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Australia
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Australia
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Regulation
ASIC Takes Forex CT to Court, Alleging Unconscionable Conduct
2020-07-17T02:58:02.000+02:00
The regulator has commenced civil penalty proceedings against the company and Shlomo Yoshai.
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Regulation
ACCC: Aussies Lost US$21.6M to Investment Scams in H1 2020
2020-07-13T10:28:05.000+02:00
This loss is based on 3,325 reports made to the authority.
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Aussie Fintech Sezzle Raises $55 Million, Shares Leap 22%
2020-07-13T09:04:56.000+02:00
The company is aiming at a total of $60 million via fully underwritten and non-underwritten offers.
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Brokers
GO Markets Obtains UAE Broker License
2020-07-10T11:36:24.000+02:00
The license was awarded to the firm's UAE subsidiary, GO Markets MENA DMCC.
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Regulation
Breaking: USGFX Enters into Voluntary Administration
2020-07-09T05:03:20.000+02:00
BRI Ferrier has been appointed as the administrator.
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Brokers
Vantage FX Launches Multi-Asset Brokerage Moneta Markets
2020-07-02T12:41:59.000+02:00
The platform is listing over 300 CFDs for trading.
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News
Australia Saw Over 80,000 Financial Complaints Last Fiscal Year
2020-07-02T08:50:52.000+02:00
The regulator settled $179.12 million in compensation and refunds.
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Regulation
ASIC Bans Former Forex CT Employee Steven Marsh for 3 Years
2020-06-29T04:43:17.000+02:00
ASIC announced earlier this month that it had cancelled the AFS licence of Forex CT.
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Interviews
Exclusive: Global Prime to Expand Institutional Offering
2020-06-26T06:21:47.000+02:00
We caught up with Elan Bension who revealed the company is looking to bolster its institutional side.
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Thought Leaders
Cricket Star Steve Smith Partners with Trade360
2020-06-24T09:46:56.000+02:00
As part of the partnership Smith will serve as the public face for the company and appear in advertising campaigns.
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Exchanges
iSignthis Seeks Initial Damages of $27 Million From ASX
2020-06-23T05:35:43.000+02:00
The payments identity company expects this figure will increase in the coming weeks.
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Regulation
ACCC: Aussies Lost More than US$435.2 Million in 2019
2020-06-22T09:45:04.000+02:00
Out of the $634 million lost in 2019, $126 million of that was lost to investment scams
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Executive Moves
Exclusive: Global Prime Recruits Angus Walker as General Manager
2020-06-19T05:24:13.000+02:00
Walker joins the brokerage as it begins a new phase of growth.
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Regulation
Australian Federal Court Slaps One Tech Media with US$1.24m Fine
2020-06-18T07:04:27.000+02:00
One Tech Media was charged by ASIC for operating binary options trading without authorisation.
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Regulation
ASIC Issues Guidance on its Product Intervention Powers
2020-06-17T08:30:05.000+02:00
The guidance comes 10 months after ASIC issued its consultation paper on CFD restrictions.
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Exchanges
Kraken Adds AUD Capabilities to Fund Client Accounts and Trade
2020-06-17T02:55:11.000+02:00
The AUD can be traded against a number of crypto and fiat currencies.
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Regulation
ASIC Imposes Extra Conditions on SocGen Securities Australia AFSL
2020-06-15T07:31:25.000+02:00
The company must appoint an independent expert to assess and test its controls, systems and processes.
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Regulation
ASIC to Publish Guidance on Product Intervention Measures in June
2020-06-11T02:51:43.000+02:00
In its revised timetable of ongoing work, ASIC said further guidance will be published this month.
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Technology
CMC Markets Launches New Prime Derivatives Platform in Australia
2020-06-10T08:39:51.000+02:00
The platform has been tailored for institutional and professional clients.
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Brokers
ASIC Cancels AFS Licence of OTC Derivatives Issuer Forex CT
2020-06-05T08:05:25.000+02:00
ASIC found that the company’s business model disregarded key obligations of an AFS licensee.
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Regulation
ASIC Further Suspends the AFSL of Former Stockbroker BBY
2020-06-04T05:07:58.000+02:00
The AFS licence has been suspended until the 30th of June 2021.
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Regulation
ASIC Cancels AFS License of Australian Golden Securities
2020-06-01T05:02:32.000+02:00
The cancellation is effective from the 21st of May 2020.
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Regulation
ASIC Suspends AFSL of Forex Plus for Six Months
2020-05-28T08:39:31.000+02:00
According to ASIC, the company hadn’t been providing financial services for some time.
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Regulation
ASIC Bans Former Spectrum Wealth Advisor Sean Philip Lewis
2020-05-26T09:32:05.000+02:00
Lewis has been banned from providing financial services for five years.
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Institutional FX
CFH Launches ASIC-Regulated Brand in Australia
2020-05-21T23:53:28.000+02:00
CFH will be offering its infrastructure, liquidity and clearing facilities via proprietary technology to institutional clients.
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Next
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