> Conduct

conduct

Search for a tag

Regulation

UBS Pays $120,000 for "Careless" Conduct on the ASX

Traders at UBS bought around 18 million securities in ways other than by the matching of an order book.

Tuesday, 20/11/2018 | 06:55 GMT by Celeste Skinner

Regulation

New Zealand’s FMA Closes in on Market Conduct and Cryptocurrencies

According to its annual report, the regulator is not taking excuses from firms who don’t have licences.

Thursday, 25/10/2018 | 06:19 GMT by Celeste Skinner

Regulation

Cause for Concern? What Effect does Algo Trading Have on the Industry?

The FCA compiled a review of algo trading practices to keep pace with a rapidly evolving financial landscape.

Monday, 12/02/2018 | 11:58 GMT by Jeff Patterson

!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|} !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}