sec
US SEC Chairman Elisse B Walker Submits Testimony on OTC Product Rulings to Senate Committee
Monday, 18/02/2013 | 08:33 GMT by
Andrew Saks McLeod
Thailand's Financial Regulator, SEC Files Criminal Complaint Against Ex-Fund Manager and Accomplices for Front Running
Monday, 18/02/2013 | 02:21 GMT by
Adil Siddiqui
Not in My Hood- SEC Charges Un-regulated Foreign Brokers for Dealing with US Clients
Wednesday, 28/11/2012 | 00:25 GMT by
Adil Siddiqui
NYSE Fined by SEC for Giving Head-Start in Market Data
Sunday, 16/09/2012 | 22:57 GMT by
Adil Siddiqui
CFTC-SEC Statement on MF Global, hundreds of millions of client funds may be missing
- This story just keeps getting 'better' - since yesterday's post about MF's possible sale, MF has declared bankruptcy and was trying to be bough by IB. However the deal doesn't seem to go through as there are suspicions that huge amount of client funds is missing.
Tuesday, 01/11/2011 | 13:18 GMT by
Michael Greenberg
State Street faces class action suits over forex prices
- Two subsidiaries of State Street Corp. were hit Wednesday with a proposed class action on behalf of several retirement funds alleging the financial services company added an undisclosed mark-up in foreign exchange transactions.
Friday, 14/10/2011 | 08:34 GMT by
Michael Greenberg
Son of forex fraudster to pay over dad's forex ponzi scheme
- A Texas race car driver whose career was subsidized by his imprisoned father's $10.9 million Ponzi scheme agreed to give up $322,000 in ill-gotten gains on Tuesday in a suit brought by securities regulators over the scam.
Sunday, 02/10/2011 | 17:09 GMT by
Michael Greenberg
SEC and CFTC go after fleeing forex scammer Jeffery Lowrance
- Washington, D.C., July 15, 2011 – The Securities and Exchange Commission filed fraud charges Thursday against the CEO of a purported foreign currency trading firm, alleging he scammed hundreds of investors with false promises of high, fixed-rate returns while secretly using their money to fund his start-up alternative newspaper.
Sunday, 17/07/2011 | 07:30 GMT by
Michael Greenberg
Massachusetts Treasurer: BNY Mellon overcharges state's pension fund by over $30 million
Thursday, 30/06/2011 | 06:25 GMT by
Michael Greenberg
Pension funds are hot on heels of overcharging forex banks - State Street and BNY Mellon, more probes into pricing sought
Wednesday, 15/06/2011 | 09:10 GMT by
Michael Greenberg
Texas forex fraudster Ray White gets 10 years in jail
Friday, 27/05/2011 | 07:37 GMT by
Michael Greenberg
Tradestation Forex client and volume details found in Gain Capital's SEC filing
Friday, 15/04/2011 | 07:26 GMT by
Michael Greenberg
Massachhusets state regulator targets Osiris FX and Eagle Trades Ltd. for alleged forex fraud
Friday, 04/03/2011 | 12:09 GMT by
Michael Greenberg
SEC Charges Massachusetts-Based Forex Traders and Their Firm With Fraud
Thursday, 28/10/2010 | 17:54 GMT by
Michael Greenberg
CFTC finalizes forex rules: leverage reduced to 1:50
Tuesday, 31/08/2010 | 05:31 GMT by
Michael Greenberg
SEC halts another Forex Ponzi Scheme by Virgin Islands based Daniel Spitzer
Tuesday, 29/06/2010 | 08:33 GMT by
Michael Greenberg
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