Allegations
2017-04-10T08:49:46.000+02:00
Jes Staley is facing a probe from US and UK regulators over his alleged unmasking of a whistleblower.
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Jeff Patterson
Technology
MahiFX Gets FCA Authorization, Adding a Third Regulatiory Jurisdiction
2017-04-05T14:54:21.000+02:00
The technology provider has acquired a principal and agent license from the FCA.
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Regulation
WhatsApp Snafu Earns Jefferies MD, Christoper Niehaus $46k Fine from FCA
2017-03-31T12:48:11.000+02:00
Christoper Niehaus was fined $46,000 from the FCA for improperly sharing sensitive client information over WhatsApp.
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Jeff Patterson
Brokers
CMC Markets Marks Rise in Client Numbers, CEO Praises Brexit
2017-03-30T10:26:17.000+02:00
Peter Cruddas predicts “bright future as an independent trading nation”.
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Execution
Best Execution Importance, FCA's Quest for Transparency and How to Get There
2017-03-30T06:56:22.000+02:00
The FCA has been stressing the importance of best execution practices for quite some time.
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Victor Golovtchenko
Brokers
Exclusive: IKON Finance Agrees to FCA Voluntary Requirement, Suspends Trading
2017-03-29T19:02:54.000+02:00
The company has suspended the processing of client orders pending a review of operational procedures.
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Victor Golovtchenko
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Brokers
IG Group Reports a Decline in Revenues Amid Declining Customer Value
2017-03-23T09:39:05.000+02:00
Revenues per client for IG Group declined materially year-on-year.
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Victor Golovtchenko
Executive Moves
FCA's Board Secures Nick Stace as a Non-Executive Director
2017-03-21T14:28:56.000+02:00
Nick Stace has joined the FCA's board for a three-year appointment.
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Jeff Patterson
Brokers
Pepperstone's Trading Operations in the UK Temporarily Suspended
2017-02-28T12:47:49.000+02:00
Pepperstone has informed clients in the UK that trading activities are temporarily suspended.
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Blogs
How New FCA Regulations are Going to Affect Retail Brokers
2017-02-27T16:21:57.000+02:00
The outlook of many brokerage managers is that the new regulations will have a consolidating effect.
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Guest Contributors
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Analysis
Growing Regulatory Pressure and FXCM's Facelift - Best of the Week
2017-02-26T12:07:45.000+02:00
Playtech and FXCM, alongside the Israeli and Dutch regulators, all feature in last week's top stories.
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Dan Magen
Regulation
FCA May Bring Binary Options Under its Remit by January 2018, Enquiries Grow
2017-02-24T22:31:16.000+02:00
Binary options products were the most enquired-about category for the FCA centre in the last year.
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Aziz Abdel-Qader
Blogs
The Most Trusted Jurisdictions For FX Regulation
2017-02-10T16:56:18.000+02:00
Which jurisdictions are the most trusted in terms of FX regulation?
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Guest Contributors
Brokers
Darwinex Addresses FCA Changes for CFDs, Questions Effectiveness
2017-02-10T16:12:22.000+02:00
Darwinex voiced multiple disagreements regarding the FCA's consultation paper that transformed the FX, CFD industry.
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Jeff Patterson
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Brokers
FCA Issues Warning on STP Markets
2017-02-09T19:24:25.000+02:00
The FCA has warned of STP Markets for its unauthorized activity in the UK.
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Jeff Patterson
Next
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