IPC Systems Delivers First Policy Engine for Trading Communications Compliance

IPC Systems, a provider of trading communications solutions to financial services firms, today announced the successful launch of its IPC Compliance Policy Engine, a new software that automates proactive compliance adherence and mitigates risk by financial trading communications and information governance.

Many organisations now operate in complex regulatory environments and thus compliance management is more challenging than ever. In addition, Regulation Regulation Like any other industry with a high net worth, the financial services industry is tightly regulated to help curb illicit behavior and manipulation. Each asset class has its own set of protocols put in place to combat their respective forms of abuse.In the foreign exchange space, regulation is assumed by authorities in multiple jurisdictions, though ultimately lacking a binding international order. Who are the Industry’s Leading Regulators?Regulators such as the UK’s Financial Conduct Authority ( Like any other industry with a high net worth, the financial services industry is tightly regulated to help curb illicit behavior and manipulation. Each asset class has its own set of protocols put in place to combat their respective forms of abuse.In the foreign exchange space, regulation is assumed by authorities in multiple jurisdictions, though ultimately lacking a binding international order. Who are the Industry’s Leading Regulators?Regulators such as the UK’s Financial Conduct Authority ( Read this Term is constantly expanding worldwide, which makes compliance management a major strategic risk.

IPC’s new solution help firms stay compliant by allowing them to establish and supervise communications policies that relies on a combination of network Analytics Analytics Analytics may be defined as the detection, analysis, and relay of consequential patterns in data. Analytics also seeks to explain or accurately reflect the relationship between data and effective decision making. In the trading space, analytics are applied in a predictive manner in an attempt to more accurately forecast the price. This predictive model of analytics generally involves the analysis of historical price patterns that are used in an attempt to determine certain price outcomes. Analyt Analytics may be defined as the detection, analysis, and relay of consequential patterns in data. Analytics also seeks to explain or accurately reflect the relationship between data and effective decision making. In the trading space, analytics are applied in a predictive manner in an attempt to more accurately forecast the price. This predictive model of analytics generally involves the analysis of historical price patterns that are used in an attempt to determine certain price outcomes. Analyt Read this Term and programmed rules to grant role-based permissions based on any number of factors. For example, IPC Compliance Policy Engine could permit or block voice communications between groups of employees in order to comply with global applicable regulations.

IPC Compliance Policy Engine takes the pain out of compliance management. It works with all types of financial organisations, which today are not only liable if their employees are out of compliance, but also if their supervisory and management systems do not adequately monitor and mitigate risks.

IPC’s new Compliance Policy Engine software platform is now available for the IPC Unigy platform, which was introduced back in 2011 as the industry's first Software Oriented Architecture (SOA) based platform for unified trading communications and applications.

“With regulations such as Dodd-Frank, MAR, and MiFID II, capital market participants face the increasing burden of both interpreting the impact of regulations and demonstrating they are properly enforcing policies,” said Lionel Grosclaude, Senior VP of Risk & Compliance at IPC.

“Proactively managing trading communications and information governance risks will enable financial services firms to evolve their organisations more quickly and gain a competitive advantage. We are excited to add the ability to provide end-to-end proactive compliance to our growing portfolio of services and solutions that help our customers manage risks in their environment to ensure compliance,” he added.