ADVERTISEMENT
Market news, analysis & forecast powered by
Preview Mode
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
To B, or Not to Be
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Investing in US Securities? Something is Stalking You …
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Investing in US Securities? Something is Stalking You …
Thought Leadership
ADVERTISEMENT
regulation
Search for a tag
FinTech
The BNPL Regulatory Landscape: A Close Look at NY and Global Developments
Regulating tomorrow's payments.
Monday, 08/01/2024 | 11:57 GMT
by
Pedro Ferreira
Payments
Legislating Liberty: Florida's Bid for Financial Privacy
How the Sunshine State doesn't want to turn into the Surveillance State.
Friday, 05/01/2024 | 11:03 GMT
by
Pedro Ferreira
Retail FX
"Cut-and-Paste in Many Different Jurisdictions": Challenges in Retail Trading Regulation
The panelists at FMLS on 'Retail Trading Regulation in 2024' emphasized the importance of preventing market manipulation and financial crime.
They highlighted the importance of embracing AI wisely, underscoring its impact on market regulation.
Monday, 01/01/2024 | 11:30 GMT
by
Tareq Sikder
Retail FX
ESMA Targets CFDs Again: Alarm over Misleading Financial Instruments
According to the regulator, brokers tend to mix CFD and real shares offers.
Moreover, influencers are believed to have too much impact on investment decisions made by retail traders.
Thursday, 14/12/2023 | 10:54 GMT
by
Damian Chmiel
Retail FX
Regulatory Sloth: FCA Sluggish in Adapting to Financial Market Crimes
The FCA is undergoing major reform to combat financial crime faster.
A National Audit Office report has highlighted the need to effectively manage these changes.
Monday, 11/12/2023 | 10:39 GMT
by
Damian Chmiel
CryptoCurrency
CFTC Tightens the Cryptocurrency Screw: In FY23, 50% of Cases Were Crypto-Related.
49% of all regulatory actions concerned the digital assets market.
As part of the whistleblower program, the CFTC paid out $16 million in a year.
Wednesday, 08/11/2023 | 11:52 GMT
by
Damian Chmiel
Retail FX
FCA's Big Screen Debut Targets Investment Hype
The FCA launched a cinema ad campaign to educate the public about the risks of investment hype.
The ad will be shown before the new film ‘Dumb Money’, which explores the GameStop saga.
Monday, 25/09/2023 | 14:28 GMT
by
Damian Chmiel
ADVERTISEMENT
CryptoCurrency
BaFin Doubles Crypto Regulatory Activities in 2023, Eyes AI
The regulator aims to build more trust in the cryptocurrency sector.
On top of that, it wants to leverage the opportunities offered by AI.
Thursday, 21/09/2023 | 08:55 GMT
by
Damian Chmiel
CryptoCurrency
JPEX's Legal Woes Could Signal Trouble for Hong Kong Crypto
HK authorities have arrested six people linked to an unlicensed cryptocurrency exchange.
The SFC has flagged complaints against JPEX involving more than $127.9 million in losses.
Tuesday, 19/09/2023 | 08:50 GMT
by
Damian Chmiel
FM-Events
Innovation vs Regulation: Who Drives the Future of the Payments Landscape?
Who is in charge of navigating innovation and regulation in the payments sphere?
Thursday, 07/09/2023 | 09:51 GMT
by
Jeff Patterson
Retail FX
No AFS License Needed until 2025: ASIC Extends FFSPs Transitional Relief Again
The Australian regulator extends the deadline for foreign firms.
The date has been set for 31 March 2025, pushing back the need for an Australian license.
Tuesday, 08/08/2023 | 05:08 GMT
by
Damian Chmiel
Retail FX
Your Gain, Their Pain: The UK Regulators Paying for Missteps in New Complaints Scheme
Three entities have concluded an overhaul of their regulatory complaints system.
Changes aim for enhanced transparency and clearer compensation guidelines.
Thursday, 27/07/2023 | 09:20 GMT
by
Damian Chmiel
Regulation
Legal Challenges in the Metaverse: Navigating Intellectual Property Rights
The regulatory landscape seems to be getting increasingly complex.
Tuesday, 25/07/2023 | 17:32 GMT
by
FM Contributors
Retail FX
FCA to Control 'Finfluencers' and Illegal Promotions on Social Media
The FCA wants to modernize the information that firms use in social media promotions.
The regulator continues its fight against rogue service providers.
Monday, 17/07/2023 | 08:53 GMT
by
Damian Chmiel
ADVERTISEMENT
Institutional FX
ESMA Lauds National Regulators for Improving Oversight Roles
The regulators reviewed are from Cyprus, Greece, Iceland, the Netherlands, and Slovenia.
The report follows a peer review conducted in 2017.
Thursday, 13/07/2023 | 11:55 GMT
by
Jared Kirui
Institutional FX
ESMA Unveils Measures to Curb Securities Lending to Retail Investors
The new rules aim to protect traders in the securities markets.
The guidelines prevent the use of clients' financial instruments without their consent.
Wednesday, 12/07/2023 | 19:33 GMT
by
Jared Kirui
Retail FX
FCA Unveils Consolidated Tape to Lower Trading Costs in the UK Financial Market
The consolidated tape should provide low-cost and clear trading data.
The new measure will be implemented for bonds and later for equities.
Wednesday, 05/07/2023 | 09:37 GMT
by
Damian Chmiel
Regulation
Regtech Innovations: Transforming Compliance in the Digital Age
The pros and cons of Regtech
Wednesday, 28/06/2023 | 14:12 GMT
by
FM Contributors
Education Center
The Efficacy and Effectiveness of Fintech Sandboxes
The pros and cons of sandboxes.
Monday, 26/06/2023 | 23:00 GMT
by
FM Contributors
CryptoCurrency
CoinEX to Exit New York, Pay $1.7M in Settlement
Attorney General Letitia James has accused the exchange of failing to register.
CoinEX is to refund investors and cease operations in New York.
Friday, 16/06/2023 | 15:03 GMT
by
Jared Kirui
CryptoCurrency
Bankrupt Bittrex to Begin Customer Payouts despite US Objections
The withdrawal process will start on Thursday, 15 June.
However, US says Bittrex should pay penalties and settlements first.
Wednesday, 14/06/2023 | 10:12 GMT
by
Damian Chmiel
ADVERTISEMENT
Regulation
Regulatory Changes in CFD Trading: What Traders Need to Know
Why regulation matters?
Wednesday, 17/05/2023 | 15:56 GMT
by
FM Contributors
Institutional FX
Goldman Sachs Fined $3M for Mismarking 60M Short Sale Orders
The mismarking was caused by a coding error.
The global bank agreed to the fine without admitting or denying FINRA findings.
Wednesday, 05/04/2023 | 12:43 GMT
by
Solomon Oladipupo
Retail FX
The FCA Wants Greater Investor Protection. This is Their Plan
The FCA has entered the second year of its three-year strategy.
It accelerates its work in four main areas, focusing on further investment and increased resources.
Wednesday, 05/04/2023 | 11:16 GMT
by
Damian Chmiel
Op-ed
FinTech
Op-ed
The Fall of Credit Suisse Gives Wings to PSD2
The directive that regulates the field of electronic money institutions is the cornerstone of open banking licensing.
The collapse of Credit Suisse has similar indicators in the US to Silvergate and Silicon Valley Bank.
Tuesday, 04/04/2023 | 08:26 GMT
by
Ella Rosenberg
See more
Next
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}