Broadridge has launched an enhanced platform to help firms adapt to the UK’s new Consumer Composite Investments (CCI) regime, which requires brokers and asset managers to reconsider how they deliver investor information.
The launch comes as the Financial Conduct Authority finalizes the CCI rules, requiring firms to move from PRIIPs templates to clearer, digital Product Summary Documents by 8 June 2027.
CCI replaces set PRIIPs templates with flexible guidelines. Firms must use judgment to ensure disclosures are fair, clear, and not misleading under the FCA’s Consumer Duty.
Why Brokers Should Pay Attention
For brokers distributing funds and structured products, the shift goes beyond document layout. It affects governance processes, data flows, and approval workflows.
Firms must now manage how disclosures are structured across multiple products while maintaining consistency and auditability. This is where infrastructure becomes critical.
Platforms such as Broadridge’s updated solution aim to automate PSD generation, keep version control, and manage digital distribution across channels.
Beyond Broadridge, providers including Funds-Axis (Galaxy), Resolve’s IntegraLynx, and NeoXam are also positioning technology around CCI compliance, while major law firms and Big Four consultancies advise on methodology and implementation.
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From Templates to Accountability
Under PRIIPs, compliance was largely procedural. Under CCI, it becomes interpretative. That transition shifts risk from formatting errors to judgment and record quality. Internal oversight and legal review processes, therefore, take on greater importance.
The move represents one of the clearest post-Brexit regulatory differences in UK retail finance. For brokers and asset managers, CCI is not simply a document update but a systems adjustment — one that requires early planning as firms prepare for the 2027 deadline.
