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Spoofing
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Nexo Enhances Data Security Credentials With SOC 3 Assessment
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Nexo Enhances Data Security Credentials With SOC 3 Assessment
Thought Leadership
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Spoofing
Search for a tag
Execution
JPMorgan Pays $920 Million to Settle Long-Running Spoofing Probes
2020-09-29T19:05:18.000+02:00
The spoofing lawsuit was originally filed against the US bank in 2015 by a hedge fund operator and two metals traders.
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Regulation
Former Deutsche Bank Employees Found Guilty of Commodity Spoofing
2020-09-28T05:04:20.000+02:00
James Vorley and Cedric Chanu were convicted of 3 counts and 7 counts, respectively, of wire fraud.
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Brokers
CFTC Fines Illinois Software Firm for Role in Spoofing Futures Markets
2020-09-15T18:53:41.000+02:00
Edge was charged in 2018 with conspiracy and aiding and abetting the notorious British “flash crash” trader Navinder Sarao
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Execution
CFTC Fines Daewoo Securities $700,000 in Spoofing Case
2020-01-13T23:59:49.000+02:00
In settling the CFTC case, Daewoo will pay $700,000 though it didn’t admit or deny the agency’s allegations.
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Regulation
FINRA, Exchange Consortium Fines Credit Suisse Securities $6.5m
2019-12-23T17:54:53.000+02:00
Credit Suisse failed to address nearly 50,000 alerts from FINRA for potential manipulative trading over a 4 year period.
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Regulation
EX-Commodities Trader at Two Banks Pleads Guilty to Metals Fraud
2019-07-25T20:34:30.000+02:00
Flaum, 41, agreed to meet with investigators and has been cooperating against unnamed co-conspirators.
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Regulation
CFTC Settles Spoofing Case with Indian-American Trader
2019-02-25T20:09:48.000+02:00
Krishna Mohan was accused of working with other traders to rig the futures contracts on the Chicago Mercantile Exchange.
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Regulation
Ex-JP Morgan Trader Pleads Guilty to Metals Spoofing, Wire Fraud
2018-11-06T23:59:52.000+02:00
Regulators and exchanges have stepped up their policing of spoofing in recent years.
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Regulation
CFTC Fines Two UAE Traders $2.7 Million Over Precious Metals Spoofing
2018-05-03T19:47:52.000+02:00
The abuses of UAE residents allegedly occurred between February 2015 through at least April 28, 2015.
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Regulation
Spoofing, Fraud Charges Dropped in Ex-UBS Trader Case
2018-02-21T18:11:07.000+02:00
He was arrested while visiting his girlfriend in New Jersey.
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Regulation
Convicted Flash Crash Trader Helping US Authorities Combat Market Spoofing
2018-01-30T17:21:19.000+02:00
Convicted spoofing trader Navinder Sarao is assisting US prosecutors in an ongoing case against market abuse.
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Regulation
Three Banks Fined $47m Over Metals Spoofing, Six Traders Hit with CFTC Suit
2018-01-29T21:51:34.000+02:00
The largest of the fines was the $30 million penalty received by Germany's biggest bank, Deutsche Bank.
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Regulation
Arab Global Commodities DMCC Settles Spoofing Charges with CFTC
2017-10-11T09:03:37.000+02:00
AGC reached a $300k settlement with the CFTC after one of its traders engaged in copper spoofing in 2016.
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Regulation
Oil Trading Firm Reaches Accord with CFTC to Settle Latest Spoofing Case
2017-09-29T22:14:09.000+02:00
Dodd-Frank Act gives the CFTC explicit authority to crack down on spoofing.
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Regulation
Ex-Deutsche Bank Trader Pleads Guilty to Metals Spoofing, Wire Fraud
2017-06-02T19:22:25.000+02:00
Liew has plead guilty to US authorities, though his testimony cites collaboration with other Deutsche Bank traders.
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Regulation
Citigroup Hit with $25m Fine by CFTC for Spoofing, Supervisory Failures
2017-01-19T18:18:31.000+02:00
Citigroup was handed a $25 million civil monetary penalty for its role in spoofing.
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Regulation
Trader Fined $2.5m for Spoofing and Engaging in Deceptive Spoofing Scheme
2016-12-21T10:15:56.000+02:00
The CFTC found that Oystacher entered into and canceled orders he never intended to fill.
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Regulation
Flash Crash Trader Sarao Pleads Guilty to Spoofing and Wire Fraud Charges
2016-11-10T10:09:41.000+02:00
Navinder Sarao, the UK-based trader accused for contributing to the 2010 flash crash now faces a 30 year jail sentence.
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Technology
Neurensic Releases Cloud-Based AI Surveillance Solution for Trading Industry
2016-10-21T08:05:29.000+02:00
The solution is the first of its kind and deals with disruptive trading practices in the capital markets.
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Execution
'Flash Crash' Trader Appeals Extradition to US
2016-05-26T21:50:10.000+02:00
The flash crash event in May 2010 wiped out almost one trillion dollars from global stock markets within minutes.
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Regulation
FINRA Issues Cross-Market Report Cards To Halt Spoofing and Layering
2016-04-28T21:03:56.000+02:00
New equities supervision reports help firms identify potential market manipulation.
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ADVERTISEMENT
Exchanges
CFTC Orders Spoofing Futures Traders To Pay $2.69 Million
2016-04-06T09:15:33.000+02:00
Heet Khara and Nasim Salim penalised for spoofing in the gold and silver futures markets.
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Retail FX
Flash Crash UK Trader To Appeal Court Extradition Challenge
2016-03-24T09:20:28.000+02:00
Navinder Sarao was accused of market manipulation in 2010 causing over 1,000 point swing of the Dow Jones Industrial Average.
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Regulation
High-Frequency Trader Faces Jail Time for Spoofing CME and ICE
2015-11-04T11:37:59.000+02:00
Panther Energy Trading LLC and its Principal Michael Coscia have already been fined $2.8 million for the same charges by the CFTC in 2013.
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Regulation
HFT, Dark Pools and Spoofing in Hillary Clinton's Crosshairs
2015-10-09T15:29:11.000+02:00
The U.S presidential contender says she wants to tax certain aspects of high frequency trading. Is that the right approach?
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See more
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