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The financial conduct authority fca
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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FMAS:24 – Asset Allocation & Trading in a Lower Interest Rate
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Will Blockchain Technology Mark a Turning Point in Fraud
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The Financial Conduct Authority (FCA)
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Retail FX
UK Flags Plus500 Clone, Italy Blocks ‘XTB Empire,’ 3 Others
The clone operates via www.fxplus500.co.uk.
Italy's CONSOB blacklisted 'VirtuFinance', Activ4X and Goldy Deal.
Friday, 12/05/2023 | 13:43 GMT
by
Solomon Oladipupo
Retail FX
News Nuggets | 9 May: LSEG Taps OpenFin; New eToro Portfolio
Also, United Fintech increased its stake in TTMzero and FCA's new warning.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Tuesday, 09/05/2023 | 11:15 GMT
by
Finance Magnates Staff
FinTech
FCA Fines Banque Havilland £10M for Qatar-Targeted 'Manipulative Trading' Doc
The doc allegedly contains trading strategies that could hurt the Qatari economy.
The watchdog also imposed various fines on three ex-employees of the London branch.
Friday, 05/05/2023 | 21:23 GMT
by
Solomon Oladipupo
CryptoCurrency
FCA Cracks Down on Crypto ATMs in Three UK Cities
It has gathered evidence and will decide on further action.
The agency is not authorizing any crypto ATM operators in the country.
Friday, 05/05/2023 | 10:35 GMT
by
Arnab Shome
Retail FX
News Nuggets | 4 May: FCA on Whistleblower; Equinix's Q1 Results
Also, Iress' partnership with Kaiko and Consob's warning list.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Thursday, 04/05/2023 | 10:13 GMT
by
Finance Magnates Staff
Retail FX
FCA Finds “Gaps in Surveillance” among UK CFDs Providers
The FCA found weak surveillance of market manipulation and abuse of non-equity asset classes.
However, most of the regulator's findings 'were largely positive'.
Wednesday, 26/04/2023 | 16:41 GMT
by
Solomon Oladipupo
Retail FX
News Nuggets | 19 April: Maoz Tenenbaum Leaves Leverate; Cornerstone's Revenue
Also, RoboForex adds a new feature to copy trading; and a partnership between Worldline and Crédit Agricole.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 19/04/2023 | 10:46 GMT
by
Finance Magnates Staff
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Retail FX
Duty Calls: How to Prepare to FCA's New Regulation
A new milestone of UK's "consumer duty" will come into effect on April 30.
What is the duty, What documentation would I need and what to do if I'm not prepared - questions and answers.
Tuesday, 18/04/2023 | 08:28 GMT
by
Lewis Gurry
Retail FX
UK Regulator Flags Down Saxo 24 FX, One Zero Trade
The FCA did not state if they are clones of Saxo Bank and OneZero Financial.
The British regulator is seeking greater investor protection with its three-year strategy.
Friday, 14/04/2023 | 20:27 GMT
by
Solomon Oladipupo
Retail FX
News Nuggets | 6 April: FCA Stops WealthTek; RoboForex Increases Partner Commissions
Also, Binance, Justin Sun, Fortex and more.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Thursday, 06/04/2023 | 08:15 GMT
by
Finance Magnates Staff
Institutional FX
FCA Permits ‘Synthetic’ US Dollar LIBOR ‘For a Short Period’ after June
The approval comes four months after FCA proposed 'synthetic' US dollar LIBOR settings.
The temporary benchmark will take effect from July 1, 2023.
Monday, 03/04/2023 | 13:40 GMT
by
Solomon Oladipupo
Brokers
SVS Saga Ends as the Collapsed Broker Enters Dissolution
The broker was placed under special administration in August 2019.
Over 99 percent of SVS clients were transferred to ITI Capital.
Friday, 31/03/2023 | 11:20 GMT
by
Arnab Shome
Retail FX
FCA Announces Joint Executive Directors for Enforcement and Market Oversight
Chambers and Smart will replace Steward.
Smart joins from the NCA, and Chambers has many years of experience from the FCA.
Thursday, 23/03/2023 | 12:31 GMT
by
Damian Chmiel
FinTech
FCA Scolds Payment Firms over 'Lack of Controls'
The regulator said some firms are posing "unacceptable risks" to customers.
The FCA has also seen evidence of "elevated fraud rates" among some firms.
Friday, 17/03/2023 | 20:43 GMT
by
Solomon Oladipupo
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FinTech
Amidst Industry Rejig, UK Regulator Approves First Long-Term Asset Fund
The development dates back to finalization of rules for the new fund in October 2021.
The FCA worked with BoE and HM Treasury to break a barrier against long-term asset investment.
Thursday, 09/03/2023 | 13:23 GMT
by
Solomon Oladipupo
Institutional FX
Market Infrastructure Providers Greenlight BoE, FCA Supervision
The FCA is also seeking to enhance the UK's asset management laws.
Moreover, the markets supervisor is planning a new financial promotions regime.
Friday, 24/02/2023 | 16:22 GMT
by
Solomon Oladipupo
Retail FX
FCA to Compensate 24HR Trading Academy Victims
The scheme operator had to declare bankruptcy after failing to pay the penalty.
The FCA initially brought the case against Mohammed Maricar in April 2020.
Friday, 24/02/2023 | 10:58 GMT
by
Arnab Shome
Retail FX
FCA Wants to Recover Money from Argento Wealth
The FCA commenced High Court proceedings against AWL.
AWL is not, and never has been, an FCA-authorised firm.
Tuesday, 07/02/2023 | 13:09 GMT
by
Damian Chmiel
CryptoCurrency
FCA Seeks Crypto Firms' Preparedness for Upcoming Promotions Regime
The new rules will apply to local and overseas crypto firms targeting UK consumers.
Breaches of the four promotional channels will bring criminal charges.
Monday, 06/02/2023 | 11:44 GMT
by
Arnab Shome
FinTech
UK Regulator Clamps Down on 1,400% More Rogue Financial Ads in 2022
The FCA published over 1,800 scam alerts last year.
The regulator says it will introduce new consumer duty obligations in July.
Friday, 03/02/2023 | 19:27 GMT
by
Solomon Oladipupo
Retail FX
UK FCA Warns against Clone of FX Broker Axi
AxiCorp owns both Axi and One Financial Markets.
The FCA clamped down on a number of clone companies in 2022.
Thursday, 02/02/2023 | 15:11 GMT
by
Solomon Oladipupo
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Retail FX
FCA’s Financial Ombudsman Zahida Manzoor to Serve Second Term
Manzoor was initially appointed as an FOS Chair in 2019.
The second term of office lasts until 2025.
Monday, 30/01/2023 | 11:40 GMT
by
Damian Chmiel
Institutional FX
Boutique Wealth Manager EXANTE Secures FCA License, Launches in UK
The boutique brokerage hopes to establish its headquarters in London.
A number of firms gained and lost their FCA licenses last month.
Friday, 20/01/2023 | 22:35 GMT
by
Solomon Oladipupo
Institutional FX
FCA Alarms Wholesale Brokers of Wind Down Risks in Adverse Markets
It warned that many brokers are working to wind down in an adverse market.
The regulator wants the CEOs of the brokers to discuss the concerns with the Boards.
Thursday, 12/01/2023 | 09:15 GMT
by
Arnab Shome
Institutional FX
FCA Fines GT Bank £7.67M for AML Lapses
The bank had lapses in AML systems and controls between October 2014 and July 2019.
It did not rectify the lapses despite multiple internal and external flags.
Tuesday, 10/01/2023 | 10:58 GMT
by
Arnab Shome
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