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Thought Leaders

Staying Ahead: How Brokers Are Approaching 2020

  • To deal with new measures, brokers have been forced to adapt, creating a more competitive market.
Tuesday, 28/01/2020 | 10:33 GMT by Finance Magnates Staff
Executive Moves

Christopher Woolard Becomes Interim CEO of FCA

  • Woolard has been appointed to the role following the departure of the former CEO, Andrew Bailey.
Friday, 24/01/2020 | 12:16 GMT by Celeste Skinner
News

CEX.IO Group Receives FCA’s Nod to Offer Services in the UK

  • The exchange is also planning to become a regulated broker.
Wednesday, 22/01/2020 | 14:36 GMT by Arnab Shome
Regulation

Will FCA Ban Credit Card Use for Retail FX & CFD Traders?

  • With the Gambling Commission banning credit cards, will the FCA follow suit?
Friday, 17/01/2020 | 20:25 GMT by Celeste Skinner
Regulation

FCA Expects up to £55m Drop in 2019-21 Profit for UK CFD Firms

  • The regulator believes UK firms will see a profit drop of c. £38.5m and £55.3m
Thursday, 16/01/2020 | 14:01 GMT by Celeste Skinner
Regulation

FCA Warns Firms Need to Accelerate LIBOR Transition Prep

  • Although some progress was made in 2019, the regulator warned there is much to do by 2021 end date.
Thursday, 16/01/2020 | 09:09 GMT by Celeste Skinner
Brokers

TigerWit Gets Financial Services License from Hong Kong’s SFC

  • The acquisition of the license is in line with the company’s plans for expansion.
Monday, 13/01/2020 | 09:35 GMT by Celeste Skinner
Regulation

FCA Assumes New Supervisory Role for UK Crypto Assets

  • The new requirements focus on the identification and assessment of risks of money laundering and terrorist financing.
Friday, 10/01/2020 | 14:08 GMT by Jeff Patterson
Brokers

FCA Warns of Clone FX Website Posing as Lincoln Finance

  • Ironically, some cloned scams contact the FCA to change the legitimate company's contact details on the register.
Thursday, 09/01/2020 | 19:47 GMT by Aziz Abdel-Qader
News

UK Regulator Exposes Crypto and Binary Options HYIP Scheme

  • Pro-Options operate as an HYIP scheme where returns are always dodgy, though they tend to dry up quickly.
Friday, 03/01/2020 | 19:03 GMT by Aziz Abdel-Qader
Brokers

FCA Flags Rockwell Amid Crackdown on Unregulated Asset Managers

  • Retail FX/CFDs brokers have also come under the spotlight with the closure two regulated brokers in a single month.
Monday, 30/12/2019 | 16:28 GMT by Aziz Abdel-Qader
Analysis

When Two UK Brokers Go Bust in One Month, Whose Fault is That?

  • UK investors, at least those with big portfolios, are on the hook if their broker fails.
Wednesday, 25/12/2019 | 12:24 GMT by Aziz Abdel-Qader
Executive Moves

FCA CEO Andrew Bailey Named as Next Governor of BoE

  • Bailey will start the position on May 16, 2020.
Friday, 20/12/2019 | 11:22 GMT by Celeste Skinner
Brokers

FCA Alerts Public of OptionFX, Clone of Signal Centre

  • The original company provides brokers with trade ideas and trading signals through a B2B solution.
Tuesday, 17/12/2019 | 15:36 GMT by Aziz Abdel-Qader
Regulation

FCA Cracks Down, Issues Highest Level of Fines in 4 Years

  • The regulator has faced criticism this year for not protecting consumers against market scandals.
Monday, 09/12/2019 | 07:03 GMT by Celeste Skinner
Blogs

FCA Calls Out OMC Markets As Unauthorized FX Broker

  • The Sofia-based entity is targeting people in the UK.
Thursday, 28/11/2019 | 10:57 GMT by Celeste Skinner
Brokers

SVS Securities Administrators Set up Clients Claims Portal

  • The liquidators have set a deadline for submitting claims, aka bar date, on 10 January 2020.
Wednesday, 27/11/2019 | 20:43 GMT by Aziz Abdel-Qader
Brokers

FCA Continues Crackdown on Unregulated CFDs Brokers

  • The City watchdog today red-flagged two providers of online trading products called Platinum CFD and STI-Global.
Friday, 22/11/2019 | 16:43 GMT by Aziz Abdel-Qader
News

FCA Grants EMI License to Crypto Custodian Koine

  • The new license will not cover the digital asset custody business of the company.
Thursday, 31/10/2019 | 13:58 GMT by Arnab Shome
Regulation

FCA Adds FX Broker Investteck to its List of Unauthorized Firms

  • The entity is targeting UK consumers without having the proper authorization.
Friday, 25/10/2019 | 13:05 GMT by Celeste Skinner
Regulation

SVS Securities Clients, Creditors Pass Administrators Proposals

  • All client money will be pooled into bank accounts controlled by the administrators, and then will be paid on a pro rata basis
Thursday, 17/10/2019 | 20:33 GMT by Aziz Abdel-Qader
Technology

FCA: Investment Complaints Remain Steady in H1 of 2019

  • The number of complaints, however, were much less than those for Payment Protection Insurance.
Thursday, 17/10/2019 | 11:28 GMT by Celeste Skinner
Brokers

TRADE.com Launches Spread Betting Service

  • Fast becoming a complete multi-asset broker, the company will offer spread bets via its new, FCA-regulated entity
Wednesday, 16/10/2019 | 13:05 GMT by David Kimberley
Brokers

CFI Receives FCA License, Opens UK Subsidiary

  • The retail broker now has 6 regulated entities across the globe
Wednesday, 16/10/2019 | 09:29 GMT by David Kimberley
Regulation

Tullett Prebon Enters into £15.4 Million Settlement with FCA

  • The regulator found that Tullett Prebon’s Rates Division had “ineffective controls around broker conduct”.
Friday, 11/10/2019 | 07:14 GMT by Celeste Skinner
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