Preview Mode
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
Market News
by
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
ADVERTISEMENT
ADVERTISEMENT
FM Home
>
Cat
Exploring CFD Trading Platforms and Tools for Beginners and
Education Center
The Use of Blockchain Technology in the Energy Industry to
Education Center
Pros and Cons of AI in Sentiment Trading: Revolutionizing
Education Center
8 Must Have Trading Tools
Thought Leadership
Exploring CFD Trading Platforms and Tools for Beginners and
Education Center
The Use of Blockchain Technology in the Energy Industry to
Education Center
Pros and Cons of AI in Sentiment Trading: Revolutionizing
Education Center
8 Must Have Trading Tools
Thought Leadership
ADVERTISEMENT
CAT
Search for a tag
Regulation
Cowen Completes CAT Go-Live on n-Tier Compliance Workbench
n-Tier’s platform gives Cowen comprehensive validation of its reporting data.
Thursday, 23/07/2020 | 04:02 GMT
by
Celeste Skinner
Regulation
Sterling Trading Tech Gets FINRA Approval as CAT Reporting Agent
The company can serve as the designated CAT reporting agent for its clients.
Wednesday, 10/06/2020 | 03:21 GMT
by
Celeste Skinner
Exchanges
SIFMA Reaches Settlement with US Exchanges for CAT Dispute
US Exchanges have agreed to remove language which limits their liability should the CAT database be breached.
Thursday, 14/05/2020 | 06:22 GMT
by
Celeste Skinner
Regulation
SEC Delays CAT Deadline for Broker-Dealers Amid COVID-19
The regulator wants firms to focus their efforts on dealing with the coronavirus pandemic.
Tuesday, 21/04/2020 | 06:39 GMT
by
Celeste Skinner
Executive Moves
Thesys CAT Appoints Two New Executives to its Leadership Team
Edward Watson joins Thesys as Chief Operating Officer and Shane Swanson as Chief Compliance Officer.
Thursday, 25/05/2017 | 15:46 GMT
by
Jeff Patterson
Exchanges
UK's Competition Appeal Tribunal Upholds ICE's Mandatory Sale of Trayport
A Competition Appeal Tribunal echoed the concerns of a CMA investigation, which will force ICE to offload Trayport.
Tuesday, 07/03/2017 | 07:50 GMT
by
Jeff Patterson
Blogs
Consolidate Audit Trail – Timeliness of Reporting
Ahead of Consolidated Audit Trail implementation, the subject of timeliness for reporting remains a topic of conversation.
Thursday, 02/03/2017 | 15:01 GMT
by
Guest Contributors Institutional
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}