Preview Mode
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
Market News
by
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
ADVERTISEMENT
ADVERTISEMENT
FM Home
>
Spoofing
Democratizing Investing: A Revolution in the Making?
Education Center
The Institutionalization of Bitcoin: Effects on Price and
Education Center
Wealthtech and the Democratization of Investing
Education Center
FBS Raffled Mercedes-Benz and Premium Gadgets to Lucky Winners
Thought Leadership
Democratizing Investing: A Revolution in the Making?
Education Center
The Institutionalization of Bitcoin: Effects on Price and
Education Center
Wealthtech and the Democratization of Investing
Education Center
FBS Raffled Mercedes-Benz and Premium Gadgets to Lucky Winners
Thought Leadership
ADVERTISEMENT
Spoofing
Search for a tag
Execution
JPMorgan Pays $920 Million to Settle Long-Running Spoofing Probes
The spoofing lawsuit was originally filed against the US bank in 2015 by a hedge fund operator and two metals traders.
Tuesday, 29/09/2020 | 17:05 GMT
by
Aziz Abdel-Qader
Regulation
Former Deutsche Bank Employees Found Guilty of Commodity Spoofing
James Vorley and Cedric Chanu were convicted of 3 counts and 7 counts, respectively, of wire fraud.
Monday, 28/09/2020 | 03:04 GMT
by
Celeste Skinner
Brokers
CFTC Fines Illinois Software Firm for Role in Spoofing Futures Markets
Edge was charged in 2018 with conspiracy and aiding and abetting the notorious British “flash crash” trader Navinder Sarao
Tuesday, 15/09/2020 | 16:53 GMT
by
Aziz Abdel-Qader
Execution
CFTC Fines Daewoo Securities $700,000 in Spoofing Case
In settling the CFTC case, Daewoo will pay $700,000 though it didn’t admit or deny the agency’s allegations.
Monday, 13/01/2020 | 21:59 GMT
by
Aziz Abdel-Qader
ADVERTISEMENT
Regulation
FINRA, Exchange Consortium Fines Credit Suisse Securities $6.5m
Credit Suisse failed to address nearly 50,000 alerts from FINRA for potential manipulative trading over a 4 year period.
Monday, 23/12/2019 | 15:54 GMT
by
Jeff Patterson
Regulation
EX-Commodities Trader at Two Banks Pleads Guilty to Metals Fraud
Flaum, 41, agreed to meet with investigators and has been cooperating against unnamed co-conspirators.
Thursday, 25/07/2019 | 18:34 GMT
by
Aziz Abdel-Qader
Regulation
CFTC Settles Spoofing Case with Indian-American Trader
Krishna Mohan was accused of working with other traders to rig the futures contracts on the Chicago Mercantile Exchange.
Monday, 25/02/2019 | 18:09 GMT
by
Aziz Abdel-Qader
Regulation
Ex-JP Morgan Trader Pleads Guilty to Metals Spoofing, Wire Fraud
Regulators and exchanges have stepped up their policing of spoofing in recent years.
Tuesday, 06/11/2018 | 21:59 GMT
by
Aziz Abdel-Qader
ADVERTISEMENT
Regulation
CFTC Fines Two UAE Traders $2.7 Million Over Precious Metals Spoofing
The abuses of UAE residents allegedly occurred between February 2015 through at least April 28, 2015.
Thursday, 03/05/2018 | 17:47 GMT
by
Aziz Abdel-Qader
Regulation
Spoofing, Fraud Charges Dropped in Ex-UBS Trader Case
He was arrested while visiting his girlfriend in New Jersey.
Wednesday, 21/02/2018 | 16:11 GMT
by
Aziz Abdel-Qader
Regulation
Convicted Flash Crash Trader Helping US Authorities Combat Market Spoofing
Convicted spoofing trader Navinder Sarao is assisting US prosecutors in an ongoing case against market abuse.
Tuesday, 30/01/2018 | 15:21 GMT
by
Jeff Patterson
Regulation
Three Banks Fined $47m Over Metals Spoofing, Six Traders Hit with CFTC Suit
The largest of the fines was the $30 million penalty received by Germany's biggest bank, Deutsche Bank.
Monday, 29/01/2018 | 19:51 GMT
by
Aziz Abdel-Qader
ADVERTISEMENT
Regulation
Arab Global Commodities DMCC Settles Spoofing Charges with CFTC
AGC reached a $300k settlement with the CFTC after one of its traders engaged in copper spoofing in 2016.
Wednesday, 11/10/2017 | 07:03 GMT
by
Jeff Patterson
Regulation
Oil Trading Firm Reaches Accord with CFTC to Settle Latest Spoofing Case
Dodd-Frank Act gives the CFTC explicit authority to crack down on spoofing.
Friday, 29/09/2017 | 20:14 GMT
by
Aziz Abdel-Qader
Regulation
Ex-Deutsche Bank Trader Pleads Guilty to Metals Spoofing, Wire Fraud
Liew has plead guilty to US authorities, though his testimony cites collaboration with other Deutsche Bank traders.
Friday, 02/06/2017 | 17:22 GMT
by
Jeff Patterson
Regulation
Citigroup Hit with $25m Fine by CFTC for Spoofing, Supervisory Failures
Citigroup was handed a $25 million civil monetary penalty for its role in spoofing.
Thursday, 19/01/2017 | 16:18 GMT
by
Jeff Patterson
ADVERTISEMENT
Regulation
Trader Fined $2.5m for Spoofing and Engaging in Deceptive Spoofing Scheme
The CFTC found that Oystacher entered into and canceled orders he never intended to fill.
Wednesday, 21/12/2016 | 08:15 GMT
by
Finance Magnates Staff
Regulation
Flash Crash Trader Sarao Pleads Guilty to Spoofing and Wire Fraud Charges
Navinder Sarao, the UK-based trader accused for contributing to the 2010 flash crash now faces a 30 year jail sentence.
Thursday, 10/11/2016 | 08:09 GMT
by
Finance Magnates Staff
Technology
Neurensic Releases Cloud-Based AI Surveillance Solution for Trading Industry
The solution is the first of its kind and deals with disruptive trading practices in the capital markets.
Friday, 21/10/2016 | 06:05 GMT
by
Finance Magnates Staff
Execution
'Flash Crash' Trader Appeals Extradition to US
The flash crash event in May 2010 wiped out almost one trillion dollars from global stock markets within minutes.
Thursday, 26/05/2016 | 19:50 GMT
by
Victor Golovtchenko
ADVERTISEMENT
Regulation
FINRA Issues Cross-Market Report Cards To Halt Spoofing and Layering
New equities supervision reports help firms identify potential market manipulation.
Thursday, 28/04/2016 | 19:03 GMT
by
Finance Magnates Staff
Exchanges
CFTC Orders Spoofing Futures Traders To Pay $2.69 Million
Heet Khara and Nasim Salim penalised for spoofing in the gold and silver futures markets.
Wednesday, 06/04/2016 | 07:15 GMT
by
Finance Magnates Staff
Retail FX
Flash Crash UK Trader To Appeal Court Extradition Challenge
Navinder Sarao was accused of market manipulation in 2010 causing over 1,000 point swing of the Dow Jones Industrial Average.
Thursday, 24/03/2016 | 07:20 GMT
by
Finance Magnates Staff
Regulation
High-Frequency Trader Faces Jail Time for Spoofing CME and ICE
Panther Energy Trading LLC and its Principal Michael Coscia have already been fined $2.8 million for the same charges by the CFTC in 2013.
Wednesday, 04/11/2015 | 09:37 GMT
by
Avi Mizrahi
ADVERTISEMENT
Regulation
HFT, Dark Pools and Spoofing in Hillary Clinton's Crosshairs
The U.S presidential contender says she wants to tax certain aspects of high frequency trading. Is that the right approach?
Friday, 09/10/2015 | 13:29 GMT
by
Avi Mizrahi
Next
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}