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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Retail FX
Cheetah Fund Investors Lose $9 Million in Alleged Fraudulent Scheme
Craig Allen could have misappropriated at least $2.64 million from the fund and its investors.
The Commission seeks penalties and a bar against his participation in the securities market.
Thursday, 25/04/2024 | 08:09 GMT
by
Damian Chmiel
CryptoCurrency
Ripple vs. SEC: Trial Resumes as Crypto Industry Braces for Impact
The SEC is accusing Ripple Labs of offering unregistered securities.
Last year, the securities regulator dropped related charges against Ripple's CEO and Co-Founder.
Tuesday, 23/04/2024 | 07:53 GMT
by
Jared Kirui
CryptoCurrency
SEC Takes Aim at DeFi Exchange Uniswap in Potential Enforcement Action
The crypto exchange contends that its services are legal and beneficial.
Uniswap has assured users that it will continue offering its services.
Wednesday, 10/04/2024 | 20:41 GMT
by
Jared Kirui
Retail FX
Senvest Hit with $6.5 Million SEC Fine over Compliance Slip
The company was penalized for not adhering to electronic communication recordkeeping rules.
The SEC found that Senvest broke the rules from 2019 to 2021.
Thursday, 04/04/2024 | 09:40 GMT
by
Damian Chmiel
CryptoCurrency
Coinbase Faces Regulatory Heat as Judge Allows SEC's Lawsuit to Proceed
The SEC accuses the crypto exchange of offering unregistered securities.
Coinbase opposed the SEC's classification of some digital assets as securities.
Wednesday, 27/03/2024 | 18:14 GMT
by
Jared Kirui
CryptoCurrency
Coinbase Draws Support from Allies in Push for Regulatory Clarity from the SEC
The crypto exchange emphasized the importance of predictable regulations to enhance compliance in the industry.
The outcome of the legal dispute between Coinbase and the SEC is expected to significantly impact the crypto industry.
Tuesday, 19/03/2024 | 17:57 GMT
by
Jared Kirui
CryptoCurrency
SEC Hits Genesis with $21 Million Penalty over Unregistered Crypto Lending Program
Gemini Earn program promised interest payments on crypto assets loaned to Genesis before collapsing in 2022.
According to the SEC, this offering violated disclosure requirements meant to protect investors.
Tuesday, 19/03/2024 | 13:37 GMT
by
Jared Kirui
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Retail FX
Advisers Pay $400K Settelment for Overhyping AI Investment Strategies
Firms were fined for misleading statements about artificial intelligence capabilities.
Delphia must pay $225K and Global Predictions $175K in civil penalties.
Monday, 18/03/2024 | 12:33 GMT
by
Damian Chmiel
CryptoCurrency
US Senators Urge SEC to Halt Crypto ETP Approvals Due to Disclosure Concerns
Senators Jack Reed and Laphonza Butler warned of the risks retail investors could face from crypto ETPs.
The legislators cited a survey that reveals that 70% of brokers' communications with retail investors violated disclosure rules.
Friday, 15/03/2024 | 14:42 GMT
by
Jared Kirui
Retail FX
Breaking: SEC Website Goes Dark, Bitcoin Tumbles in Aftermath
Speculations arise that there might have been a DDoS or cyber attack.
The SEC has not yet officially addressed the issue.
Friday, 15/03/2024 | 07:43 GMT
by
Damian Chmiel
Retail FX
SEC Slaps VanEck Associates with $1.75M Fine for Concealing Influencer in ETF Launch
The settlement terms include a cease-and-desist order.
Van Eck launched VanEck Social Sentiment ETF in March 2021.
Friday, 16/02/2024 | 14:36 GMT
by
Jared Kirui
Retail FX
SEC Fines 16 Broker-Dealers and Investment Advisers over Off-Channel Communication Lapses
Off-channel communications, including personal text messages, were not preserved as required.
Each firm admitted wrongdoing and agreed to pay substantial fines.
Friday, 09/02/2024 | 16:03 GMT
by
Jared Kirui
CryptoCurrency
SEC Hits TradeStation Crypto with $1.5 Million Penalty over Unregistered Services
TradeStation intends to terminate its services in the US on February 22, 2024.
The company will pay an additional $1.5 million to settle similar charges by state regulatory authorities.
Wednesday, 07/02/2024 | 20:17 GMT
by
Jared Kirui
CryptoCurrency
SEC Charges American Bitcoin Academy's Founder with $1.2M Fraud
Brian Sewell's promised of an AI-driven hedge fund that were revealed to be a fraudulent scheme.
Fifteen students invested $1.2 million based on Sewell's promises.
Friday, 02/02/2024 | 20:41 GMT
by
Jared Kirui
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CryptoCurrency
Zipmex under Scrutiny: Thailand Orders Suspension over Financial Irregularities
The concerns highlighted by Thailand's regulator include issues related to capital maintenance and business structure.
Zipmex is required to adhere to specific corrective actions, including rectifying its financial position.
Friday, 02/02/2024 | 13:18 GMT
by
Jared Kirui
Trending
SEC's Grewal to Pursue a Culture of Proactive Compliance
Grewal: “Public trust in our institutions is faltering."
He provided clear rules for companies to follow in terms of compliance.
Grewal also outlined how companies could enhance their compliance initiatives.
Thursday, 25/01/2024 | 11:47 GMT
by
Harriet Christie
Institutional FX
SEC Bolsters Investor Safeguards in Latest SPAC Regulations
The new regulations focus on adequate disclosures and heightened issuer obligations.
The SEC aims to enhance investor protection with new requirements for adequate information about target companies.
Wednesday, 24/01/2024 | 17:10 GMT
by
Jared Kirui
CryptoCurrency
SEC Points to "SIM Swap" Attack in Bitcoin ETF Approval Hoax
The regulator mentioned that the multi-factor authentication had been disabled in July 2023.
The SEC requested that X terminated unauthorized access when its account was breached.
Tuesday, 23/01/2024 | 20:55 GMT
by
Jared Kirui
Retail FX
SEC Probes B. Riley’s Nomura-Backed Deal Involving FRG Acquisition
This investigation focuses on B. Riley's role in the buyout of FRG, a deal that Nomura partially financed.
B. Riley has denied receiving official communication from the regulator.
Monday, 22/01/2024 | 12:58 GMT
by
Jared Kirui
CryptoCurrency
South Korea Defies Trend: Rejects Crypto ETFs despite SEC's Approval
The FSC has emphasized that the crypto ETF brokerage may violate the Capital Market Act.
Despite the current stance, the regulator has hinted at possible future developments.
Friday, 12/01/2024 | 13:40 GMT
by
Jared Kirui
CryptoCurrency
Bitcoin ETF Battle: BlackRock, Ark Cut Fees amid False Approval Alert
These changes followed a false announcement on the SEC's website claiming approval for spot Bitcoin ETFs.
BlackRock's iShares Bitcoin Trust has lowered its fee from 0.30% to 0.25%.
Wednesday, 10/01/2024 | 13:45 GMT
by
Jared Kirui
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Trending
SEC Twitter Hack Causes Chaos and Memes
Bitcoin's price drops, positions liquidated, community cries "manipulation".
The memelords go to town.
Twitter claims that it isn't to blame.
Wednesday, 10/01/2024 | 12:07 GMT
by
Louis Parks
CryptoCurrency
SEC's Twitter Account "Compromised" in False Bitcoin ETF Announcement
Gary Gensler clarified the stance of the SEC after a tweet falsely claimed approval for spot Bitcoin ETF.
This development led to volatility in the price of Bitcoin, which surged to over $47,000.
Tuesday, 09/01/2024 | 22:10 GMT
by
Jared Kirui
CryptoCurrency
SEC's Response Spurs Bitcoin ETF Amendments by BlackRock, VanEck
These amendments aim to address the protection of shareholders in insolvency situations.
The financial landscape anticipates the approval of a spot Bitcoin ETF by the SEC.
Tuesday, 09/01/2024 | 14:03 GMT
by
Jared Kirui
CryptoCurrency
Bitcoin ETF Deadline Week: SEC Chief Warns on Crypto Investments
Gary Gensler has warned of high risks in crypto investments.
Fraudulent schemes loom in the rising popularity of cryptocurrencies.
Monday, 08/01/2024 | 18:48 GMT
by
Jared Kirui
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