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Regulator
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
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Ethereum-Based Tokenized Real Estate Platform USP Launches on
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Ethereum-Based Tokenized Real Estate Platform USP Launches on
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Regulation
Japan's FSA Announces New Chief Sustainable Finance Officer
Satoshi Ikeda, who has led prior ESG projects for the regulator and the G20, will take up the new role
Friday, 15/03/2019 | 11:50 GMT
by
David Kimberley
Regulation
FCA May Impose Exit Fee Ban on Retail Investment Platforms
The British regulator said that it wants to make it easier for investors to move funds between platforms
Thursday, 14/03/2019 | 09:46 GMT
by
David Kimberley
Regulation
SFC Suspends License of Ex-China Merchants Securities Banker
The Hong Kong regulator says that Wu Yinong failed to meet compliance standards relating to a 2009 IPO
Wednesday, 27/02/2019 | 14:49 GMT
by
David Kimberley
Regulation
ESMA to Focus on TR Data, Cybersecurity and Brexit in 2019
The pan-European regulator has already approved three UK CCPs to work in Europe post-Brexit
Tuesday, 19/02/2019 | 11:06 GMT
by
David Kimberley
Regulation
FINRA Reports Explosion in Market Data Volumes in 2018
The regulatory body attributed the increase to spikes in volatility and growth in market electronification
Tuesday, 05/02/2019 | 14:31 GMT
by
David Kimberley
Regulation
MFSA Adds 7 Firms to Warning List in Single Day
Amongst the firms are are a number of retail FX and cryptocurrency brokers.
Tuesday, 15/01/2019 | 09:14 GMT
by
David Kimberley
Regulation
Financial Conduct Authority Flags KBC Securities Scammer
A fraudster has been trying to steal cash by pretending to represent the investment firm
Friday, 04/01/2019 | 16:19 GMT
by
David Kimberley
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Regulation
Austrian FMA Adds Green Bonds Investment Scam to Warning List
Marcus Ortner claims to be regulated by the UK's FCA.
Friday, 04/01/2019 | 11:51 GMT
by
David Kimberley
Brokers
Breaking: FCA Proposes Temporary CFDs Restrictions to Become Permanent
After two temporary 3 month bans, the UK regulator is paving the way to a permanent change to the market.
Friday, 07/12/2018 | 07:34 GMT
by
Victor Golovtchenko
Brokers
BaFin Releases Three-Page Guide Against Online Trading Scams
The German regulator said that scammers generally offer CFDs, binary options and cryptocurrencies.
Tuesday, 04/12/2018 | 14:34 GMT
by
David Kimberley
Brokers
BaFin Warns Against Trading with UB4TRADE
The unregulated broker's parent company actually shut down earlier this month.
Tuesday, 27/11/2018 | 18:04 GMT
by
David Kimberley
Regulation
Japan’s FSA Inks Deal with French Regulators to Promote Innovation
The FSA signed an agreement with the Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel et de Résolution.
Monday, 19/11/2018 | 11:19 GMT
by
Celeste Skinner
Brokers
Bulgarian Regulator Suspends License of Matador Prime
A special administrator has been appointed to oversee the interests of clients of the Spanish brokerage
Thursday, 11/10/2018 | 17:37 GMT
by
Victor Golovtchenko
Regulation
The Challenging Role of a Compliance Officer in the New Regulatory Landscape
A progressive value-added compliance officer should be forward thinking and commercially minded
Tuesday, 14/08/2018 | 15:49 GMT
by
Rod Martenstyn
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Execution
IG Group Expects Revenues Contraction in Fiscal 2019
Regulatory changes are set to hamper growth for a year before returning to normal.
Monday, 13/08/2018 | 12:24 GMT
by
Celeste Skinner
Retail FX
British Insolvency Service Shuts Down Owner of Unregulated Broker Trade12
The regulator found that Global Fin Services had used high pressures sales tactics to defraud customers
Thursday, 02/08/2018 | 12:10 GMT
by
David Kimberley
Regulation
New Zealand’s FMA Warns of Suspected Scam and Unauthorized Broker
The regulator has flagged Finance Group Corp, Cent Projects Ltd and Caxton Global.
Wednesday, 18/07/2018 | 07:58 GMT
by
Celeste Skinner
Regulation
Belize’s IFSC Issues Five Warnings Against Unlicensed Entities
The regulator has warned that all companies are using fraudulent licence numbers to trick investors.
Friday, 13/07/2018 | 08:37 GMT
by
Celeste Skinner
Technology
Fake CySEC Representatives Scam Investors
CySEC has warned that individuals are impersonating the regulator.
Monday, 02/07/2018 | 14:37 GMT
by
Celeste Skinner
Regulation
Italy’s CONSOB Issues Further Warnings Against Unregulated Brokers
The Italian regulator has issued warnings against six companies, operating through two websites.
Monday, 02/07/2018 | 12:23 GMT
by
Celeste Skinner
Regulation
Italy’s CONSOB Warns Against Four Unregulated Brokers
The Italian watchdog also warned against several companies that have been blacklisted by other global regulators.
Monday, 25/06/2018 | 14:43 GMT
by
Celeste Skinner
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News
Belgian Watchdog Adds 8 to List of Suspicious Cryptocurrency Firms
50 such companies are now listed on the Financial Services and Markets Authority warning page.
Thursday, 21/06/2018 | 12:36 GMT
by
Simon Golstein
Regulation
All City Investments Fined $670,000 for Misleading Customers
Jamal Vance, the company owner, will also be fined $100,000
Thursday, 14/06/2018 | 07:09 GMT
by
David Kimberley
Regulation
AMFA Warns Against Unregulated Broker Sun Capital
The Austrian regulator says the firm is offering Austrian clients investment services without the requisite licenses
Tuesday, 12/06/2018 | 14:20 GMT
by
David Kimberley
Regulation
NFA Fines X-Change Financial Access $100,000
The firm was founded to have helped Jonathan Hansen execute trades despite a trading ban issued against him
Wednesday, 30/05/2018 | 07:15 GMT
by
David Kimberley
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