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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Retail FX
ASIC Announces Cancellation of Pure Strategy’s AFS License
The authority cancelled the license due to Pure Strategy’s failure to comply with its general obligations.
Monday, 27/09/2021 | 09:09 GMT
by
Bilal Jafar
Retail FX
ASIC Bans Unsolicited Sale of Financial Products
This will affect cold calling and other unsolicited contact tactics used by firms.
Thursday, 23/09/2021 | 08:51 GMT
by
Arnab Shome
Regulation
ASIC Grants 339 New AFS Licenses in FY2020-21
The agency received a total of 565 applications for new AFS licenses.
Wednesday, 15/09/2021 | 08:47 GMT
by
Arnab Shome
News
iSignthis Submits Evidence Alleging Unfair Suspension on ASX
The company is seeking AU$464.7 million from the exchange operator as damages.
Tuesday, 31/08/2021 | 07:07 GMT
by
Arnab Shome
Regulation
ASIC Prioritizes Monitoring of CFDs and Binary Options Compliances
The agency has kept these actions under the stage 2 priority of its four-year corporate plan.
Thursday, 26/08/2021 | 07:50 GMT
by
Arnab Shome
Regulation
ASIC Mulls to Restrict Payment for Order Flow Model
The controversial model is facing the scrutiny of multiple global regulators.
Wednesday, 25/08/2021 | 07:41 GMT
by
Arnab Shome
Regulation
ASIC Warns against Trading Cryptos on Unlicensed Exchanges
It urged investors to check if the platforms have an AFS license or AML.
Wednesday, 18/08/2021 | 06:33 GMT
by
Arnab Shome
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Thought Leaders
ASIC HUB from Hive OS is Now Available in the USA
ASIC HUB helps to put together a Hive OS system with each of your ASICs, gathering statistics of each device.
Wednesday, 21/07/2021 | 10:11 GMT
by
Finance Magnates Staff
Institutional FX
Aussie Government Seeks Consultation on FFSPs Licensing Relief
ASIC earlier extended a temporary relief to FFSPs till March 31, 2023.
Friday, 09/07/2021 | 07:39 GMT
by
Arnab Shome
Regulation
ASIC Seeks Public Feedback on Crypto ETPs
The regulator will accept the feedback until July 27, 2021.
Wednesday, 30/06/2021 | 07:16 GMT
by
Arnab Shome
Brokers
ASIC Cancels AFS License of Former Stockbroker BBY
The regulator initially suspended the firm’s license in 2015.
Monday, 28/06/2021 | 08:03 GMT
by
Arnab Shome
Regulation
ASIC Extends Licensing Relief to Foreign Financial Service Providers
Regulated foreign firms can now operate in the country until March 31, 2023, without a local license.
Friday, 11/06/2021 | 06:49 GMT
by
Arnab Shome
Institutional FX
Halifax Auditor Faces Criminal Charges in Australia
It has become the first audit firm to face criminal charges in the country.
Tuesday, 08/06/2021 | 06:24 GMT
by
Arnab Shome
Institutional FX
Aussie Regulators Urge Firms to Accelerate Switch from LIBOR
Most of the LIBOR benchmarks will cease to exist by the end of this year.
Friday, 04/06/2021 | 07:32 GMT
by
Arnab Shome
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Brokers
Aussie Court Slaps Forex CT with AUD20 Million Fine
The director and former CEO is facing an eight-year ban with a hefty fine.
Wednesday, 02/06/2021 | 06:19 GMT
by
Arnab Shome
Regulation
ASIC Bans USGFX Director John Martin for 10 Years
He did not have a clear understanding of the compliance rules.
Tuesday, 01/06/2021 | 06:23 GMT
by
Arnab Shome
Regulation
ASIC Bans Binary Options for Australian Retail Clients
The Australian regulator mentioned that the ban will take effect from 3 May 2021.
Thursday, 01/04/2021 | 07:11 GMT
by
Bilal Jafar
Regulation
ASIC’s Restrictions on Retail CFDs Trading Come into Effect
Violators might get up to 5 years of prison time or up to AUD 55 million fine.
Monday, 29/03/2021 | 05:55 GMT
by
Arnab Shome
Regulation
ASIC Bans Forex CT Director Shlomo Yoshai for 10 Years
Four other former employees are banned for their involvement in misconduct and client deception.
Wednesday, 17/03/2021 | 07:16 GMT
by
Arnab Shome
Brokers
ASIC Outlines Additional License Conditions for AxiCorp
The Australian authority has imposed new conditions on AxiCorp to ensure adequate compliance arrangements.
Friday, 12/03/2021 | 06:35 GMT
by
Bilal Jafar
Brokers
AxiCorp Settles Australian Financial Services License Issue with ASIC
The company mentioned that ASIC has withdrawn the proposed suspension of Axi’s Australian Financial Services Licence.
Monday, 01/03/2021 | 08:35 GMT
by
Bilal Jafar
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Brokers
BRI Ferrier Denies Role in Shutting USG Global’s Bank Accounts
The liquidator earlier said the broker’s shareholders are causing trouble with its investigation.
Thursday, 11/02/2021 | 12:07 GMT
by
Arnab Shome
Retail FX
ASIC Confirms Cyber Attack on Its Server
The details of the attack are not public yet.
Monday, 25/01/2021 | 10:30 GMT
by
Arnab Shome
Regulation
Aussie Brokers Welcome ASIC Restrictions Despite Expected Volume Dip
The new leverage levels will become effective on March 29, 2021.
Tuesday, 19/01/2021 | 13:21 GMT
by
Arnab Shome
Regulation
ASIC Acknowledges PI Insurance Difficulties
Though getting PI insurance is difficult, companies need to pay close attention to other insurance requirements.
Monday, 21/12/2020 | 22:00 GMT
by
Ben Glover
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