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Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Speed Meets Precision: IC Markets' New TVC Showcases
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Speed Meets Precision: IC Markets' New TVC Showcases
Thought Leadership
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Analysis
Unmasking MiFID II Challenges: FCA Director of Markets Says Don't Hold Back till 2017
With 27 months remaining until the second chapter of MiFID is implemented, speaking at the FCA’s MiFID II Conference, Mr David Lawton has outlined the incoming challenges associated with introduction of MiFID II.
Friday, 19/09/2014 | 19:05 GMT
by
Victor Golovtchenko
Analysis
FCA Warns against yet Another Clone Company Using the Details of a Natixis Subsidiary
UK's regulatory body has issued a warning on its website against a fraudster using the details of EEA Authorized company Dupont Denant Contrepartie S.A, a subsidiary of French investment bank Natixis Securities.
Tuesday, 16/09/2014 | 07:13 GMT
by
Victor Golovtchenko
Regulation
Morgan Stanley Settles to Pay $280,000 to CFTC, Relating to Faults in KYC Procedures
The regulator also established failures relating to enforcement of imposed trading limits, lack of timely and accurate response to a CFTC document request, and failure to maintain adequate customer records.
Monday, 15/09/2014 | 23:03 GMT
by
Victor Golovtchenko
Analysis
Chinese Forex Broker "Clone Wars" Rampant, Now Targeting Major Investment Banks
Major investment banks are the latest victims of the "attack of the clones" which is expanding its scope to major financial institutions, seeking to take advantage of inexperienced traders from the Far East.
Saturday, 30/08/2014 | 18:04 GMT
by
Victor Golovtchenko
Analysis
Deutsche Bank London Fined Almost £5 Million for Misreporting CFD Transactions over 5 Years
Deutsche Bank AG London Branch has been fined £4,718,800 by the British Financial Conduct Authority (FCA) for incorrectly reporting 29,411,494 CFD transactions between November 2007 and April 2013.
Thursday, 28/08/2014 | 11:47 GMT
by
Avi Mizrahi
Analysis
UK Watchdog Warns against a Boiler Room Scam Clone Targeting Asian Traders as LCG
The British Financial Conduct Authority issues warnings against a Singapore-based clone website pretending to be London Capital Group Asia and about an unauthorised or "independent" firm targeting UK investors.
Thursday, 28/08/2014 | 08:06 GMT
by
Avi Mizrahi
Analysis
ayondo Announces Further Funding from Luminor Capital, CEO Outlines Social Trading
This is the second round of investment from Luminor Capital, which the ayondo Holding AG is receiving throughout the year, with an earlier tranche from Luminor Capital totaling 5.5 million swiss francs.
Wednesday, 27/08/2014 | 17:20 GMT
by
Victor Golovtchenko
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Analysis
RBS Picks up yet Another Multi-Million Pound Fine - Business as Usual
With the latest FCA penalty confirming ‘serious failings’ in advising 30,000 mortgage customers, the troubled bank is as far from a clean slate as ever, facing several forthcoming cases including FX manipulation.
Wednesday, 27/08/2014 | 13:40 GMT
by
George Tchetvertakov
Regulation
FCA Sharpens Teeth, Defends Increasing Use of Attestations
As the wounds of recent scandals across the financial industry remain fresh, some have questioned the UK’s Financial Conduct Authority (FCA) quick and decisive use of changes mandated by the British regulator.
Tuesday, 26/08/2014 | 18:03 GMT
by
Jeff Patterson
Brokers
Another FCA Warning: AMT Markets is a Cloned Chinese Broker
the watchdog has warned against the cloned firm, who claims to be U.K based to allure potential Chinese traders with a british brand but its website domain is registered under Jiaxin Liu from Guangzhou, China.
Thursday, 21/08/2014 | 09:09 GMT
by
Avi Mizrahi
Analysis
Cleveland FED: Peer-to-Peer Lending - a Funding Channel Set to Grow
Tuesday, 19/08/2014 | 12:09 GMT
by
Victor Golovtchenko
Analysis
Welcome to the 21st Century: Electronic Auction-Based Trading Replaces Silver Fixing
The "London Silver Price" will be served by the CME Group's electronic price platform, with an algorithm designed to set the opening quotes, while Thomson Reuters will handle governance and administration services.
Thursday, 14/08/2014 | 20:14 GMT
by
Victor Golovtchenko
Interviews
Darwinex's Juan Colón Reveals The Launch of DARWINs, New FX Platform
Forex Magnates reached out to Juan Colón, the Co-Founder and CEO of Darwinex, a P2P Asset Manager, to discuss the new launch of DARWINs and the firm’s innovative new approach to forex trading.
Thursday, 14/08/2014 | 16:31 GMT
by
Jeff Patterson
Brokers
FCA Gives Green Light on Sabet’s GLIO Financing of London Capital Group
Thursday, 14/08/2014 | 16:02 GMT
by
Ron Finberg
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Regulation
Quebec's AMF Issues Warning against Unauthorized Activity of 24 Companies in Canada
Canada’s Autorité des marchés financiers (AMF) has issued a warning to Quebec investors about the use of forex and binary options platforms, specifically citing 24 companies that are presently unauthorized in Canada.
Tuesday, 12/08/2014 | 17:17 GMT
by
Jeff Patterson
Brokers
Breaking: Plus500 Aims towards Cyprus, Takes First Recruiting Steps
Forex magnates has learned that the FCA regulated broker has commenced conducting interviews in Cyprus. The company has declined to confirm the report, stating that no hiring has yet occurred in the FX hub.
Monday, 11/08/2014 | 16:31 GMT
by
Avi Mizrahi
Analysis
Regulators Enhance Global Cooperation as Fx Rates’ Criminal Investigations Drag On
The FCA received thousands of assistance requests from law enforcement agencies worldwide in 2013, a 14% increase. A Serious Fraud Office probe targeting institutional dealers’ chat rooms will continue into 2015.
Monday, 11/08/2014 | 08:49 GMT
by
Avi Mizrahi
Expert Insights
Are There Logistical Difficulties In Reporting Binary Options Trades?
The first hurdle to be crossed is to decide whether to report them at all. Regulators are taking different approaches.
Monday, 11/08/2014 | 00:08 GMT
by
Mark Kelly
Brokers
Darwinex Takes Curtain off Its DARWIN Exchange Investors Platform
Making its first public appearance as it gets launched to demo is UK FCA regulated broker Darwinex's investible index exchange of what they call Dynamic And Risk Weighted INvestment (DARWIN).
Sunday, 10/08/2014 | 13:33 GMT
by
Ron Finberg
Analysis
UK's Regulator FCA Warns against Dealing with Leveltrade Ltd
The company fraudulently claims on its website that it is registered in the UK, while on the bottom part of its website a short piece of text reveals that the operator is registered in the St Vincent and Grenadines.
Friday, 08/08/2014 | 11:24 GMT
by
Victor Golovtchenko
Brokers
The FCA Outlines Do's & Don'ts in Social Media Financial Promos
The UK regulator has taken the initiative of clarifying compliance issues arising from using the new ways of interaction with customers of the financial industry by issuing a guidance consultation paper.
Thursday, 07/08/2014 | 09:47 GMT
by
Victor Golovtchenko
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Brokers
LQD Markets Officially No Longer Authorised by Cyprus Watchdog
FX broker LQD Markets Ltd has officially renounced its CySEC authorization to provide investment services and now operates and an FCA regulated entity alone as Forex Magnates reported before it had planned.
Tuesday, 05/08/2014 | 09:48 GMT
by
Avi Mizrahi
Regulation
Lloyds Banking Group Faces over $200 Million Fine in LIBOR Manipulation Charges
The British and American regulators have settled against Lloyds Banking Group plc and affiliates for false trade reporting and the manipulation of LIBOR & Repo Rates, levying the third highest fine by the FCA.
Monday, 28/07/2014 | 14:06 GMT
by
Jeff Patterson
Expert Insights
EMIR Q and A – Necessity Or Tool For Clarification?
Legislation would be even more verbose if it needed to include all of the practical advice, which firms need.
Monday, 28/07/2014 | 00:37 GMT
by
Mark Kelly
Brokers
Regulation of Social Trading - Costs and Benefits
At the end of 2013, UK’s Financial Conduct Authority (FCA) sent out a letter to certain social, or mirror trading platforms providers regarding future regulatory requirements.
Saturday, 26/07/2014 | 19:01 GMT
by
Jeff Patterson
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