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ACY Securities Launches Comprehensive Reports for Shares to All
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Democratizing Investing: A Revolution in the Making?
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Institutional FX
US Data Analytics Firm BXS Launches New Trade Surveillance Platform
The platform helps to streamline alerts, investigations and case management.
FINRA fined E*TRADE $350k in January for surveillance failures.
Monday, 11/07/2022 | 14:45 GMT
by
Solomon Oladipupo
Regulation
The Brokers’ Journey to New Reporting Post Market Participants’ Departures
For brokers, the next four months may be paved with obstacles while trying to find a new reporting home
Sunday, 28/06/2020 | 09:38 GMT
by
Ronen Kertis
Regulation
ASIC Extends Reporting Deadline for Unlisted Entities
The deadline has been extended for balance dates from 31 December 2019 to 31 March 2020.
Thursday, 09/04/2020 | 07:29 GMT
by
Celeste Skinner
Regulation
FCA Relaxes Financial Reporting Deadline for Listed Companies
Companies now have 6 months to publish audited annual reports from the end of the financial year.
Thursday, 26/03/2020 | 11:17 GMT
by
Celeste Skinner
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Thought Leaders
Can ODPs Bring Transparency to South Africa’s FX & Derivatives Industry?
The new regulations concerning ODPs are meant to ensure proper conduct by ODPs & protect investors
Thursday, 26/03/2020 | 08:00 GMT
by
Finance Magnates Staff
Regulation
Luxembourg’s CSSF Relaxes Reporting Obligations Amid COVID-19
The CSSF won’t apply a strict enforcement policy for delays in reporting, as long as they are justified.
Tuesday, 24/03/2020 | 07:49 GMT
by
Celeste Skinner
Regulation
ESMA Lowers Reporting Threshold for Net Short Positions
The regulator has implemented the measures as a precautionary action regarding coronavirus.
Monday, 16/03/2020 | 13:52 GMT
by
Celeste Skinner
Regulation
ASIC Reminds Retail OTC Firms of Reporting Obligations Amid COVID-19
Firms need to notify ASIC if they have any material adverse changes to their financial position.
Friday, 13/03/2020 | 06:44 GMT
by
Celeste Skinner
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Regulation
TRAction Launches Best Execution Monitor for Buy-Side Firms
The solution aims to help investment managers meet their MiFID II reporting obligations.
Wednesday, 04/03/2020 | 13:27 GMT
by
Celeste Skinner
Regulation
Who Needs to Meet European Trade Publication Requirements?
There's a lot of confusion between trade and transaction reporting - what's the difference?
Thursday, 06/02/2020 | 05:51 GMT
by
Celeste Skinner
Regulation
CFTC Slaps Six Institutions with Fines for Reporting Failures
Altogether, the fines equal more than $6 million.
Wednesday, 02/10/2019 | 06:17 GMT
by
Celeste Skinner
Regulation
FCA Signals More Vigilance Over Transaction Reporting
The UK regulator shared key data during a conference dedicated to transaction reporting in London
Monday, 20/05/2019 | 15:17 GMT
by
Victor Golovtchenko
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Technology
Catena Technologies to Deploy SFTR Reporting Platform to REGIS-TR
The early testing has been completed as the companies are preparing to launch the new offering
Tuesday, 30/04/2019 | 14:03 GMT
by
Victor Golovtchenko
Execution
Cappitech Launches RTS 28 Market Intelligence Execution Tool
The solution allows firms to monitor their execution quality and identify weaknesses.
Monday, 15/04/2019 | 08:04 GMT
by
Celeste Skinner
Execution
Catena Expands TRACE Reporting Solution to NA and Europe
Catena has integrated its solution with CME Group’s trade repositories in North America and Europe.
Thursday, 10/01/2019 | 06:59 GMT
by
Celeste Skinner
Regulation
ASIC Announces Major Changes to Reporting Requirements
Full-year and half-year reports at December 31, 2018, must comply with these new accounting standards.
Monday, 03/12/2018 | 08:13 GMT
by
Celeste Skinner
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Technology
Broadridge Announces Broker-Dealer Solution for SEC Rule 30e-3
The website will launch on January 1, 2019, and will help broker-dealers manage shareholder preferences.
Monday, 26/11/2018 | 14:52 GMT
by
Celeste Skinner
Regulation
Cappitech and Trax Join Forces to Provide MiFID II Reporting Services
The two firms have integrated their separate services to provide tailor-made solutions.
Thursday, 20/09/2018 | 08:11 GMT
by
Celeste Skinner
Regulation
Thomson Reuters Launches Reporting Solution for Investment Firms
RTS 27 Now will help systematic internalisers complete their first regulatory report.
Monday, 03/09/2018 | 16:23 GMT
by
Celeste Skinner
Technology
Cappitech Expands to Australia with CME Group Partnership
The regulatory reporting firm has integrated with the CME Group’s trade repository
Thursday, 16/08/2018 | 08:00 GMT
by
Victor Golovtchenko
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Technology
Tools for Brokers Adds New Reporting Features to Its Brokers Bi Solution
The integrated capital adequacy and end of day reports are available for brokers already using the BBI product now.
Monday, 13/08/2018 | 09:05 GMT
by
Celeste Skinner
Technology
Cappitech Launches New Best Execution Solution to Compliment MiFID II Products
The new RTS 27 regulation is coming into force on the 30th of June
Thursday, 17/05/2018 | 16:58 GMT
by
Victor Golovtchenko
Exchanges
INTL FCStone Doubles Year on Year Revenue for Q1 of 2018
A dramatic increase in commodities sales saw the firm make substantial progress on last year's second quarter
Wednesday, 09/05/2018 | 06:38 GMT
by
David Kimberley
News
AxiomSL Launches Solution to Tackle Complex IFRS 17 Requirements
IFRS 17 standards will come into effect on January 1, 2021.
Wednesday, 11/04/2018 | 18:33 GMT
by
Arnab Shome
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Regulation
FCA Requests Input on Technological Innovations for Regulatory Reporting
The call for input is being launched in order to improve and simplify the FCA regulatory reports compliance process.
Tuesday, 20/02/2018 | 15:27 GMT
by
Finance Magnates Staff
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