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Brokers

Exclusive: BlackBull Markets Secures Licence from New Zealand’s FMA

  • The multi-asset broker secured the licence on the 12th of August 2020.
Wednesday, 12/08/2020 | 04:45 GMT by Celeste Skinner
Regulation

FMA Calls Out Forex Insiders as Potential Scam

  • The company is not authorised to offer its services within New Zealand.
Monday, 13/07/2020 | 06:12 GMT by Celeste Skinner
Exchanges

FMA: NZX Met its Statutory Obligations as Market Operator in 2019

  • The regulator has identified areas of improvement for the exchange.
Tuesday, 30/06/2020 | 03:14 GMT by Celeste Skinner
News

Austrian FMA Flags Four Unlicensed Financial Firms

  • The companies made it to the regulator’s long list of blacklisted firms.
Thursday, 25/06/2020 | 12:26 GMT by Arnab Shome
Regulation

FMA Survey Shows Investor Confidence Remains Steady Amid COVID-19

  • Investors who were very confident in New Zealand’s financial markets reached an eight-year high.
Thursday, 25/06/2020 | 03:41 GMT by Celeste Skinner
Brokers

FMA Sues CLSA Premium NZ from AML and CFT Breaches

  • CLSA Premium NZ was formerly known as KVB Kunlun New Zealand Limited.
Wednesday, 24/06/2020 | 00:59 GMT by Celeste Skinner
Regulation

European Regulators Remove Temporary Short-Selling Bans

  • The measures will expire on the 18th or 19th of May 2020.
Monday, 18/05/2020 | 09:43 GMT by Celeste Skinner
Regulation

New Zealand’s FMA Suspends EncoreFX Derivatives Issuer Licence

  • The licence was suspended after its Canadian parent placed it into voluntary administration.
Wednesday, 29/04/2020 | 07:04 GMT by Celeste Skinner
Regulation

FMA Extends Short-Selling Ban, Focuses on New Net Short Positions

  • The prohibitions have been extended until the 18th of May 2020.
Thursday, 16/04/2020 | 12:33 GMT by Celeste Skinner
News

New Zealand’s FMA Warns Against Profit Bitcoin

  • The platform resembles classic get-rich-quick scams.
Monday, 06/04/2020 | 09:47 GMT by Arnab Shome
Brokers

New Zealand’s FMA Flags Tiger Brokers for Weak AML Protections

  • The regulator also flagged a further six entities for their AML practices.
Monday, 06/04/2020 | 07:09 GMT by Celeste Skinner
Regulation

EU Regulators Ban Short-Selling Amid COVID-19 Volatility

  • The FSMA in Belgium and the FMA of Austria have both implemented emergency measures.
Thursday, 19/03/2020 | 12:41 GMT by Celeste Skinner
Regulation

Trade99 Has Hallmarks of Scam, New Zealand’s FMA Warns

  • Trade99 is withholding client funds, the regulator warned.
Thursday, 12/03/2020 | 06:49 GMT by Celeste Skinner
Regulation

SL Markets May Be Operating a Scam, New Zealand’s FMA Warns

  • The entity claims to be authorized in the country, when, in fact, it is not.
Monday, 24/02/2020 | 07:30 GMT by Celeste Skinner
Regulation

Austria’s FMA Warns Against BIC Asset Management

  • The entity is not authorised to offer its services in the country.
Thursday, 20/02/2020 | 11:21 GMT by Celeste Skinner
Regulation

Austria’s FMA Warns Against Swissinv24 Ltd

  • According to the regulator, the entity is not authorized to operate in the country.
Friday, 31/01/2020 | 13:33 GMT by Celeste Skinner
Regulation

Austria’s FMA Warns Against Prestige Financial Markets

  • According to the regulator, the entity has been operating without the proper authorization.
Friday, 24/01/2020 | 10:07 GMT by Celeste Skinner
Analysis

Virtu Pays $125K FINRA Fine, ESMA to Crack Down on Crypto: Editor’s Pick

  • Stay up to date with the most interesting developments in the crypto and FX space.
Sunday, 12/01/2020 | 12:57 GMT by Celeste Skinner
Regulation

New Zealand’s FMA Defends FXBTG De-Registration Appeal

  • The High Court ruled in the regulator’s favor to de-register FXBTG from the FSPR.
Monday, 04/11/2019 | 08:31 GMT by Celeste Skinner
Regulation

OmegaFX Limited Singled Out by Austria’s FMA

  • The regulator has flagged the entity for operating without the proper authorisation.
Thursday, 03/10/2019 | 13:22 GMT by Celeste Skinner
Regulation

New Zealand's FMA Calls Out Two Suspected FX Scams

  • Dang Kang International Group and Profitix and Enigma GRC Limited were the subjects of the warnings.
Wednesday, 21/08/2019 | 06:00 GMT by Celeste Skinner
Regulation

Austrian Watchdog Flags Two Unauthorized FX Firms

  • The warnings are against OMC Markets (Personal Found Ltd) and Zuitex.
Wednesday, 14/08/2019 | 11:55 GMT by Celeste Skinner
Regulation

New Zealand’s FMA Labels JJ Lloyd as Potential Scam

  • Hong Kong’s SFC and Austria’s FMA has also warned against the entity.
Wednesday, 14/08/2019 | 07:29 GMT by Celeste Skinner
Brokers

New Zealand's FMA Suspends AxiCorp Derivatives Issuer Licence

  • The New Zealand regulator said the licence was suspended due to “material breaches”.
Thursday, 01/08/2019 | 06:13 GMT by Celeste Skinner
Regulation

NZ Ponzi Scheme Operator Sentenced to 6 Years' Imprisonment

  • Kelvin Clive Wood scammed more than $7 million from his clients.
Wednesday, 24/07/2019 | 07:17 GMT by Celeste Skinner
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