regulation
To Regulate or Not Too Regulate - CFTC Fines 200+ in 2 Years
Friday, 05/10/2012 | 18:19 GMT by
Adil Siddiqui
CFTC Fines Fraudulent Commodity Pool Operator for $1.4 Million
Monday, 01/10/2012 | 22:40 GMT by
Adil Siddiqui
Fund Manager CMA Capital Management to Pay $5.5 Million in Penalties and Restitution Forex Ponzi Scheme
Thursday, 27/09/2012 | 16:44 GMT by
Adil Siddiqui
FSA Charges Unregulated Futures Trader for Unauthorised Investment Scheme
Tuesday, 25/09/2012 | 23:00 GMT by
Adil Siddiqui
FINRA Fines Hold Brothers for Manipulative Trading and Other Violations
Tuesday, 25/09/2012 | 22:58 GMT by
Adil Siddiqui
CFTC Fines Citi Global Markets for $525,000 for Violating Speculative Wheat Position Limits
Saturday, 22/09/2012 | 11:48 GMT by
Adil Siddiqui
South African FX Immigration Continues, Markets.com Gains FSB License
Thursday, 20/09/2012 | 10:27 GMT by
Ron Finberg
US Regulator Charges Australian and US Resident with $53 million Forex Fraud
Wednesday, 19/09/2012 | 20:41 GMT by
Adil Siddiqui
NYSE Fined by SEC for Giving Head-Start in Market Data
Sunday, 16/09/2012 | 22:57 GMT by
Adil Siddiqui
FSA Issues Hefty £9.5 million Fine to World's Largest Fund Manager
Tuesday, 11/09/2012 | 22:12 GMT by
Adil Siddiqui
FSA Keeps Tabs on Market Abuse with NASDAQ OMX Surveillance System
Tuesday, 11/09/2012 | 00:13 GMT by
Adil Siddiqui
UK Regulator Opens up Consultation on Client Money and Custody Assets Regime
Saturday, 08/09/2012 | 10:40 GMT by
Adil Siddiqui
CySec (Cyprus) and FSC (Mauritius) sign cooperation agreement
Thursday, 06/09/2012 | 19:26 GMT by
Michael Greenberg
The Russian Finance Ministry replies to CRFIN: positively considers forex regulation in Russia
Monday, 03/09/2012 | 14:09 GMT by
Michael Greenberg
Unauthorised FX Fund Manager to Pay $17 million in Sanctions for Currency Fraud
Friday, 31/08/2012 | 18:02 GMT by
Adil Siddiqui
CFTC Charges Fraudulent Fund Manager Who Defrauded Members of the Deaf Community
Thursday, 30/08/2012 | 06:38 GMT by
Adil Siddiqui
New NFA Rulings to Segregated Accounts - Go Live Date 1st September 2012
Wednesday, 29/08/2012 | 06:40 GMT by
Adil Siddiqui
ILQ settles minor complaint with the NFA, pays $50k
Tuesday, 28/08/2012 | 22:02 GMT by
Michael Greenberg
US Regulator Fines Russian Bank for Japanese Yen 'Wash Sales'
Monday, 27/08/2012 | 23:20 GMT by
Adil Siddiqui
Convicted Fraudster Solicited Clients while Under Supervision
Monday, 27/08/2012 | 20:07 GMT by
Adil Siddiqui
Argentinian regulator issues warning to Saxo Bank, anyoption and Master Forex
Monday, 27/08/2012 | 12:11 GMT by
Michael Greenberg
Regulatory efforts in Russia pick up - forex framework is being drafted
Thursday, 23/08/2012 | 13:28 GMT by
Michael Greenberg
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