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Retail FX

UK FCA Warns on Clone Firms from Two Financial Companies

  • The financial watchdog says fraudsters are using clone firms to impersonate FCA-licensed companies.
Wednesday, 09/06/2021 | 17:11 GMT by Felipe Erazo
Regulation

UK’s FCA Extends Temporary Relief to Crypto Firms till March 2022

  • Firms that applied for registration before December 16, 2020, will be eligible under the scheme.
Thursday, 03/06/2021 | 07:46 GMT by Arnab Shome
CryptoCurrency

UK Regulator’s Actions Point to the Trend of Growing Crypto Market Security

  • Crypto businesses and users are now showing a more serious attitude towards the matters of KYC.
Saturday, 29/05/2021 | 10:23 GMT by Konstantin Anissimov
Brokers

FCA Orders EverFX to Stop Offering CFDs to UK Customers

  • The broker was flagged for multiple compliance violations.
Wednesday, 26/05/2021 | 12:30 GMT by Arnab Shome
Regulation

FCA Proposes New ‘Consumer Duty’ for Financial Firms

  • The regulator will receive consultation on the draft till the end of July.
Friday, 14/05/2021 | 10:51 GMT by Arnab Shome
Executive Moves

FOS Promotes Nausicaa Delfas to Interim CEO and Chief Ombudsman

  • Delfas will take over the role from Caroline Wayman, who previously held the role for seven years.
Monday, 19/04/2021 | 13:30 GMT by Tom Hazan
Brokers

FCA Stops UK Operation of CFDs Broker Finteractive Limited (FXVC)

  • The CySEC-licensed company was operating in the UK under FCA’s Temporary Permission Regime.
Friday, 16/04/2021 | 13:55 GMT by Arnab Shome
Brokers

UK Court Hits CFDs Signals Provider with £530K Fine

  • 24HR Trading sent trading signals to clients via WhatsApp and other social media platforms.
Thursday, 25/03/2021 | 20:42 GMT by Aziz Abdel-Qader
Brokers

FCA Exposes RealFXPro as Crackdown on Clone Scams Continues

  • The FCA said an attempt by RealFXPro had been made to reproduce the FxPro Invest webpage in many areas.
Tuesday, 16/03/2021 | 15:22 GMT by Aziz Abdel-Qader
Institutional FX

NatWest Faces Criminal Money Laundering Charges

  • This is the first bank in the UK to face any charges under the 2007 money laundering regulations.
Tuesday, 16/03/2021 | 09:53 GMT by Arnab Shome
Institutional FX

FCA Issues Timeline to Cease LIBOR Benchmark

  • Most of the currency settings will end by the end of 2021.
Friday, 05/03/2021 | 10:49 GMT by Arnab Shome
Regulation

Stifel Former Trader Gets Fined by FCA over Wash Trades

  • Adrian Horn to pay £52,500 for carrying out banned self-dealing involving McKay Securities stock.
Thursday, 04/03/2021 | 15:21 GMT by Aziz Abdel-Qader
Retail FX

FCA Censures Now-Collapsed Premier FX

  • The company’s deceased head paid business expenses with the clients’ funds.
Thursday, 25/02/2021 | 11:52 GMT by Arnab Shome
Retail FX

FCA to Distribute £3.42M Among two Investment Fraud Victims

  • The schemes hoarded £15 million scamming over 1,000 investors.
Wednesday, 24/02/2021 | 11:34 GMT by Arnab Shome
Brokers

City Watchdog Exposes Dalsari as Latest Unauthorised Trading Platform

  • Dalsari is posing as an authorised company that has onboarded more than 1.2 million accounts.
Tuesday, 16/02/2021 | 19:26 GMT by Aziz Abdel-Qader
Regulation

How Is Brexit Causing a Stir Between Brokers and Affiliates?

  • What is the FCA PS20/10 policy, and why you need to know about it?
Monday, 01/02/2021 | 14:30 GMT by Ben Myers
Regulation

UK Consumers Lost £78 Million in Clone Firm Investment Scams

  • The FCA mentioned that the consumers lost £45,242 each on average in fraudulent clone firms.
Wednesday, 27/01/2021 | 10:49 GMT by Bilal Jafar
Retail FX

FCA Flags Black Diamond Amid Crackdown on Fake Asset Managers

  • The City watchdog warned that such services are increasingly being used as a vehicle for financial scams.
Monday, 25/01/2021 | 17:45 GMT by Aziz Abdel-Qader
Executive Moves

London Stock Exchange Names Balbir Bakhshi and Julia Hoggett in Key Roles

  • The London Stock Exchange announced two new appointments naming Balbir Bakshi and Julia Hoggett to key positions.
Thursday, 07/01/2021 | 16:31 GMT by Tom Hazan
Retail FX

Pandemic Pushes 4,000 UK Financial Firms into Failure Risk

  • The regulator had conducted a massive survey of the industry, gathering data from 23,000 firms.
Thursday, 07/01/2021 | 10:53 GMT by Arnab Shome
Regulation

UK’s Crypto Derivatives Ban Starts Today

  • The FCA announced a ban on the sale and distribution of crypto-related investment products for retail investors in October 2020.
Wednesday, 06/01/2021 | 09:26 GMT by Bilal Jafar
Regulation

FCA Imposes £8.96 Million Fine on Charles Schwab UK

  • The regulator fined the broker for failing to protect the assets of retail customers.
Monday, 21/12/2020 | 11:54 GMT by Bilal Jafar
Payments

David Avgi’s New Venture UNIPaaS Gets UK Payment Institution License

  • The new fintech is co-founded by four former top SafeCharge executives.
Wednesday, 16/12/2020 | 10:47 GMT by Arnab Shome
Regulation

UK Crypto Firms Awaiting Recognition Get Temporary Relief

  • The companies which have applied for recognition can offer their services till July 9, 2021.
Wednesday, 16/12/2020 | 09:25 GMT by Arnab Shome
Institutional FX

Barclays Fined £26 Million for Mistreating Borrowers

  • The bank has already initiated the redressing program and paid over £273 million.
Tuesday, 15/12/2020 | 12:28 GMT by Arnab Shome
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