Preview Mode

FM Home
> Trade reporting
Understanding Stock Splits: Everything You Need to Know
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
How to Buy Stocks: A Step-by-Step Guide
Education Center
Forex.com Expands Capitalise. Thought Leadership

trade reporting

Search for a tag
Retail FX

FINRA Slaps $100k Penalty on Dealerweb for TRACE Violations

  • The penalty is for inaccurate TRACE transaction reports and a deficient supervisory system.
  • Dealerweb paid $37,500 to FINRA for various TRACE violations between 2013 and 2017.
by Solomon Oladipupo
Institutional FX

REGIS-TR Obtains a Full UK EMIR License from the FCA

  • The firm was incorporated in 2019.
  • REGIS-TR UK LTD was intended to provide services to clients in the post-Brexit era.
by Felipe Erazo
Regulation

Exclusive: TRAction Fintech Integrates EU Reporting Services with UnaVista

  • The partnership is aimed at simplifying MiFID II, EMIR and SFTR reporting for forex and CFD brokers.
by Celeste Skinner
Analysis

Will Regulators Assess Viability of Trade Repositories After CME Departure?

  • CME Group is closing down its Trade Repositories in Australia and Europe.
by Celeste Skinner
Regulation

Who Needs to Meet European Trade Publication Requirements?

  • There's a lot of confusion between trade and transaction reporting - what's the difference?
by Celeste Skinner
Regulation

Catena Chosen by Southern Ridges for MAS OTC Reporting

  • The investment management firm will use Catena’s solution to report OTC derivatives.
by Celeste Skinner
Regulation

ASIC: FX & CFD Reporting Changes to Come into Effect in July

  • From July, CFD, margin FX and equity OTC derivatives will need to be reported using the "life cycle" method.
by Celeste Skinner
Regulation

FCA Signals More Vigilance Over Transaction Reporting

  • The UK regulator shared key data during a conference dedicated to transaction reporting in London
by Victor Golovtchenko
Technology

Catena Technologies to Deploy SFTR Reporting Platform to REGIS-TR

  • The early testing has been completed as the companies are preparing to launch the new offering
by Victor Golovtchenko
Regulation

FCA Fines Goldman Sachs £34 Million for Reporting Failures

  • Goldman Sachs International did not provide accurate and timely reporting for 220.2 million transaction reports.
by Celeste Skinner
Exchanges

ESMA Registers LSEG Trade Repository UnaVista TRADEcho B.V.

  • The trade repository is the group’s Brexit contingency plan if a hard Brexit occurs.
by Celeste Skinner
Execution

Catena Expands TRACE Reporting Solution to NA and Europe

  • Catena has integrated its solution with CME Group’s trade repositories in North America and Europe.
by Celeste Skinner
Technology

Deutsche Börse & RegTek.Solutions to Launch MiFIR Pre-Validation Service

  • The expected launch of this service is set for the fourth quarter of this year.
by Celeste Skinner
Regulation

Cappitech and Trax Join Forces to Provide MiFID II Reporting Services

  • The two firms have integrated their separate services to provide tailor-made solutions.
by Celeste Skinner
News

Broadridge Launches Ex-Post Reporting Solution for MiFID II

  • This is the latest of a suite of MiFID II-related services developed by Broadridge's FundAssist business.
by Celeste Skinner
Technology

Cappitech Expands to Australia with CME Group Partnership

  • The regulatory reporting firm has integrated with the CME Group’s trade repository
by Victor Golovtchenko
Brokers

Kabu Sees Growth in Revenue this May after Slump in April

  • Despite this increase, the Japanese was unable to return to the levels seen in the first quarter of 2018
by David Kimberley
News

What Brokers Need to Know about EMIR Reporting of Cryptocurrency CFDs

  • How do CFDs on Bitcoin, Ethereum and other cryptocurrencies fall under the European Market Infrastructure Regulation?
by Avi Mizrahi
Technology

Cappitech Partners with Colt PrizmNet for Secure Data Reporting

  • An additional layer of security in EMIR and MiFID reporting.
by Victor Golovtchenko
Execution

AxiomSL Extends its Trade and Transactions Suite to Commodities Space

  • AxiomSL’s platform will expand its transaction capabilities to the commodities and energy sector ahead of MiFID II.
by Jeff Patterson
!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|} !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}