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Compliance
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compliance
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News
Huobi Deploys Proprietary Transaction Monitoring Tool
The tool will flag suspicious transactions in real-time.
Tuesday, 14/04/2020 | 07:03 GMT
by
Arnab Shome
News
Cynopsis, Tokeny Partner to Boost Compliance Offerings
The two companies will join their offerings, creating a secure tokenization process.
Thursday, 12/03/2020 | 11:48 GMT
by
Arnab Shome
Executive Moves
Diginex Hires Vicki Tan to Head Its Compliance Team
She is an industry veteran, bringing 20 years of experience to the company.
Tuesday, 03/03/2020 | 08:52 GMT
by
Arnab Shome
News
CoolBitX Raises $16.75 Million in an SBI-Led Financing Round
The company will establish a new KYC/AML-centric entity in Japan.
Tuesday, 25/02/2020 | 06:39 GMT
by
Arnab Shome
News
CoinField Taps Chainalysis’ KYT for Real-Time Crypto Monitoring
This will help the exchange to bolster its compliance needs.
Friday, 21/02/2020 | 05:09 GMT
by
Arnab Shome
Regulation
ChartIQ Launches New Solution for Regulatory Compliance
Post-Trade Visualization allows firms to meet regulatory compliance like MiFID II and Dodd-Frank.
Wednesday, 05/02/2020 | 14:00 GMT
by
Celeste Skinner
Executive Moves
LegacyFX Adds Nikolaos Akkizidis in New Compliance Role
Nikolaos Akkizidis will frontline LegacyFX’s team as its Compliance Officer and Strategic Consultant.
Wednesday, 06/11/2019 | 09:51 GMT
by
Jeff Patterson
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News
Chainalysis Adds ‘Suspicious Alerts’ to Compliance Solution
Chainalysis Alerts include different severity levels based on their self-calculated score for each specific vulnerability.
Thursday, 22/08/2019 | 19:13 GMT
by
Aziz Abdel-Qader
Thought Leaders
Mitrade Focusing on Strong Compliance Culture
Mitrade strives to maintain a culture of transparency and believes CFD providers have a responsibility to help retail clients
Wednesday, 05/06/2019 | 09:33 GMT
by
Finance Magnates Staff
Regulation
"Brokers Killed FX Five Years Ago"
Ron Finberg of Cappitech made the statement during the Shoring up Operations: Trends in Regulation panel at the iFX expo.
Thursday, 23/05/2019 | 15:00 GMT
by
Celeste Skinner
Trading
Securitize Launches Version 3 of Its STO Management Platform
Securitize’s newest platform features a control panel designed to help users manage the the entire token lifecycle.
Monday, 13/05/2019 | 17:40 GMT
by
Aziz Abdel-Qader
Prime Brokerage
Invast Global Selects OneMarketData to Monitor Trading Activity
The prime brokerage has chosen the solution to ensure it meets its regulatory requirements.
Wednesday, 27/03/2019 | 09:35 GMT
by
Celeste Skinner
Brokers
Asia Trading Summit 2019 Shines as China's Leading Finance Event
Finance Magnates and partner FX168 welcomed more than 5500 visitors to the largest trading industry event in Asia.
Monday, 25/03/2019 | 11:10 GMT
by
Malynnda Littky
News
Crypto Compliance Chainalysis Nabs $30M in Series B Funding
Chainalysis is selling its bitcoin-tracing and compliance software to law enforcement to monitor crypto transactions.
Tuesday, 12/02/2019 | 19:21 GMT
by
Aziz Abdel-Qader
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Regulation
The Case for a Cryptocurrency CFDs Ban
The former Director of Abide Financial and current Head of Compliance at Coinbase UK shares his views on crypto CFDs
Wednesday, 06/02/2019 | 12:37 GMT
by
Mark Kelly
Executive Moves
Mark Kelly Joins Coinbase as Head of Compliance for the UK
One of the most-respected compliance experts in the London financial industry joins the crypto space
Monday, 21/01/2019 | 09:31 GMT
by
Victor Golovtchenko
Executive Moves
TRON Appoints David Labhart as Head of Compliance
Labhart is the first to take on this position for TRON.
Wednesday, 09/01/2019 | 16:03 GMT
by
Celeste Skinner
Regulation
State One Stockbroking fined $500,000 for Compliance Failures
The firm was ordered to pay penalties totalling $350,000 for not complying with ASIC’s Market Integrity Rules.
Wednesday, 21/11/2018 | 09:00 GMT
by
Celeste Skinner
Regulation
Complyport and EIMF Partner for Compliance Training
The two companies will be providing face-to-face and online education sessions
Tuesday, 20/11/2018 | 09:37 GMT
by
David Kimberley
Technology
New Change FX Launches Surveillance Solution
The new 'advanced protection system' will aid compliance and operational risk divisions.
Monday, 15/10/2018 | 13:14 GMT
by
David Kimberley
Executive Moves
ADSS London Welcomes Bank of America Compliance Veteran
Following a 17-year-stint at BAO, Lesley Kumar joins the board of the London subsidiary of ADSS
Tuesday, 18/09/2018 | 14:39 GMT
by
Victor Golovtchenko
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Regulation
ASX Investigates BPG’s Penny Stock Aiming to Raise $15 Million in ICO
ASX is looking into Byte Power Group to see whether it is in compliance with the ASX Listing Rules.
Wednesday, 05/09/2018 | 09:36 GMT
by
Celeste Skinner
Analysis
Market Data Compliance: a New Headache for CFD Firms?
"If you haven’t been contacted, then the chances are you will."
Tuesday, 04/09/2018 | 06:28 GMT
by
Rod Martenstyn
Executive Moves
Affiliate Group Investoo Secures James McCarthy as General Counsel
McCarthy is the third notable hire for the firm this month, joining James Beale and Jamie Beadle.
Tuesday, 28/08/2018 | 10:06 GMT
by
Celeste Skinner
Regulation
The Challenging Role of a Compliance Officer in the New Regulatory Landscape
A progressive value-added compliance officer should be forward thinking and commercially minded
Tuesday, 14/08/2018 | 15:49 GMT
by
Rod Martenstyn
See more
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