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Blogs

The Big Challenges Ahead for the Binary Options and Forex Industry

  • Who is killing the binary options industry - brokers, platform providers, regulators or affiliates?
Tuesday, 15/11/2016 | 12:04 GMT by Guest Contributors
Blogs

The Battlegrounds of Binary Options Part 3

  • The last of this three-part series looks at alternatives available to Israeli binary option brokers if there'll be a ban.
Thursday, 10/11/2016 | 14:41 GMT by Guest Contributors
Regulation

How to Cope With Successive Waves of Regulation in Europe

  • "There is already a strong demand is for consolidated regulatory reporting"
Thursday, 10/11/2016 | 11:20 GMT by Jeff Patterson
Regulation

"Regulators Becoming Proactive And So Should You"

Wednesday, 09/11/2016 | 16:20 GMT by Jeff Patterson
Regulation

New Zealand’s FMA Adds TCA Financial and Trade12 to its Warning List

  • TCA Financial has been flagged again and is now included in the FMA’s warning list along with Trade12.
Wednesday, 09/11/2016 | 08:55 GMT by Finance Magnates Staff
Regulation

Tickmill Expands Global Footprint with FCA Regulated UK Entity

  • Tickmill's UK entity is now licenced and regulated by the UK's Financial Conduct Authority.
Wednesday, 09/11/2016 | 08:07 GMT by Finance Magnates Staff
Blogs

The Battlegrounds of Binary Options Part 2

  • The second of this three-part series looks at the different moves made by the individual EU country regulators.
Wednesday, 09/11/2016 | 06:46 GMT by Guest Contributors
Blogs

The Battlegrounds of Binary Options - Part 1

  • ESMA has pushed for binary options further reform, with many EU countries banning the instrument's activities.
Tuesday, 08/11/2016 | 18:06 GMT by Guest Contributors
Regulation

BCSC Fines Panamanian Investment Dealer $350,000 for Unregistered Trading

  • The BCSC has banned and fined Verdmont Capital for unlawfully trading securities on behalf of its clients.
Monday, 07/11/2016 | 08:57 GMT by Finance Magnates Staff
Regulation

Israeli Regulators Grant Sixth Retail Trading License to Colmex

  • Two more Israeli firms (PROTRADE and Trade Capital Markets Ltd) are still kept waiting in regulatory limbo.
Monday, 07/11/2016 | 07:38 GMT by Avi Mizrahi
Blogs

Is Israel Cracking Down on Binary Options Technology Providers Too?

  • After banning the targeting of Israelis, the ISA wants to prohibit binary options operators from targeting foreigners too.
Sunday, 06/11/2016 | 12:51 GMT by Guest Contributors
Regulation

Can Automation be Enough to Save Brokers from Regulatory Challenges?

  • The founder and CEO of CPattern Oded Shefer is one of the distinguished speakers appearing at the FM London Summit.
Saturday, 05/11/2016 | 06:24 GMT by Jeff Patterson
Regulation

Chinese Bank Fined $215m by NY Regulator for Money Laundering Violations

  • Agricultural Bank of China has settled with NY watchdog DFS for violating anti-money laundering laws.
Friday, 04/11/2016 | 20:34 GMT by Finance Magnates Staff
Regulation

CFTC Approves Supplemental Proposal to Automated Trading Regulation

  • The proposal is designed to address the increased use of automated trading in the markets.
Friday, 04/11/2016 | 18:17 GMT by Finance Magnates Staff
Regulation

Broadridge Acquires M&O Systems, Expanding Regulatory Solutions Capabilities

  • The extended solutions suite will also look to promote an integrated approach to compensation across asset classes.
Friday, 04/11/2016 | 18:09 GMT by Jeff Patterson
Execution

Broadridge Introduces New Regulatory Solutions Suite, Facilitating DOL Rules

  • An upcoming DOL rule will serve as one of the largest regulatory events facing the financial industry in recent years.
Thursday, 03/11/2016 | 20:08 GMT by Jeff Patterson
Regulation

Dutch AFM Warns Against Monex BMO Securities

  • The Netherland’s financial watchdog has red-flagged the online brokerage as a suspected boiler-room scam.
Thursday, 03/11/2016 | 10:31 GMT by Finance Magnates Staff
Blogs

The Changing Face of Compliance and Why You Should Be Concerned

  • What caused compliance and risk management to become the foremost concern of all financial services providers?
Wednesday, 02/11/2016 | 11:42 GMT by Eva Diaz
Regulation

SFC Bans UOB Hong Kong Rep For Causing Client's $50m Trading Loss

  • Lawrence Lai has been prohibited from re-entering the industry after breaching the SFC’s code of conduct.
Wednesday, 02/11/2016 | 10:59 GMT by Finance Magnates Staff
Regulation

Financial Commission Expands Membership with Addition of Axiory Global

  • Axiory Global is the latest addition to the Financial Commission's growing membership.
Tuesday, 01/11/2016 | 19:11 GMT by Jeff Patterson
Regulation

Citigroup Drawn into CFTC Probe, Investigating Global Rate-Swap Businesses

  • The probe investigates the industry’s leading swap dealers following a 2015 lawsuit.
Monday, 31/10/2016 | 15:58 GMT by Jeff Patterson
Regulation

SFC Bans Richmond Asset Management After $5m Phuket Land Investment Fraud

  • The firm failed to properly disclose potential conflicts of interest to its clients and routed monies into unathourised funds.
Monday, 31/10/2016 | 13:08 GMT by Finance Magnates Staff
Regulation

Don Wilson’s DRW Attempts to Dodge Market Manipulation Trial

  • The trading firm has filed a motion requesting that the case be dismissed prior to it going before a jury.
Friday, 28/10/2016 | 13:45 GMT by Finance Magnates Staff
Regulation

Malta's MFSA Issues Warning Against MXTrade and TradingBanks

  • The regulator has added two more entities to its warning list and advised the public not to invest with them.
Friday, 28/10/2016 | 10:21 GMT by Finance Magnates Staff
Executive Moves

Financial Commission Strengthens Dispute Resolution Committee, Adds Peg Reed

  • Peg Reed, the COO of Forex Development Corporation, joins the DRC as its newest member.
Wednesday, 26/10/2016 | 18:22 GMT by Jeff Patterson
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