Asic
ASIC Brokers Identify Target Markets as New DDO Rules Come into Effect
- The rules become effective on October 5.
Tuesday, 05/10/2021 | 09:52 GMT by
Arnab Shome
ASIC Bans Unsolicited Sale of Financial Products
- This will affect cold calling and other unsolicited contact tactics used by firms.
Thursday, 23/09/2021 | 08:51 GMT by
Arnab Shome
ASIC Grants 339 New AFS Licenses in FY2020-21
- The agency received a total of 565 applications for new AFS licenses.
Wednesday, 15/09/2021 | 08:47 GMT by
Arnab Shome
ASIC Mulls to Restrict Payment for Order Flow Model
- The controversial model is facing the scrutiny of multiple global regulators.
Wednesday, 25/08/2021 | 07:41 GMT by
Arnab Shome
ASIC Warns against Trading Cryptos on Unlicensed Exchanges
- It urged investors to check if the platforms have an AFS license or AML.
Wednesday, 18/08/2021 | 06:33 GMT by
Arnab Shome
ASIC Seeks Public Feedback on Crypto ETPs
- The regulator will accept the feedback until July 27, 2021.
Wednesday, 30/06/2021 | 07:16 GMT by
Arnab Shome
ASIC Cancels AFS License of Former Stockbroker BBY
- The regulator initially suspended the firm’s license in 2015.
Monday, 28/06/2021 | 08:03 GMT by
Arnab Shome
Aussie Court Slaps Forex CT with AUD20 Million Fine
- The director and former CEO is facing an eight-year ban with a hefty fine.
Wednesday, 02/06/2021 | 06:19 GMT by
Arnab Shome
ASIC Bans USGFX Director John Martin for 10 Years
- He did not have a clear understanding of the compliance rules.
Tuesday, 01/06/2021 | 06:23 GMT by
Arnab Shome
ASIC Bans Binary Options for Australian Retail Clients
- The Australian regulator mentioned that the ban will take effect from 3 May 2021.
Thursday, 01/04/2021 | 07:11 GMT by
Bilal Jafar
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