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Asic
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
B2Prime Acquires a Security Dealer License in Seychelles,
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
B2Prime Acquires a Security Dealer License in Seychelles,
Thought Leadership
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Asic
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FinTech
ASIC Is Suing Macquarie Bank over Unauthorized Withdrawals
Transactions through the fees system by third parties were unmonitored.
Macquarie Bank's penalty by the court may be as high as $500 million.
Tuesday, 05/04/2022 | 07:29 GMT
by
Matti Williamson
Retail FX
ASIC Bans Former Adviser from Providing Financial Services
The authority has banned Mark Babbage for 10 years.
The order took effect on 11 March 2022.
Monday, 04/04/2022 | 07:30 GMT
by
Bilal Jafar
Op-ed
Retail FX
Op-ed
Reeling In the 'Finfluencers'
Influencers must hold an Australian financial services licence to provide a recommendation.
They should exercise caution when sharing links to financial products.
Monday, 28/03/2022 | 16:30 GMT
by
Yvonne Nehme
Regulation
ASIC Imposes $63M Civil Penalties in H2 2021 for Violations
The fines in the reported months were significantly higher than the previous six months.
It has prosecuted 99 individuals and companies for liable offenses.
Monday, 28/03/2022 | 09:02 GMT
by
Arnab Shome
Retail FX
ASIC Warns against Scammers Impersonating Financial Firms
Scammers are reaching out to potential victims through emails, calls and messages.
They provide convincing documents to gain the trust of the potential victims.
Thursday, 24/03/2022 | 06:53 GMT
by
Arnab Shome
Thought Leaders
Kwakol Markets Secures Coveted ASIC License
Kwakol Markets has registered offices in the US, Hong Kong, Nigeria, and Australia.
Monday, 28/02/2022 | 08:45 GMT
by
Kwakol Markets
Retail FX
Analysis: Australia Has the Largest FX/CFD Market Per Capita in the World
The number of active retail CFD traders stays at 100,000 in Australia.
In 2021, the average Australian trader deposited more than $8,400 into their CFD account.
Tuesday, 15/02/2022 | 14:18 GMT
by
Damian Chmiel
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CryptoCurrency
Vortex Brands Purchases Additional 8 S19j Pros Crypto Mining Machines
Vortex Brands has ordered additional crypto machines.
The company plans to expand its bitcoin mining operations.
Monday, 24/01/2022 | 17:47 GMT
by
Nicholas Otieno
News
ASIC Selects 5 Regtech Firms to Solve Corporate Disclosure Challenges
These companies will be given grants to come up with a feasible solution.
The regulator will also work hand-in-hand with these companies.
Friday, 21/01/2022 | 07:01 GMT
by
Arnab Shome
News
ASIC Issues Warning about SMSFs and Crypto Investments
According to the authority, cryptocurrencies are speculative assets.
The commission urged Australians to consider risks before crypto investments.
Monday, 17/01/2022 | 08:57 GMT
by
Bilal Jafar
Brokers
Blueberry Markets Inks a Partnership Deal with Signal Centre
Signal Centre will provide daily content to the trading community of Blueberry Markets.
Blueberry Markets has more than 30,000 traders.
Friday, 07/01/2022 | 08:00 GMT
by
Bilal Jafar
News
ASIC Reveals Its Tactics to Bust Pump-and-Dump Groups
ASIC dropped a warning message on a Telegram pump-and-dump group in October.
Crypto and penny stocks manipulation schemes are running rampant.
Wednesday, 29/12/2021 | 09:02 GMT
by
Arnab Shome
Retail FX
Futu Holdings Plans to Expand Presence in Australia
The company has successfully acquired an Australia-based subsidiary.
Futu aims to use the license to provide financial services in the region.
Monday, 20/12/2021 | 08:47 GMT
by
Bilal Jafar
Institutional FX
Marex Gains ASIC’s Approval for Australia Office
The company is planning to accelerate its expansion in the Asia Pacific.
Wednesday, 08/12/2021 | 08:28 GMT
by
Bilal Jafar
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Institutional FX
Westpac Faces 6 Civil Penalty Charges from ASIC
The bank allegedly violated compliances for several years, affecting thousands of customers.
Tuesday, 30/11/2021 | 06:33 GMT
by
Arnab Shome
Regulation
ASIC Imposes Additional License Conditions on ASX
The conditions will ensure no outages of the trading platform due to future upgrades.
Wednesday, 24/11/2021 | 07:36 GMT
by
Arnab Shome
Regulation
Aussie Regulator Cautions Firms against Ties with Financial Influencers
These influencers provide financial advice without having a mandatory AFS license.
Tuesday, 09/11/2021 | 09:08 GMT
by
Arnab Shome
News
ASIC to Shut Down A One Multi Services over Unlawful Crypto Activities
The authority secured orders from Federal Court against A One Multi and its directors.
Thursday, 04/11/2021 | 08:22 GMT
by
Bilal Jafar
Regulation
ASIC Issues Regulatory Guidance on Crypto Products
It approved the criteria under which Bitcoin and Ethereum investment products can be launched.
Friday, 29/10/2021 | 06:36 GMT
by
Arnab Shome
Regulation
ASIC Proposes to Extend Retail CFDs Restrictions till 2031
The ongoing order of product restrictions is set to expire on March 23, 2022.
Monday, 18/10/2021 | 06:31 GMT
by
Arnab Shome
Regulation
ASIC Drops Warning Message on ‘Pump and Dump’ Telegram Group
The group of 300 members was coordinating to inflate the prices of shares.
Friday, 15/10/2021 | 06:26 GMT
by
Arnab Shome
ADVERTISEMENT
Brokers
ASIC Brokers Identify Target Markets as New DDO Rules Come into Effect
The rules become effective on October 5.
Tuesday, 05/10/2021 | 09:52 GMT
by
Arnab Shome
Retail FX
ASIC Announces Cancellation of Pure Strategy’s AFS License
The authority cancelled the license due to Pure Strategy’s failure to comply with its general obligations.
Monday, 27/09/2021 | 09:09 GMT
by
Bilal Jafar
Retail FX
ASIC Bans Unsolicited Sale of Financial Products
This will affect cold calling and other unsolicited contact tactics used by firms.
Thursday, 23/09/2021 | 08:51 GMT
by
Arnab Shome
Regulation
ASIC Grants 339 New AFS Licenses in FY2020-21
The agency received a total of 565 applications for new AFS licenses.
Wednesday, 15/09/2021 | 08:47 GMT
by
Arnab Shome
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