CFTC Welcomes Christopher Ehrman As Director of Whistleblower Office
by
Andrew Saks McLeod
Subsequent to the formation of the Whistleblower Office, a department allowing the CFTC to offer a reward for reporting transgressions, the CFTC appoints Christopher Ehrman as Director of the division.
The US Commodity Futures Trading Commission (CFTC) yesterday announced that it had appointed Chistopher Ehrman as Director of its recently established Whistleblower Office.
This particular department was founded by the Dodd-Frank Act, aimed at strengthening the regulatory structure and angling it toward consumer protection. The department operates a program through which the Commission may reward individuals who voluntarily provide original information about violations of the Commodity Exchange Act.
Gary Gensler, Chairman of the CFTC welcomes Mr. Ehrman to his new post: “I am pleased that Chris is joining us as the new head of our Whistleblower Office.”
“Chris, who comes to us after many years of experience in the SEC’s Enforcement Division, takes on an important role at the Commission to oversee our Whistleblower program and engage with people who report misconduct in the futures and swaps markets” he concluded.
Mr. Ehrman arrives at the CFTC with a substantial background in Regulation and compliance, having previously served in a variety of other roles within the Securities and Exchange Commission (SEC).
He most recently served as an Assistant Director in the Office of Market Intelligence (OMI) in the Division of Enforcement. In this role, he oversaw the processing, review and assignment of all tips, complaints and referrals received by the SEC, and undertook a wide variety of speaking engagements relative to securities regulation and the work of the OMI.
Mr. Ehrman also served as the Co-National Coordinator for the Microcap Fraud Working Group, a cross-divisional specialized group charged with creating novel ways to detect, disrupt and prosecute fraud relating to securities quoted on the OTC Market.
During his tenure at the SEC’s Division of Enforcement, Mr. Ehrman held various senior roles including Branch Chief, Senior Counsel, and Staff Attorney, and prior to joining the Federal Government spent six years in private legal practice covering securities-related matters.
Mr. Ehrman, a graduate of Miami University and the University of Kentucky College of Law, made a statement on his appointment: “I am excited about this wonderful opportunity at the CFTC.”
“As our financial markets grow increasingly complex, it is vital to have a process in place to ensure that people with important information about potential violations of the Commodity Exchange Act, risks to the marketplace, and risks to its participants can come forward with that information. The Whistleblower Office is committed to providing people with the support they need to come forward, be heard and be protected” he concluded.
The US Commodity Futures Trading Commission (CFTC) yesterday announced that it had appointed Chistopher Ehrman as Director of its recently established Whistleblower Office.
This particular department was founded by the Dodd-Frank Act, aimed at strengthening the regulatory structure and angling it toward consumer protection. The department operates a program through which the Commission may reward individuals who voluntarily provide original information about violations of the Commodity Exchange Act.
Gary Gensler, Chairman of the CFTC welcomes Mr. Ehrman to his new post: “I am pleased that Chris is joining us as the new head of our Whistleblower Office.”
“Chris, who comes to us after many years of experience in the SEC’s Enforcement Division, takes on an important role at the Commission to oversee our Whistleblower program and engage with people who report misconduct in the futures and swaps markets” he concluded.
Mr. Ehrman arrives at the CFTC with a substantial background in Regulation and compliance, having previously served in a variety of other roles within the Securities and Exchange Commission (SEC).
He most recently served as an Assistant Director in the Office of Market Intelligence (OMI) in the Division of Enforcement. In this role, he oversaw the processing, review and assignment of all tips, complaints and referrals received by the SEC, and undertook a wide variety of speaking engagements relative to securities regulation and the work of the OMI.
Mr. Ehrman also served as the Co-National Coordinator for the Microcap Fraud Working Group, a cross-divisional specialized group charged with creating novel ways to detect, disrupt and prosecute fraud relating to securities quoted on the OTC Market.
During his tenure at the SEC’s Division of Enforcement, Mr. Ehrman held various senior roles including Branch Chief, Senior Counsel, and Staff Attorney, and prior to joining the Federal Government spent six years in private legal practice covering securities-related matters.
Mr. Ehrman, a graduate of Miami University and the University of Kentucky College of Law, made a statement on his appointment: “I am excited about this wonderful opportunity at the CFTC.”
“As our financial markets grow increasingly complex, it is vital to have a process in place to ensure that people with important information about potential violations of the Commodity Exchange Act, risks to the marketplace, and risks to its participants can come forward with that information. The Whistleblower Office is committed to providing people with the support they need to come forward, be heard and be protected” he concluded.
Interactive Brokers Expands Offerings with Daily Options on French Stocks
Network, Learn, Grow | FMAS:24
Network, Learn, Grow | FMAS:24
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Get ready to mark your calendars for FMAS:24, returning this May! Take a quick glimpse of what awaits at the Sandton Convention Centre in Sandton, South Africa from May 20-22, 2024.
Don't miss out on this 5-second invite packed with energy and urgency!
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Here's a sneak peek into the FMAS:24 vibrant atmosphere! Join us at Africa’s premium financial event for a transformative experience that combines the best of finance and technology.
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Here's a sneak peek into the FMAS:24 vibrant atmosphere! Join us at Africa’s premium financial event for a transformative experience that combines the best of finance and technology.
From May 20-22, 2024, the Sandton Convention Centre in Sandton, South Africa, will be the hub for over 3,500 attendees to engage in unparalleled networking opportunities, learn from over 150 industry-leading speakers, and explore innovations from 120+ exhibitors.
Secure your free ticket now 🔗 https://events.financemagnates.com/yQx0l?utm_source=youtube&utm_campaign=fmas-is-back&utm_medium=video&RefId=FMAS24+Video+Ad+%5B1%5D
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Join 3500+ Attendees at FMAS:24 | Africa's Premium Financial Event
Join 3500+ Attendees at FMAS:24 | Africa's Premium Financial Event
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Join 3500+ Attendees at FMAS:24 - Africa's Premium Financial Event
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Where the Prop Trading Industry Goes from Here | Finance Magnates Podcast
Where the Prop Trading Industry Goes from Here | Finance Magnates Podcast
Explore the tumultuous world of prop trading in this Finance Magnates podcast episode, featuring insights from Head of Axi Select, Greg Rubin.
We're discussing the challenges and shifts caused by MetaQuotes' pivotal decisions affecting MT4 and MT5 users, and how Axi Select offers a unique, realistic path to professional trading, steering clear of traditional prop firm pitfalls.
Tune in for expert analysis on the future of trading and innovative funding models.
The Axi Select programme is only available to clients of AxiTrader Limited. CFDs carry a high risk of investment loss. In our dealings with you, we will act as a principal counterparty to all of your positions. This content is not available for AU, NZ, EU and UK residents. For more information, refer to our Terms of Service. Standard trading fees apply.
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Explore the tumultuous world of prop trading in this Finance Magnates podcast episode, featuring insights from Head of Axi Select, Greg Rubin.
We're discussing the challenges and shifts caused by MetaQuotes' pivotal decisions affecting MT4 and MT5 users, and how Axi Select offers a unique, realistic path to professional trading, steering clear of traditional prop firm pitfalls.
Tune in for expert analysis on the future of trading and innovative funding models.
The Axi Select programme is only available to clients of AxiTrader Limited. CFDs carry a high risk of investment loss. In our dealings with you, we will act as a principal counterparty to all of your positions. This content is not available for AU, NZ, EU and UK residents. For more information, refer to our Terms of Service. Standard trading fees apply.
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