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Canadian Regulator

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FinTech

Canadian Securities Regulators Seeking Candidates for CEO and Board

  • Canadian regulator is searching for candidates for its leadership positions.
by Nicholas Otieno
Regulation

Canadian Regulator Alleges Poloniex Violated Ontario Securities Law

  • The crypto exchange should pay an administrative penalty if it fails to comply with Ontario's securities law.
by Felipe Erazo
Brokers

Canada’s MSC Says IFC Markets Not Authorised to Target Local Investors

  • MSC said IFC Markets marketing is taking advantage of the COVID-19 crisis in order to attract Canadian investors.
by Aziz Abdel-Qader
News

Canadian Regulator Proposes New Rules for Crypto

  • Industry participants have been invited to comment on the proposed regulations.
by Rachel McIntosh
Regulation

Ontario Securities Commission Pays $5.6m to 3 Whistleblowers

  • This is the first time the Canadian regulator has paid whistleblowers for their help
by David Kimberley
News

Coinsquare Acquires StellarX DEX, Will Add Securities Tokens “In Time”

  • The acquisition is the second Stellar-related purchase for Coinsquare in three months.
by Rachel McIntosh
Brokers

Canada’s MSC Warns Against Forex Broker FSM Smart

  • Manitoban watchdog says complainants were told they would make up to 20 percent return on investment per week.
by Aziz Abdel-Qader
News

OSC: Only 5% of Ontarians Own Crypto, Even Less Understand its Technology

by Rachel McIntosh
Regulation

Québec Regulator Announces Roundtable for Proposed Derivatives Regulation

  • The draft aims to create a business conduct regime for regulating dealers and advisers in OTC derivatives.
by Celeste Skinner
Regulation

Samir Sabharwal Appointed as General Counsel of ASC

  • The former Associate General Counsel has been with the Canadian regulator for over ten years
by David Kimberley
News

‘Operation Cryptosweep’ Launched; SEC Chairman Approves

  • More than 70 investigations have been launched into crypto-related products.
by Rachel McIntosh
News

OSC Aims for Blockchain Regulation that Won’t ‘Overburden’ Innovators

  • The Ontario Securities Commission is aiming to develop regulations that won't stifle the blockchain industry.
by Rachel McIntosh
News

Canadian Securities Exchange to Launch Blockchain-Based Clearinghouse

  • With this new platform, the CSE will look to challenge the monopoly of TMX Group in the industry.
by Arnab Shome
Regulation

Canadian FX Regulator Reduces Spot Risk Margin Rates for MXN/CAD and MXN/USD

  • IIROC reduces spot risk margin rates on account of reduced volatility of the Mexican currency.
by Colin Firth
Regulation

Many Binary Options Websites Are Just Out to Steal Money: BCSC Director

  • Interview with Canadian regulator Doug Muir, Director of Enforcement at the British Columbia Securities Commission.
by Avi Mizrahi
Regulation

Canadian Securities Regulators Adopt Rules for OTC Derivatives Clearing

  • The new instruments will provide safeguards in the Canadian market for counterparties transacting in OTC derivatives.
by Finance Magnates Staff
Regulation

Canada’s BCSC Adds Bristol Financial Offshore to its Warning List

  • The watchdog has added a further entity to its warning list for soliciting its services without authorisation.
by Finance Magnates Staff
Regulation

Canada's OSC Charges Vernon Smith with Multiple Securities Act Breaches

  • The Canadian watchdog has flagged another local resident for violating the law.
by Finance Magnates Staff
Regulation

Exclusive: Mastercard Determined to Cut Binary Options Deposits from Canada

  • Mastercard warns that binary options is damaging to its brand, alongside "herbal" drugs and illegal ivory.
by Avi Mizrahi
Regulation

Canada’s BCSC Adds Edgedale Finance to its Warning List

  • Edgedale Finance is the latest broker to come under the spotlight for soliciting to local customers.
by Finance Magnates Staff
Regulation

BCSC Issues $15m Penalty against Fraudulent Ponzi Scheme Operator

  • The BCSC has banned and fined Thomas A Williams and the Global Group of Companies for misconduct.
by Finance Magnates Staff
Brokers

Canadian Regulator OSC Warns Against MaxOptions

  • The binary options broker was also exposed by the Australian watchdog ASIC last month.
by Aziz Abdel-Qader
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