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Data

Gresham's CTO: "Our engine borrows from many aspects of CEP"

  • An exclusive interview with two members of the firm's senior management.
Friday, 18/03/2016 | 08:01 GMT by Steven Hatzakis
News

FINMA Embarks On Plan To Facilitate FinTech Innovation

  • FINMA has taken steps towards facilitating fintech innovation via licensing.
Thursday, 17/03/2016 | 12:26 GMT by Jeff Patterson
Blogs

The Past, Present, and Future of Asset Segregation

  • The implications of the EMIR regulations for OTC derivatives raise a number of issues with regard to client retention.
Thursday, 10/03/2016 | 16:31 GMT by Guest Contributors
Execution

Equiniti Acquires Risk Factor and KYCnet

  • Equiniti has completed an acquisition of both Risk Factor and KYCnet BV as it looks to bolster a regulatory focus.
Tuesday, 08/03/2016 | 12:19 GMT by Jeff Patterson
Regulation

FMA Warns Against DGM Service Markets Limited

  • The foreign exchange brokerage offering its services via the dgmfx.com website came under the watchful eye of the local market regulator and was added to its warnings list.
Tuesday, 08/03/2016 | 09:48 GMT by Damian Chmiel
Execution

Algorithms' Secret Sauce, Senate Banking Committee Talks with SEC and FINRA

  • The latest challenges discussed in the US Senate hearing hint at changes to how future markets may operate.
Monday, 07/03/2016 | 22:00 GMT by Steven Hatzakis
Brokers

CySEC Suspends License of Pegase Capital Ltd, Has One Month to Comply

  • The Cyprus-based operator of HelloBrokers, Interactive Option and MTX Plus, offering FX, CFDs, and binary options, has had its license frozen.
Friday, 04/03/2016 | 16:56 GMT by Steven Hatzakis
Regulation

FXDD Joins Bitcoin Broker BitPlutos and DashOption with Warnings from Japan

  • With the majority of FXDD users originating from Japan, the forex broker now finds itself on the country's list of unauthorized brokers.
Wednesday, 02/03/2016 | 09:01 GMT by Ron Finberg
Executive Moves

FDRS Appoints Jennifer Mahony as Scheme Director, Succeeding Stuart Ayres

  • Ms. Mahoney succeeds Stuart Ayres, who has been its Scheme Director for over five years with FDRS.
Friday, 26/02/2016 | 10:40 GMT by Jeff Patterson
Regulation

When it's time to Pull-out, Before Getting Barred, NFA Bars CTA

  • NFA member firm TGI Capital Management Limited barred over repeated late filings and unresponsiveness, has 15 days to appeal and respond.
Thursday, 25/02/2016 | 22:08 GMT by Steven Hatzakis
Regulation

When it's Time to Pull Out Before Getting Barred - NFA Bars CTA

  • NFA member firm TGI Capital Management Limited barred over repeated late filings and failure to respond, has 15 days to respond and appeal.
Thursday, 25/02/2016 | 22:08 GMT by Steven Hatzakis
Regulation

ASIC Suspends AFS License of Traders4Traders

  • The Australian regulator suspends the license of an AFS firm operated from T4Tcapital.com until April 21, 2016 citing unfiled statements.
Wednesday, 24/02/2016 | 06:36 GMT by Steven Hatzakis
Executive Moves

Changing of the Guard: China’s Regulatory Chairman to Relinquish Post

  • Xiao Gang is stepping down as the head of the CSRC, paving the way for his replacement by Liu Shiyu.
Friday, 19/02/2016 | 15:34 GMT by Jeff Patterson
Bloggers

The Rise of RegTech Across Capital Markets

  • Capital markets technology companies have narrowed their focus and increased their market share by specialising in niche sub segments.
Friday, 19/02/2016 | 15:05 GMT by Guest Contributors
Bloggers

What is Expected in 2016 from Fintech Markets?

  • M&A activity is slated to increase in 2016 while expectations could see a shift in the market from fees to trust.
Friday, 19/02/2016 | 11:04 GMT by Vassil Nikolov
Regulation

Japan's MoF Bureau Warns against Two Unregistered Brokers

  • Japan’s Kanto Financial Bureau warns that Gold Pegasus Forex and YBinary have not obtained needed registration and warned the public of this today.
Friday, 19/02/2016 | 08:47 GMT by Steven Hatzakis
Blogs

Ten Things European Banks are Currently Suffering From

  • A combination of factors are whipping up a headwind for European banks, ranging from regulatory scrutiny to anemic growth across the continent.
Thursday, 18/02/2016 | 13:53 GMT by David Gyori
Regulation

FinaCom’s Annual Report Shows Higher Proportion of Resolutions in 2015

  • Over 78% of complaints brought to the group's Dispute Resolution Committee were resolved in 2015, helping reconcile broker-trader conflicts.
Thursday, 11/02/2016 | 14:20 GMT by Jeff Patterson
Regulation

SFC Warns on False Regulator, Hong Kong Foreign Investments Trade Authority

  • The SFC has warned about Hong Kong Foreign Investments Trade Authority, a false entity that is claiming to be a regulator and market operator.
Thursday, 11/02/2016 | 10:39 GMT by Jeff Patterson
News

DC Cryptocurrency Lobby Coin Center Raised Over $1 Million from Industry

  • The support comes from established firms in the space as well as "several very generous private individuals."
Wednesday, 10/02/2016 | 14:59 GMT by Avi Mizrahi
Regulation

Spanish Watchdog Warns Against Two Unauthorized Financial Firms

  • Green Investment House Corp and LandMark Trade Ltd have been blacklisted by the Spanish regulator following unlicensed trading activity.
Wednesday, 10/02/2016 | 08:55 GMT by Damian Chmiel
Regulation

IC Markets Heads List of Broker Warnings from France’s AMF

  • The market watchdog warns against unregulated currency market brokers in France.
Thursday, 04/02/2016 | 15:09 GMT by Damian Chmiel
News

EU Commission Wants Increased Oversight Over Bitcoin as it's "Used by Terrorists"

  • As was widely expected in the industry before, bitcoin exchanges will no longer support anonymous transactions in Europe.
Wednesday, 03/02/2016 | 14:36 GMT by Avi Mizrahi
Regulation

Eurex Clearing Receives CFTC Mandate as a Derivatives Clearing Organization

  • Eurex has received authorization to provide its suite of clearing services for swaps for US clearing members, exchanges, and market participants
Tuesday, 02/02/2016 | 10:43 GMT by Jeff Patterson
Prime Brokerage

LIBOR Acquittal Raises Questions Over Future Trials

  • Verdicts in interest rate manipulation cases viewed as a setback for UK’s Serious Fraud Office as European benchmark regulations try to catch up.
Friday, 29/01/2016 | 09:08 GMT by Anna Reitman
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