The brokerage said in August that they were actively working with the regulator on a day-to-day basis after being linked to shady characters
The regulator has postponed derivatives transactions reporting until December due to the unpreparedness of some firms
What information or data needs to be reported for the ASICs October 12th deadline? Read what reporting requirements are expected.
There are a large number of data items required to be reported, which has led to some concerns about the sensitivity of said data. Single-si
The imminent deadline is going to be very strict on the ones who do not report. Learn here what penalties can arise, if one fails to do so.
After a precedent, a number of companies are expected to file appeals against their delisting from the Financial Service Providers Register
The shares of the company will remain listed until the official approval from the U.K. financial regulator comes due
For suspicion of violating rules regarding the handling of client funds, CySEC has announced that it is suspending Falcon Brokers' license.
Two websites targeting Chinese clients have been identified by the Australian regulator to have misused the information of a regulated firm
A number of warnings came from the Japanese and Canadian watchdogs today against firms flouting regulations.
The broker has been approached by a couple of companies interested in the client base of the FX and CFDs brokerage
The list is the latest tool to snuff out illegal practices, helping investors identify unregistered foreign entities.
FXCM failed to identify or report warning signs in violation of its own compliance procedures
Stafford Maxwell, founder of Millennium Capital, was sentenced to almost four years and ordered to pay about $1.5 million in restitution.
The cybersecurity plan includes measures meant to prevent identity theft and hacking.
Italian and Turkish regulators have warned against a total of three companies for violations with clients and unauthorized trading activity.
The insurance scheme is likely to begin compensating clients of the bankrupt brokerage after months of uncertainty
The new rules require NFA forex dealer members to ramp up a range of risk management practices, including increasing capital requirements.
With reporting rules being implemented for margin FX and CFD trades in Australia, TRAction Fintech is launching a solution for brokers
The Australian watchdog has requested that brokers stop onboarding clients from the country until their local licensed subsidiary is ready.