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Brokers
IG Group Endorses ESMA, FCA, Delaying CFD Regulations till 2018
2017-06-29T13:40:31.000+02:00
The support follows IG Group's efforts to implement internal controls policing CFD use.
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Brokers
Breaking: ESMA Contemplates Product Intervention Powers over Retail Brokers
2017-06-29T08:51:19.000+02:00
ESMA is looking into using product intervention powers to curb malpractice in the industry.
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Brokers
Breaking: FCA Delays New Forex and CFDs Regulations until 2018
2017-06-29T08:25:45.000+02:00
The UK FCA has delayed its new restrictions on CFDs and forex trading as ESMA looks into its own measures.
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Regulation
FCA Alerts Traders to AIG Options, CMC Options
2017-06-28T18:11:25.000+02:00
The binary options brands seem to be operated by same company, as the warning implies.
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Regulation
FCA to Reign in £7 Trillion Asset Management Industry in the UK
2017-06-28T14:24:41.000+02:00
The UK Financial Conduct Authority has outlined new measures for the UK asset management industry.
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Prime Brokerage
IS Prime Managing Partner: 'Brokers are Changing their Attitude towards Risk'
2017-06-28T13:31:42.000+02:00
Jonathan Brewer, co-founder and Managing Partner of IS Prime, speaks about changes in the retail and prime forex markets.
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Brokers
Exness Officially Acquires Full Principal FCA License
2017-06-23T10:11:09.000+02:00
Most brokers from the UK industry hold a matched principal license.
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Regulation
Exclusive: Leverage is Not the Most Important Part of New FCA Regulations
2017-06-22T16:13:30.000+02:00
UK brokers are eagerly awaiting the final verdict from the FCA regarding regulations for the retail trading industry.
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Brokers
Breaking: Saxo Capital Markets leaves UK CFD and FX Association
2017-06-22T11:07:45.000+02:00
The broker has left the industry association, citing a disagreement with the positions of the organization.
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Regulation
Capital Markets Banc Exposed by FCA for Unauthorized Client Solicitation
2017-06-21T18:17:25.000+02:00
The forex and binary options broker is in hot water with the British regulator for offering financial services with no license.
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Brokers
Hirose UK Revenues Drop in 2016, Firm Looking to Focus on B2B
2017-06-21T15:16:54.000+02:00
The Japanese broker’s entry into a European market undergoing a transition.
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Regulation
FCA Warns Against Clone of Blackrock Asset Management UK Ltd
2017-06-20T18:23:55.000+02:00
The British financial watchdog has alerted local traders of the alleged copycat firm.
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News
Blockchain-Based Payments Provider Billon Receives UK e-Money Registration
2017-06-15T15:36:52.000+02:00
"Billon’s FCA registration will help prove that you can encrypt everyday currencies without the need for an alternative cryptocurrency."
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Execution
FX Connect, Currenex Platforms Garner FCA Approval to Operate as MTFs
2017-06-14T11:18:13.000+02:00
FX Connect and Currenex will operate as MTFs within the jurisdiction of MiFID II.
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Brokers
CMC Markets Reports a Dip in Profits and Revenues on Quiet Markets
2017-06-08T09:14:49.000+02:00
CMC Markets reports its full year outcome for 2017, trading volumes decline modestly.
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Executive Moves
Penny Judd Becomes Chairman of Plus500 Board, Steve Baldwin Joins as Director
2017-06-02T12:58:09.000+02:00
Plus500 has announced a revamp to its board of directors in combination with a share buyback program.
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Brokers
Exclusive: LandFX Launches Land-Liquidity Institutional Offering under FCA
2017-05-26T12:04:15.000+02:00
Land-Liquidity is the new name in the institutional brokerage market for FX and CFDs offered by Land-FX.
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Regulation
British Regulator Warns Against Copycat Broker
2017-05-15T15:04:05.000+02:00
The FCA advises caution against London Global Markets for falsely claiming authorization.
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Brokers
Breaking: IronFX UK Rents Out Leased Premises, Posts Loss for 2016
2017-05-14T10:02:54.000+02:00
The headcount at IronFX UK is reduced to a bare minimum as the firm appears to have shifted all operations to Cyprus.
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Executive Moves
Trading Places: Plus 500, Hotspot See New Senior Appointments
2017-05-01T08:09:25.000+02:00
Catch up on the latest moves from around the financial industry this past week.
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Regulation
FCA Exposes Unregulated Brokerage StrattonFX with Fake Address
2017-04-29T00:06:50.000+02:00
The firm is using a fake address in the UK while mimicking the name of an FCA regulated company.
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Executive Moves
FCA’s Regulatory Decisions Committee Adds Two Senior Members
2017-04-25T11:39:21.000+02:00
Karen Johnston and Nick Lord have been added to the FCA's Regulatory Decisions Committee.
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Prime Brokerage
Breaking: GCM Prime Disassociates Firm from Gallant Capital Markets
2017-04-20T19:08:51.000+02:00
GCM Prime is an FCA regulated company that is independent of GCMFX and Gallant Capital Markets
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Regulation
Barclays’ CEO Faces Probe, Pay Cut After Whistleblower Allegations
2017-04-10T08:49:46.000+02:00
Jes Staley is facing a probe from US and UK regulators over his alleged unmasking of a whistleblower.
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Technology
MahiFX Gets FCA Authorization, Adding a Third Regulatiory Jurisdiction
2017-04-05T14:54:21.000+02:00
The technology provider has acquired a principal and agent license from the FCA.
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Next
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