AxiCorp Settles Australian Financial Services License Issue with ASIC The company mentioned that ASIC has withdrawn the proposed suspension of Axi’s Australian Financial Services Licence.
Crypto.com Receives an Australian Financial Service License The company secured an AFS license through the acquisition of the Card Group.
AFS License Not Required by Foreign Brokers to Deal with Professional Clients Dealing with sophisticated clients is permitted without an AFS license.
ASIC Cancels AFS Licence of USGFX after Entering Liquidation ASIC cancelled the FX broker’s licence on the 14th of September 2020.
ASIC Cancels AFS Licence of Global Merces Following Liquidation The licence cancellation became effective as of the 20th of July 2020.
ASIC Suspends AFS Licence of USGFX After Voluntary Administration The AFSL of USGFX has been suspended under section 915B of the Corporations Act 2001.
ASIC Bans Former Forex CT Employee Steven Marsh for 3 Years ASIC announced earlier this month that it had cancelled the AFS licence of Forex CT.
ASIC Imposes Extra Conditions on SocGen Securities Australia AFSL The company must appoint an independent expert to assess and test its controls, systems and processes.
ASIC Cancels AFS Licence of OTC Derivatives Issuer Forex CT ASIC found that the company’s business model disregarded key obligations of an AFS licensee.
ASIC Further Suspends the AFSL of Former Stockbroker BBY The AFS licence has been suspended until the 30th of June 2021.
ASIC Cancels AFS License of Australian Golden Securities The cancellation is effective from the 21st of May 2020.
ASIC Suspends AFSL of Forex Plus for Six Months According to ASIC, the company hadn’t been providing financial services for some time.
ASIC Cancels AFS License of Olive Financial Markets Olive has appealed the decision with the Administrative Appeals Tribunal.
Australian Inactive AFSL Holders at Risk of Forfeiting Licences A number of AFSLs holding authorisations that cover retail FX brokerage operations are at risk of being cancelled.
ASIC Cancels AFS Licence of FX Trading Provider FS Securities The license cancellation took effect on the 5th of March 2020.
ASIC Cancels AFS License of Financial Options Pty Ltd The company’s license was suspended in August of 2019.
AFCA Warns Berndale Clients Recovery of Funds is Unlikely Berndale had its AFS license canceled in November of 2018.
ASIC Places 6yr Ban on Former CEO of Spectrum Wealth Advisers The regulator has banned Mark Schroeder from providing financial services for six years.
ASIC Extends Halifax AFS License Suspension to January 2021 The suspension was previously meant to expire on January 10, 2020.
ASIC Cancels AFS Licence of KP International Group Australia The trading technology provider initially had its license suspended until September 2020.