UBS Pays $120,000 for “Careless” Conduct on the ASX Traders at UBS bought around 18 million securities in ways other than by the matching of an order book.
New Zealand’s FMA Closes in on Market Conduct and Cryptocurrencies According to its annual report, the regulator is not taking excuses from firms who don’t have licences.
Cause for Concern? What Effect does Algo Trading Have on the Industry? The FCA compiled a review of algo trading practices to keep pace with a rapidly evolving financial landscape.