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Esma
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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FX-EDGE Adds SpaceX and OpenAI to Its 24/7 CFDs on Perpetuals
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Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Executive Moves
CySEC's Dr Theocharides Becomes Chair of ESMA's Risk Standing Committee
2022-12-21T10:44:34.919+02:00
The RSC is the successor of the Committee for Economic and Markets Analysis.
ESMA named the Chair of several other standing committees as well.
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Arnab Shome
Regulation
ESMA Releases Final Report on Guidelines for Reporting under EMIR REFIT
2022-12-20T19:04:14.810+02:00
The EU regulator published the draft technical standards three days ago.
EMIR first came into force on August 16, 2012.
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Solomon Oladipupo
Retail FX
ESMA Seeks Public Feedback on New License Passporting Rules
2022-11-17T14:49:09.684+02:00
It wants to receive information on investment firms’ strategies with license passporting.
It will close the consultation process on 17 February 2023.
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Executives
ESMA Appoints Czech's Vojtěch Belling to Replace Erik Thedéen as VC
2022-11-15T22:29:55.636+02:00
Erik Thedéen was appointed as the Vice Chair in December 2021.
Vojtěch Belling has been a member of ESMA's Board of Supervisors since December 2020.
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Solomon Oladipupo
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Institutional FX
ESMA to Issue Guidance on Market Outage, Asks for Stakeholders’ Input
2022-09-26T18:51:07.750+02:00
The guidance is to be published during the first quarter of 2023.
Stakeholders' input will be accepted until December 16th.
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Solomon Oladipupo
FinTech
European Authorities Decry ‘Rapid Deterioration of Economic Outlook'
2022-09-12T16:37:23.140+02:00
The authorities include the EBA, EIOPA and ESMA.
They urged financial institutions to prepare for challenges ahead.
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Regulation
Will Curbs on the Gamification of Trading End Retail Demand?
2022-05-17T08:58:27.840+02:00
Several regulators are now critical of platforms gamifying trading practices.
Inexperienced traders believe that these platforms democratized trading.
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Arnab Shome
Regulation
ESMA Wants Curbs on ‘Gamification’ of Trading, Payments-for-Order-Flow
2022-04-29T12:51:47.581+02:00
The regulator wants to improve investor protection within its jurisdiction.
It also extended its support to curb the controversial PFOF model.
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Arnab Shome
ADVERTISEMENT
Op-ed
Regulation
Op-ed
Cross-Border Client Onboarding: Why Harmonising & Automating Is The Ideal Solution
2022-04-21T22:24:47.465+02:00
Regulators in Europe are quarrelling over cross-border client onboarding issues
Cross-border client onboarding issues are being taken more seriously
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Remonda Kirketerp-Møller
Execution
ESMA Extends Recognition of 3 UK CCPs until June 2025
2022-03-25T12:33:35.202+02:00
Initially, the temporary recognition was granted for 18 months.
The temporary recognition came as a response to Brexit.
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Arnab Shome
Institutional FX
ESMA Fines Trade Repository REGIS-TR €186K for EMIR Violations
2022-03-24T14:55:30.456+02:00
There were a total of eight EMIR breaches by the trade repository.
Fines were slapped only for negligent infringements.
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Arnab Shome
Executive Moves
ESMA Names Dr. Theocharides as Chairman of the Economic and Markets Analysis Committee
2022-03-24T12:41:58.777+02:00
Dr Theocharides is the Chairperson of CySEC.
He will retain the post as Committee Chairman until 1st December 2022.
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Tom Hazan
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News
EU Regulators Warn against ‘Highly Risky and Speculative’ Crypto Assets
2022-03-17T14:22:20.910+02:00
There are more than 17,000 crypto-assets in the market now.
They cautioned against price volatility, misleading information, fraud, manipulation and other things.
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Arnab Shome
Retail FX
CySEC Comments on Recent Peer Review Made by ESMA
2022-03-11T23:17:00.000+02:00
CySEC welcomes the peer review of NCA's supervision of cross-border activities.
ESMA made two recommendations to CySEC under Article 16.
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Felipe Erazo
Regulation
ESMA Recommends CySEC to Improve Cross-Border Activities Supervision
2022-03-10T15:06:27.330+02:00
It has made two recommendations to CySEC under Article 16.
CySEC now has two months to respond to the EU supervisor.
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Retail FX
ESMA Alarms over Upcoming Market Correction
2022-02-15T14:32:36.033+02:00
Retail investors are prone to risks from market volatility.
The market is currently overvalued.
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Arnab Shome
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Institutional FX
ESMA Is Consulting on Investment Suitability Requirements
2022-02-01T09:21:45.950+02:00
ESMA is reviewing how firms comply with investment suitability requirements.
The assessment aims to ensure investments do not expose clients to risks.
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Nicholas Otieno
Executives
ESMA Appoints Erik Thedéen as Its New Vice Chairman
2021-12-16T08:41:46.523+02:00
Erik Thedéen brings several years of financial services experience to ESMA.
The agency promotes orderly financial markets and investor protection.
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Nicholas Otieno
Executive Moves
The AMF Has Named Kheira Benhami as Chief Economist and Director
2021-11-17T14:11:12.000+02:00
Benhami is involved in international discussions as she regularly participates in working groups like ESMA.
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Tom Hazan
Executive Moves
Verena Ross Becomes the New ESMA Chair
2021-10-15T22:02:36.000+02:00
Anneli Tuominen will relinquish her position as Interim Chair on October 31.
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Felipe Erazo
ADVERTISEMENT
News
ESMA Remains Concerned about Crypto Volatility and ‘Market Exuberance’
2021-09-16T19:10:19.000+02:00
The European regulator highlighted a possible relationship between cryptos and environmental collateral damages.
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Felipe Erazo
Institutional FX
ESMA Seeks Consultation on CCP Recovery Regime
2021-07-12T14:33:37.000+02:00
The regulator will accept public feedback on the proposed guidelines till September 20, 2021.
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Arnab Shome
Institutional FX
ESMA Slaps DTCC Derivatives Repository with €408K Fine
2021-07-12T10:20:07.000+02:00
The trade repository had seven instances of violating data reporting provisions.
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Arnab Shome
Regulation
Netherlands’ Restrictions on Turbos to Be Effective from October 1
2021-06-30T12:06:14.000+02:00
The restrictions will be limited to offerings of Turbos within the country.
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Arnab Shome
ADVERTISEMENT
Thought Leaders
What Are the Benefits of a Technology Driven Liquidity Provider?
2021-06-15T12:34:15.000+02:00
Discover the tools of the trade to ensure you remain compliant with governance.
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