REPORTING

For brokers, the next four months may be paved with obstacles while trying to find a new reporting home

The deadline has been extended for balance dates from 31 December 2019 to 31 March 2020.

Companies now have 6 months to publish audited annual reports from the end of the financial year.

The new regulations concerning ODPs are meant to ensure proper conduct by ODPs & protect investors

The CSSF won’t apply a strict enforcement policy for delays in reporting, as long as they are justified.

The regulator has implemented the measures as a precautionary action regarding coronavirus.

Firms need to notify ASIC if they have any material adverse changes to their financial position.

The solution aims to help investment managers meet their MiFID II reporting obligations.

There's a lot of confusion between trade and transaction reporting - what's the difference?

Altogether, the fines equal more than $6 million.

The UK regulator shared key data during a conference dedicated to transaction reporting in London

The early testing has been completed as the companies are preparing to launch the new offering

The solution allows firms to monitor their execution quality and identify weaknesses.

Catena has integrated its solution with CME Group’s trade repositories in North America and Europe.

Full-year and half-year reports at December 31, 2018, must comply with these new accounting standards.

The website will launch on January 1, 2019, and will help broker-dealers manage shareholder preferences.

The two firms have integrated their separate services to provide tailor-made solutions.

RTS 27 Now will help systematic internalisers complete their first regulatory report.

The regulatory reporting firm has integrated with the CME Group’s trade repository

The integrated capital adequacy and end of day reports are available for brokers already using the BBI product now.

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