The Netherlands
Morgan Stanley Pays €101M Fine in the Netherlands While Facing FINRA Probe in the US
- The firm settles Dutch tax fine; old corporate filings over 12 years ago triggered investigation.
- Last year, the company was fined $1.6M by FINRA for municipal securities delays and supervisory lapses.
Thursday, 27/11/2025 | 17:20 GMT by
Tareq Sikder
"Our Legal Counsel Team Is Cooperating": Vantage after Dutch Regulator's Investigation
- The regulator accused the CFDs broker of not cooperating with the investigation and issued a penalty order that could result in a fine of up to €100,000.
- The regulator alleged that vantage offered services in the Netherlands without a licence, but the broker confirmed that it does not offer services in the country.
Wednesday, 13/11/2024 | 11:02 GMT by
Arnab Shome
Europe's Shifting Landscape: A Triptych of Economic Challenges
- Political crescendos and economic twists.
Thursday, 23/11/2023 | 14:37 GMT by
Pedro Ferreira
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