CFTC
CFTC Takes a U-Turn and Issues No-Action Letter to Swap Dealers on Risk Exposure Reports
Wednesday, 10/04/2013 | 09:21 GMT by
Andrew Saks McLeod
CFTC Puts an End to Forex Global Solutions (Barry Sendach, and Joshua Kershner) Fraud Making Them Pay $750,000
Tuesday, 09/04/2013 | 20:19 GMT by
Michael Greenberg
Another FX Ponzi Scheme - CFTC Charges 4X Solutions With Fraud
Tuesday, 09/04/2013 | 08:18 GMT by
Ron Finberg
Enforceable Undertaking Accepted By ASIC Following Investigation of Halifax Securities Risk Management Procedure
Thursday, 04/04/2013 | 06:50 GMT by
Andrew Saks McLeod
Forex Company VFRS Fined $3.2 Million By CFTC For Forex Fraud
Friday, 29/03/2013 | 07:25 GMT by
Andrew Saks McLeod
Swap Dealers Required by CFTC to Submit Risk Exposure Reports
Monday, 25/03/2013 | 06:49 GMT by
Andrew Saks McLeod
CFTC Brings Successful Prosecution Against Capstone FX For Illegally Soliciting Managed Account Clients
Thursday, 14/03/2013 | 21:04 GMT by
Andrew Saks McLeod
CFTC Sues Michael Alcocer and His Company, InovaTrade, Inc., for Foreign Currency Fraud and Misappropriation
Thursday, 14/03/2013 | 16:59 GMT by
Ron Finberg
CFTC Charges CME Group – CME Responds In Record Time
Thursday, 21/02/2013 | 21:55 GMT by
Ron Finberg
US SEC Chairman Elisse B Walker Submits Testimony on OTC Product Rulings to Senate Committee
Monday, 18/02/2013 | 08:33 GMT by
Andrew Saks McLeod
Dodd Frank Act Senate Meeting - US Regulators Report Significant Progress
Friday, 15/02/2013 | 07:54 GMT by
Andrew Saks McLeod
US Financial Regulators To Convene This Week – Investor Protection High on the Agenda
Monday, 11/02/2013 | 16:00 GMT by
Andrew Saks McLeod
Royal Bank of Scotland Group Prosecuted by CFTC For Manipulation and False Reporting of Yen and Swiss Franc LIBOR
Wednesday, 06/02/2013 | 13:41 GMT by
Andrew Saks McLeod
CFTC Sues Australian Broker Halifax Investment Services for Unlawfully Soliciting U.S. Customers
Tuesday, 05/02/2013 | 20:38 GMT by
Michael Greenberg
Florida Based FX Fraudsters to Pay $11.4 million in Civil Penalty
Tuesday, 05/02/2013 | 08:22 GMT by
Adil Siddiqui
NFA's Credit Card Ban Proposal - Another Malicious Nail in the Retail Forex Coffin
Friday, 01/02/2013 | 08:40 GMT by
Michael Greenberg
CFTC Revokes Pro Trading Course LLC's Commodity Trading Advisor Registration
Sunday, 20/01/2013 | 13:24 GMT by
Andrew Saks McLeod
November FCM Data Shows FXDD & GFT Fall Below Net Capital Requirements
Tuesday, 15/01/2013 | 08:53 GMT by
Ron Finberg
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