FM Home
> Fca
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Taurex Raises $40 Million in Series C to Accelerate Global Thought Leadership

fca

Search for a tag
Retail FX

News Nuggets | 23 October: Vantage Lowers Copy Trading Barrier; FCA Warns against MS Clone

  • Also, Ebury opened a global training center in Malaga; Odeon Capital faces FINRA sanctions.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Monday, 23/10/2023 | 10:47 GMT by Finance Magnates Staff
Retail FX

FCA's Data Publication: 5% Surge in Customer Complaints in H1

  • The Home Finance Product Group experienced a positive reduction of 10% in complaints.
  • Decumulation and Pensions experienced a notable rise of 20% in complaints.
Friday, 20/10/2023 | 11:40 GMT by Tareq Sikder
FinTech

FCA and Modulr Agree on Customer Onboarding Restrictions amid Regulatory Changes

  • The UK's Financial Conduct Authority takes action against Modulr.
  • Modulr temporarily halts onboarding due to new UK regulations.
Tuesday, 17/10/2023 | 12:43 GMT by Tareq Sikder
Retail FX

FCA Closes IBP Markets amidst Concerns of Financial Crime Risks

  • Restrictions have been imposed against the broker.
  • Administrators have been appointed to manage clients' assets in the firm.
Friday, 13/10/2023 | 17:51 GMT by Jared Kirui
Retail FX

FCA Data Reveals Surge in Whistleblower Reports in Q2

  • Most reports were submitted with contact details for further follow-up.
  • During Q2, 300 reports containing 821 allegations were made.
Friday, 13/10/2023 | 15:59 GMT by Jared Kirui
FinTech

FCA's Ongoing Commitment: Cybersecurity and Data Protection Enforcement

  • Equifax Ltd's lack of transparency resulted in a slow response and delayed notification to affected individuals.
  • The FCA imposed an £11,164,200 fine on Equifax Ltd as penalties.
Friday, 13/10/2023 | 11:54 GMT by Tareq Sikder
Institutional FX

Barclays’ Former CEO Fined £1.8 Million by FCA

  • A legal battle looms as appeals to the Upper Tribunal challenge the FCA's decision.
  • The FCA emphasizes the CEO's role in exercising sound judgment.
Thursday, 12/10/2023 | 12:09 GMT by Tareq Sikder
Retail FX

News Nuggets | 11 October: Tiger Brokers Hires New CEO; FCA Censures LCF

  • Also, Consob ordered the blackout of 5 websites; OKX hired a new head of compliance.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 11/10/2023 | 09:58 GMT by Damian Chmiel
CryptoCurrency

Binance Faces Regulatory Hurdles in Meeting UK Crypto Ad Rules

  • Rebuildingsociety.com can't approve crypto ads due to regulatory restrictions.
  • Binance had partnered with the company to comply with FCA's new regulations.
Tuesday, 10/10/2023 | 16:49 GMT by Jared Kirui
CryptoCurrency

How Will Nexo Adjust to New Rules from the FCA?

  • Are concerns of crypto firms' exodus valid?
Tuesday, 10/10/2023 | 13:28 GMT by Pedro Ferreira
News

Cryptocurrency Exchanges Adapt to UK's New Financial Promotions Regime

  • Binance has a new domain and partnerships with local entities to cater to its UK users.
  • The FCA has expanded its warning list to include 143 unauthorized entities in the UK.
Monday, 09/10/2023 | 11:07 GMT by Tareq Sikder
Retail FX

News Nuggets | 9 October: Komainu Joins the UK Crypto Register; CNMV Issues New Warnings

  • Also, the FCA welcomes the Transition Plan Taskforce; Oliver Haste joins Propellant.digital.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Monday, 09/10/2023 | 10:06 GMT by Finance Magnates Staff
CryptoCurrency

FCA Targets 143 Entities, including Major Crypto Exchanges Huobi and KuCoin

  • On Sunday, the FCA expanded its warning list when the new crypto regulations kicked in.
  • The regulator claims two major cryptocurrency exchanges operate in the UK without authorization.
Monday, 09/10/2023 | 08:27 GMT by Damian Chmiel
CryptoCurrency

Binance Prepares for UK's Financial Promotions Regime: Introduces Dedicated Domain

  • UK users have been directed to the domain in compliance with the new regulations.
  • Certain services provided by the crypto exchange will be limited for retail users.
Friday, 06/10/2023 | 21:26 GMT by Jared Kirui
CryptoCurrency

Komainu Enters UK Crypto Custody Space with FCA Registration

  • The license enables the company to offer multiple services on Komainu Connect.
  • Komainu's expanding global reach includes regulatory approval in Italy and Dubai.
Friday, 06/10/2023 | 15:31 GMT by Jared Kirui
CryptoCurrency

Nexo Responds to FCA: Ending Crypto Cashback Payouts in the UK

  • The FCA has imposed stringent promotion rules for the cryptocurrency industry.
  • Other firms, including PayPal, Luno, and Bybit, have scaled back their services in the UK.
Friday, 06/10/2023 | 14:00 GMT by Jared Kirui
Retail FX

News Nuggets | 4 October: SEC Halts Ponzi Scheme; FCA Updates Warning List

  • Also, ClearBank broadens its Board; ABN Amro sells a stake in EMS to Fiserv.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 04/10/2023 | 09:28 GMT by Finance Magnates Staff
FinTech

Revolut under Scrutiny: FCA Probes Suspicious Account Transactions

  • The regulator is investigating whether Revolut allowed transactions flagged by the NCA.
  • Up to £1.7 million was allegedly released from these accounts in July and August.
Monday, 02/10/2023 | 17:39 GMT by Jared Kirui
Retail FX

News Nuggets | 2 October: ADMISI to Pay £6.5M Fine; MetaTrader 5 Presents New Update

  • Also, Tusk Capital loses regulatory permissions; Tap Global announces US launch.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Monday, 02/10/2023 | 10:04 GMT by Finance Magnates Staff
Retail FX

FCA's Big Screen Debut Targets Investment Hype

  • The FCA launched a cinema ad campaign to educate the public about the risks of investment hype.
  • The ad will be shown before the new film ‘Dumb Money’, which explores the GameStop saga.
Monday, 25/09/2023 | 14:28 GMT by Damian Chmiel
CryptoCurrency

The UK's FCA Sends Final Warning as Crypto Regulation Deadline Nears

  • The promotional regime kicks in the next two weeks, and companies still face 'challenges'.
  • The FCA is reminding about the consequences of failing to comply with the new regulations.
Thursday, 21/09/2023 | 11:46 GMT by Damian Chmiel
Retail FX

Beware the Doppelganger: UK FCA Exposes Fake BUX Trading Platform

  • FCA has warned against Trader BUX Markets.
  • As it turns out, it is the second clone of BUX in the UK within the last 12 months.
Tuesday, 19/09/2023 | 08:21 GMT by Damian Chmiel
Op-ed
Op-ed
Retail FX
Op-ed
Op-ed

FX and CFDs Brokerage Licences: To Buy or Apply?

  • Costs for licenses differ significantly depending on location.
  • Regulatory appetite for new market entrants is a key consideration.
Thursday, 14/09/2023 | 13:30 GMT by Paul Golden
Retail FX

FCA's New Checks Could Be a Game-Changer for Financial Ads

  • The FCA implements new screening checks for firms approving financial ads.
  • This is another move of the institution in the fight against inappropriate commercials.
Tuesday, 12/09/2023 | 10:14 GMT by Damian Chmiel
CryptoCurrency

FCA: Crypto Firms Face "Significant Challenges" Ahead of Financial Promotions Regime

  • The UK's much-anticipated financial promotions regime will be implemented on October 8.
  • According to the regulator, some companies have overlooked the broader aspect of the regulation.
Friday, 08/09/2023 | 13:58 GMT by Jared Kirui
Next Previous
!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|} !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}