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CryptoCurrency
Binance Irked by SEC’s Move to Query CEO of US Affiliate
2023-08-15T16:19:54.947+02:00
BAM's CEO and CFO do not have 'unique firsthand knowledge' about customer assets.
In other news, the SEC delayed a decision on ARK Invest's spot BTC application.
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Solomon Oladipupo
CryptoCurrency
FTX’s Bankman-Fried Pleads Not Guilty to $40M Chinese Bribery Charge
2023-03-30T21:57:34.068+02:00
The FTX Founder also pleaded not guilty to campaign law violations.
Three of Bankman-Fried's top associates have pleaded guilty to criminal charges.
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Solomon Oladipupo
CryptoCurrency
New York Charges Celsius Network's Co-Founder Alex Mashinksy with Fraud
2023-01-06T15:00:21.706+02:00
The New York Attorney General said Mashinsky left many investors in "financial ruin."
Celsius Network filed for bankruptcy in July last year.
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Solomon Oladipupo
Institutional FX
Julio Herrera Pleads Not Guilty to Bribery Charges
2022-09-06T12:57:11.941+02:00
Herrera reportedly donated £500,000 through Britannia Financial Group.
He has denied conspiracy and bribery charges against him.
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Bilal Jafar
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Retail FX
US SEC Charges 18 for Hacking Retail Brokerage Accounts to Buy Microcap Stocks
2022-08-16T17:58:51.930+02:00
The individuals gained over $1 million in illicit profit from the unauthorized purchases.
The SEC described the cross-border scheme as 'brazen and sophisticated'.
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Solomon Oladipupo
Retail FX
Australian Authorities Charge Chris Marco with 50 Counts of Fraud
2022-07-20T09:03:39.340+02:00
Marco operated an unregistered investment scheme.
He has been charged under section 409 of the Criminal Code (WA).
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Retail FX
CFTC Charges Florida Man with Defrauding Investors Out of $9.8M
2022-02-01T12:32:22.559+02:00
The CFTC charged the Florida resident and his investment firm with fraud.
The Florida resident is alleged to have promised fake returns through his commodity pool.
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Nicholas Otieno
Institutional FX
Nikola to Pay $125 Million to Settled SEC Fraud Charges
2021-12-22T09:11:48.564+02:00
The electric truck manufacturer, Nikola agreed to pay millions to settle fraud charges.
The SEC accuses Nikola of defrauding investors.
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Nicholas Otieno
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Regulation
CFTC Charges Former Yukom Employees, Imposes Trading Bans
2019-10-01T08:00:33.000+02:00
The orders have been filed against Liora Welles, Yair Hadar, and Shira Uzan.
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Celeste Skinner
Exchanges
Poland Authority Charges Crypto Exchange BitMarket Co-Founder
2019-09-12T15:36:00.000+02:00
The investigation into the exchange follows on from it closing down suddenly in July.
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Celeste Skinner
Regulation
New Zealand's FMA Charges Man of Conducting Forex Scam
2019-05-29T08:22:07.000+02:00
The man managed to solicit almost NZ$100,000 from consumers under the scheme, the FMA said.
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Celeste Skinner
Regulation
Former London-Based Forex Traders Wait for Verdict on Collusion Charges
2018-10-26T09:09:53.000+02:00
The defense of the three accused men argued that their chats did not break the law.
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Celeste Skinner
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Regulation
CFTC Charges FX Trader Jason Amada and Firm with Fraud
2018-08-30T08:12:29.000+02:00
The complaint from the regulator alleges that in two months Amada caused around $280,000 in losses.
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Celeste Skinner
Regulation
Polish Court Sentences Two for Forex Scam
2018-08-22T10:40:44.000+02:00
A Polish Court sentenced Mariusz O. and Robert S. to time in prison for extorting more than $672,900 from investors.
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Celeste Skinner
Regulation
US DoJ Officially Charges Former Yukom CEO Lee Elbaz for Wire Fraud
2018-03-26T12:21:17.000+02:00
The Israeli national was charged with three counts of wire fraud, and one count of conspiracy to commit wire fraud.
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Finance Magnates Staff
News
Federal Indictment Charges Michigan Man With Selling Bitcoin Without License
2017-10-31T19:48:22.000+02:00
Although it's not illegal to possess bitcoins, a license is needed to exchange them.
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Aziz Abdel-Qader
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Brokers
Exclusive: NFA Charged FXCM for Using Own LP for No Dealing Desk Execution
2017-02-07T06:20:46.000+02:00
US regulator NFA filed charges against FXCM and its principles on multiple counts.
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Victor Golovtchenko
Blogs
Hidden Charges in Your Brokerage
2016-12-13T17:59:58.000+02:00
Brokers and even prime brokers and banks charge many fees that are either hidden or somewhere in the fine print.
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