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CAPITAL REQUIREMENTS

ESMA and FCA Inform Regulated Firms About Changes to Capital Requirements

Regulators are urging firms to upgrade their matched principal licenses

Exclusive: FCA to Require Extra Capital to Cover No-Negative Balance Guarantee

The approach of the UK regulator could catch a number of 125K-licensed companies unprepared.

Analysis: FCA Bombshell Only Temporary Slowdown for UK Forex and CFDs

Brokers lost over $2 billion in market cap on the news that the UK FCA will cap leverage at ...

FIA Endorses Latest Tranche of EC Proposals Detailing Capital Requirements

A recent EC publication called for an amendment of the Capital Requirements Directive, with several proposed changes.

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