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Institutional FX
Wall Street Faces SEC Heat over WhatsApp Use
The regulator has expanded its probe into Wall Street's use of private messaging apps.
The Institution collected thousands of staff messages from major investment firms.
Monday, 25/09/2023 | 17:55 GMT
by
Damian Chmiel
FinTech
US DOJ Is Probing Visa over 'Token' Technology Pricing Practices: Report
Visa reportedly planned to adjust its fees, thereby sparking a new investigation by the DOJ.
UK payments watchdog sought to review Visa and Mastercard's card fees last year.
Wednesday, 16/08/2023 | 20:23 GMT
by
Solomon Oladipupo
Institutional FX
Swiss Lawmakers’ Probe of Credit Suisse Crash to Kick Off This Week: Report
The lawmakers formally agreed to create an investigative commission in early June.
Credit Suisse was a troubled banking institution before its collapse in March.
Tuesday, 11/07/2023 | 15:07 GMT
by
Solomon Oladipupo
FinTech
US Senators: Credit Suisse Restricted Internal Probe into Nazi-Linked Accounts
Credit Suisse allegedly operated 99 undisclosed Nazi-linked accounts.
The 166-year-old Swiss lender said no evidence was found, according to Reuters.
Wednesday, 19/04/2023 | 16:18 GMT
by
Solomon Oladipupo
Institutional FX
Deutsche Bank's 'Project Teal' Probe on FX Mis-Selling to End after 3 Years
ECB and BaFin are "not satisfied" with Deutsche Banks' internal probe.
The investigation may lead to another round of financial penalties.
Monday, 20/02/2023 | 12:47 GMT
by
Damian Chmiel
CryptoCurrency
Bulgaria Launches Probe of Crypto Lender Nexo, Raids Offices
The probe relates to the alleged AML failure and violation of sanctions against Russia.
Nexo accused regulators of adopting a "kick first, ask questions later" method.
Thursday, 12/01/2023 | 13:08 GMT
by
Solomon Oladipupo
CryptoCurrency
Sam Bankman-Fried ‘Willing’ to Testify before US House Panel on Dec. 13
Maxine Walters first tweeted the invitation last Friday.
Bankman-Fried earlier this week hired Mark Cohen as his attorney.
Friday, 09/12/2022 | 17:08 GMT
by
Solomon Oladipupo
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CryptoCurrency
Sam Bankman-Fried Finds Attorney, FTX Probes Build Up
The former CEO of Alameda Research has found a lawyer.
FTX is being investigated by the US and the Bahamas authorities.
Wednesday, 07/12/2022 | 11:58 GMT
by
Damian Chmiel
News
US Justice Department Begins Criminal Investigation of Bitcoin Manipulation
The authority is reportedly working with the Commodity Futures Trading Commission.
Thursday, 24/05/2018 | 11:57 GMT
by
Simon Golstein
Regulation
US Prosecutors Weigh Charges of Front-Running FX Order Against Wells Fargo
Wells Fargo is planning on refunding hundreds of thousands of dollars to QSR.
Friday, 27/10/2017 | 17:49 GMT
by
Aziz Abdel-Qader
Regulation
Wells Fargo Sacks Four Forex Bankers, Opens Internal Probe on Practices
Wells Fargo spokesperson Jessica Ong told Finance Magnates that she declines to comment on the bank’s investigation.
Friday, 20/10/2017 | 19:14 GMT
by
Aziz Abdel-Qader
Regulation
Deutsche Börse Reaches €10.5m Settlement, Ending CEO Probe
The group has reached a €10.5m settlement with prosecutors over insider trading charges against Carsten Kengeter.
Thursday, 14/09/2017 | 08:36 GMT
by
Jeff Patterson
Regulation
Deutsche Börse Probe Expanding to Include Management
CEO Carsten Kengeter is no longer the only member of the group's senior management under investigation.
Thursday, 17/08/2017 | 10:25 GMT
by
Jeff Patterson
Regulation
UK’s FX ‘Cartel’ to Stand Trial in US – Bail Set at Upwards of $1M
Richard Usher (JPMorgan) Rohan Ramchandani (Citigroup), and Chris Ashton (Barclays) will stand trial today.
Monday, 17/07/2017 | 09:41 GMT
by
Jeff Patterson
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Prime Brokerage
Credit Suisse Facing Tax Probe Across Five Countries
A lingering tax probe into Credit Suisse's operations could weigh upon its recovery plan in 2017.
Monday, 03/04/2017 | 12:46 GMT
by
Jeff Patterson
Prime Brokerage
Analysis: Is Deutsche Bank’s Restructuring Plan Working?
Deutsche Bank's CEO John Cryan's bold transformational strategy has begun to take shape - is it working?
Monday, 27/03/2017 | 13:53 GMT
by
Jeff Patterson
Regulation
US Department of Justice Closes Probe into Deutsche Bank's FX Activities
A US DoJ investigation has been closed, yielding no fine for Deutsche Bank after a probe into its FX activities.
Monday, 20/03/2017 | 16:48 GMT
by
Jeff Patterson
Regulation
Citigroup Drawn into CFTC Probe, Investigating Global Rate-Swap Businesses
The probe investigates the industry’s leading swap dealers following a 2015 lawsuit.
Monday, 31/10/2016 | 15:58 GMT
by
Jeff Patterson
Technology
EU Commission Launches Probe into Deutsche Börse, LSEG Merger
The European Commission has launched a probe into the merger, reflecting antitrust and competition concerns.
Wednesday, 28/09/2016 | 15:21 GMT
by
Jeff Patterson
Regulation
Some US Companies Employing Whistleblower Gag Orders in Bid to Prevent Leaks
Several companies appear to have been making deals to muzzle employees that run counter to US law.
Thursday, 25/08/2016 | 14:41 GMT
by
Jeff Patterson
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