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Regulations
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Kinesis Mint Becomes the Official Partner for the House of
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Kinesis Mint Becomes the Official Partner for the House of
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regulations
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Regulation
CySEC Requests 2018 Trading Volume Data From All CIFs
Firms must submit all of their trading volume data by April 12
Tuesday, 26/03/2019 | 12:44 GMT
by
David Kimberley
Regulation
SFC CEO: Asset Managers Must Clarify How They Look at ESG
Ashley Alder's announcement is indicative of wider regulatory moves to bolster environmentally friendly investment
Friday, 22/03/2019 | 14:07 GMT
by
David Kimberley
Regulation
ESMA Predicts No Major Change to Derivatives Trading Post-Brexit
After MPs rejected a deal with the EU, the pan-European regulator envisages minimal problems in the OTC and derivatives markets
Wednesday, 13/03/2019 | 11:22 GMT
by
David Kimberley
News
South Korean FSC Chair Urges Banks to Open Up to FinTech Firms
Choi Jong-ku said that working with fintech firms can boost the economy and help customers
Friday, 01/03/2019 | 15:01 GMT
by
David Kimberley
Executive Moves
SEC Appoints Ex-Morgan Stanley Exec as First Chief Risk Officer
Gabriel Benincasa will be the first person ever to hold the role at the regulator
Friday, 01/03/2019 | 10:42 GMT
by
David Kimberley
Regulation
Ontario Securities Commission Pays $5.6m to 3 Whistleblowers
This is the first time the Canadian regulator has paid whistleblowers for their help
Wednesday, 27/02/2019 | 17:24 GMT
by
David Kimberley
Regulation
EU Lawmakers Place Stricter Liquidity Rules on Investment Firms
Legislators in Brussels say some investment firms constitute a risk akin to that posed by banks
Wednesday, 27/02/2019 | 11:52 GMT
by
David Kimberley
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Regulation
Iranian Currency Exchange Caught Operating in North London
The FCA warned investors not to trade with Javan Exchange this Thursday
Thursday, 14/02/2019 | 17:01 GMT
by
David Kimberley
Brokers
Russian Brokers Wrap Up Operations in Wake of Regulatory Change
The local regulator ordered five of the country's largest brokers to cease operations at the end of last year
Tuesday, 29/01/2019 | 11:32 GMT
by
David Kimberley
ICOs
Singaporean Regulator Orders Company to Stop ICO Launch
The MAS said the unnamed company had breached accredited investor-based regulations by advertising on LinkedIn
Thursday, 24/01/2019 | 10:41 GMT
by
David Kimberley
Analysis
Analysis: Is It Time to Regulate Forex Education?
Growing regulatory scrutiny could put some less than savoury 'educators' out of business
Wednesday, 23/01/2019 | 15:02 GMT
by
David Kimberley
News
New Zealand FMA Trashes Alliance Investment Crypto Fraudsters
The investment firm says it has been operating since 2008 - before bitcoin had even launched.
Friday, 18/01/2019 | 07:00 GMT
by
David Kimberley
Regulation
Russian Parliament to Implement Crypto Regulations in February
The new rules will likely govern cryptocurrency trading platforms and marketplaces.
Monday, 14/01/2019 | 14:05 GMT
by
David Kimberley
Analysis
An Expanded View on CFD Traders' Profitability Statistics
A research in the latest quarterly intelligence report offers a unique insight into the varying profitability values of traders.
Sunday, 13/01/2019 | 12:14 GMT
by
Sylwester Majewski
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Regulation
Almost 300 ICO Projects Use Form D System to get SEC Approval
By only offering their products to accredited investors, companies could bypass a lot of regulatory stumbling blocks.
Friday, 11/01/2019 | 16:41 GMT
by
David Kimberley
Brokers
AvaTrade Israeli Division Fined $153,000 by Local Regulator
ATrade failed to meet the Israeli Securities Authority's compliance requirements.
Tuesday, 08/01/2019 | 13:26 GMT
by
David Kimberley
Brokers
ESMA Regulations End Game: One Size Fits All
If there was any doubt remaining about the way European countries will handle regulation, it is all gone.
Thursday, 20/12/2018 | 15:09 GMT
by
Victor Golovtchenko
Regulation
Breaking: BaFin CFD Restrictions to Become Permanent in 2019
The regulator said it wants to permanently align the level of protection in Germany with ESMA's product intervention measures.
Thursday, 20/12/2018 | 10:51 GMT
by
David Kimberley
Brokers
Formax Prime Closes for Trading after Management Decision
The difficulties facing EU-regulated brokers are starting to bite.
Tuesday, 18/12/2018 | 10:08 GMT
by
Victor Golovtchenko
Regulation
FINMA Adds Marcus Korsten Clone to Warning List
Fraudsters appear to have been posing as the FCA-regulated financial services firm
Thursday, 13/12/2018 | 17:12 GMT
by
David Kimberley
Brokers
Plus500 'Not Impacted' By FCA's Proposed CFD Restrictions
The broker said it is already operating in accordance with the proposed rule changes
Friday, 07/12/2018 | 11:16 GMT
by
David Kimberley
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Brokers
Breaking: IG Group Reports 20% EU Revenue Drop Since ESMA
IG Group is moderately affected by a 20% decline in revenue from Europe and the UK.
Tuesday, 04/12/2018 | 07:21 GMT
by
Victor Golovtchenko
News
Jay Clayton: ICOs Are Subject to SEC Regulation
The SEC Chairman also discussed problems the regulator has with a Bitcoin ETF
Tuesday, 27/11/2018 | 10:30 GMT
by
David Kimberley
News
AMF Criticizes Tobacconists' Bitcoin Scheme
The French regulator said Keplerk is unregulated and its products are unsuited to retail investors.
Monday, 26/11/2018 | 10:02 GMT
by
David Kimberley
Regulation
FCA Mulls Ban on Sale of Cryptocurrency Derivatives
Speaking at a conference, Executive Director Christopher Woolard said crypto CFDs pose a threat to retail investors.
Tuesday, 20/11/2018 | 11:36 GMT
by
David Kimberley
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