ViCA AI Tool Gains Momentum Among Governance, Risk, Compliance and Legal Professionals
Monday,30/09/2024|08:27GMTby
FM
Using AI, ViCA provides immediate, accurate and reliable assistance, enabling users to navigate the complexities of regulatory compliance with ease.
ViCA is rapidly
becoming an indispensable resource for compliance professionals seeking to
lower costs and reduce the time needed for complex compliance queries. By
leveraging advanced Artificial Intelligence (AI), ViCA provides immediate,
accurate and reliable assistance, enabling users to navigate the complexities
of regulatory compliance with ease. ViCA is being adopted across the financial
services sector by governance, risk and compliance professionals.
"Momentum
amongst key compliance, risk, governance and legal professionals is a testament
to ViCA's value in the compliance industry," said Luis Parra, Managing
Director of ViCA. "Our goal is to empower professionals with tools that
not only enhance efficiency but also provide a seamless user experience. The
new ViCA website and user interface embodies this commitment."
User-Friendly Interface: The
revamped website and user environment ensures intuitive navigation, making it
easier for users to access ViCA's features.
Continuous Learning: ViCA's AI
engine evolves with the regulatory landscape, providing up-to-date information
and insights supported by Complyport’s experts.
Secure and Confidential: Robust
security measures ensure that all interactions and data remain confidential.
Expanded
Services and Partnerships
In addition to
ViCA's success, Complyport continues to evolve its suite of services:
ComplyPortal
Enhancement: The ComplyPortal tool has been upgraded to help streamline Financial
Promotions marketing approvals with AI features that help identify issues and
suggest modifications to improve compliance. These features streamline
compliance management and the approval process.
Training Platform with LGCA:
Through a strategic collaboration with the London Governance & Compliance
Academy (LGCA), Complyport offers a comprehensive training platform. This
initiative provides professionals with cutting-edge educational resources to
stay ahead in the ever-changing compliance environment.
RegTech Solutions: Complyport
delivers advanced RegTech solutions for transaction reporting that combine
advanced technology, consultative guidance and a tenured client service team—by
leveraging the capabilities of MAP FinTech for EMIR, MiFIR and SFTR transaction
reporting.
Human
Expertise When You Need It
While ViCA
offers unparalleled AI assistance, Complyport understands the importance of
human interaction. Our team of expert consultants is always available to
provide personalised support. "Talk to a human whenever needed,"
emphasises Luis Parra, Managing Director of ViCA and ComplyPortal. "Our
consultants are here to ensure that you receive the extra guidance that only
experienced professionals can offer."
ViCA Offers Multiple
Account Types to Cater to Different User Needs
ViCA offers
multiple plans to cater to different user needs, with the primary difference
being the number of available queries per month. All features are accessible
across all plans and users can top up by purchasing additional queries at any
time.
Free Account: Try ViCA for free
with up to 20 queries. No credit card required.
Basic Account: Provides 50
queries per month, ideal for individuals who need regular compliance
assistance.
Standard Account: Offers 100
queries per month, suitable for professionals requiring more frequent support.
Pro Account: Includes 300 queries per month, designed for organisations
with extensive compliance needs.
Regardless of
your plan, you can purchase additional queries whenever needed, providing
flexibility to suit your compliance support requirements.
Join ViCA’s free
plan to experience the future of compliance support.
About
Complyport
Complyport is a leading
compliance consultancy, delivering tailored solutions to firms in the financial
services sector. With over 23 years of regulatory expertise, we combine deep
industry knowledge with innovative technology to help clients navigate complex
compliance challenges. Since 2011, RegTech has been at the core of our
approach, offering software designed by compliance experts to streamline
processes, evaluate and test compliance programmes, maintain robust audit
trails and help mitigate risks.
The latest
addition to our RegTech solutions is ViCA (Virtual Compliance Assistant)—a
revolutionary AI-powered tool that significantly improves access to critical compliance
information. Our solutions enable firms to manage compliance more efficiently,
allowing them to focus on higher-value business activities.
ViCA is rapidly
becoming an indispensable resource for compliance professionals seeking to
lower costs and reduce the time needed for complex compliance queries. By
leveraging advanced Artificial Intelligence (AI), ViCA provides immediate,
accurate and reliable assistance, enabling users to navigate the complexities
of regulatory compliance with ease. ViCA is being adopted across the financial
services sector by governance, risk and compliance professionals.
"Momentum
amongst key compliance, risk, governance and legal professionals is a testament
to ViCA's value in the compliance industry," said Luis Parra, Managing
Director of ViCA. "Our goal is to empower professionals with tools that
not only enhance efficiency but also provide a seamless user experience. The
new ViCA website and user interface embodies this commitment."
User-Friendly Interface: The
revamped website and user environment ensures intuitive navigation, making it
easier for users to access ViCA's features.
Continuous Learning: ViCA's AI
engine evolves with the regulatory landscape, providing up-to-date information
and insights supported by Complyport’s experts.
Secure and Confidential: Robust
security measures ensure that all interactions and data remain confidential.
Expanded
Services and Partnerships
In addition to
ViCA's success, Complyport continues to evolve its suite of services:
ComplyPortal
Enhancement: The ComplyPortal tool has been upgraded to help streamline Financial
Promotions marketing approvals with AI features that help identify issues and
suggest modifications to improve compliance. These features streamline
compliance management and the approval process.
Training Platform with LGCA:
Through a strategic collaboration with the London Governance & Compliance
Academy (LGCA), Complyport offers a comprehensive training platform. This
initiative provides professionals with cutting-edge educational resources to
stay ahead in the ever-changing compliance environment.
RegTech Solutions: Complyport
delivers advanced RegTech solutions for transaction reporting that combine
advanced technology, consultative guidance and a tenured client service team—by
leveraging the capabilities of MAP FinTech for EMIR, MiFIR and SFTR transaction
reporting.
Human
Expertise When You Need It
While ViCA
offers unparalleled AI assistance, Complyport understands the importance of
human interaction. Our team of expert consultants is always available to
provide personalised support. "Talk to a human whenever needed,"
emphasises Luis Parra, Managing Director of ViCA and ComplyPortal. "Our
consultants are here to ensure that you receive the extra guidance that only
experienced professionals can offer."
ViCA Offers Multiple
Account Types to Cater to Different User Needs
ViCA offers
multiple plans to cater to different user needs, with the primary difference
being the number of available queries per month. All features are accessible
across all plans and users can top up by purchasing additional queries at any
time.
Free Account: Try ViCA for free
with up to 20 queries. No credit card required.
Basic Account: Provides 50
queries per month, ideal for individuals who need regular compliance
assistance.
Standard Account: Offers 100
queries per month, suitable for professionals requiring more frequent support.
Pro Account: Includes 300 queries per month, designed for organisations
with extensive compliance needs.
Regardless of
your plan, you can purchase additional queries whenever needed, providing
flexibility to suit your compliance support requirements.
Join ViCA’s free
plan to experience the future of compliance support.
About
Complyport
Complyport is a leading
compliance consultancy, delivering tailored solutions to firms in the financial
services sector. With over 23 years of regulatory expertise, we combine deep
industry knowledge with innovative technology to help clients navigate complex
compliance challenges. Since 2011, RegTech has been at the core of our
approach, offering software designed by compliance experts to streamline
processes, evaluate and test compliance programmes, maintain robust audit
trails and help mitigate risks.
The latest
addition to our RegTech solutions is ViCA (Virtual Compliance Assistant)—a
revolutionary AI-powered tool that significantly improves access to critical compliance
information. Our solutions enable firms to manage compliance more efficiently,
allowing them to focus on higher-value business activities.
IronFX Celebrates 15 Years of Creating Strong Partnerships
Marketing in 2026 Audiences, Costs, and Smarter AI
Marketing in 2026 Audiences, Costs, and Smarter AI
As brokers eye B2B business and compete with fintechs and crypto exchanges alike, marketers need to act wisely with often limited budgets. AI can offer scalable solutions, but only if used properly.
Join seasoned marketing executives and specialists as they discuss the main challenges they identify in financial services in 2026 and how they address them.
Attendees of this session will walk away with:
- A nuts-and-bolts account of acquisition costs across platforms and geos
- Analysis of today’s multi-layered audience segments and differences in behaviour
- First-hand account of how global brokers balance consistency and local flavour
- Notes from the field about intelligently using AI and automation in marketing
Speakers:
-Yam Yehoshua, Editor-In-Chief at Finance Magnates
-Federico Paderni, Managing Director for Growth Markets in Europe at X
-Jo Benton, Chief Marketing Officer, Consulting | Fractional CMO
-Itai Levitan, Head of Strategy at investingLive
-Roberto Napolitano, CMO at Innovate Finance
-Tony Cross, Director at Monk Communications
#fmls #fmls25 #fmevents #FintechMarketing #AI #DigitalStrategy #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As brokers eye B2B business and compete with fintechs and crypto exchanges alike, marketers need to act wisely with often limited budgets. AI can offer scalable solutions, but only if used properly.
Join seasoned marketing executives and specialists as they discuss the main challenges they identify in financial services in 2026 and how they address them.
Attendees of this session will walk away with:
- A nuts-and-bolts account of acquisition costs across platforms and geos
- Analysis of today’s multi-layered audience segments and differences in behaviour
- First-hand account of how global brokers balance consistency and local flavour
- Notes from the field about intelligently using AI and automation in marketing
Speakers:
-Yam Yehoshua, Editor-In-Chief at Finance Magnates
-Federico Paderni, Managing Director for Growth Markets in Europe at X
-Jo Benton, Chief Marketing Officer, Consulting | Fractional CMO
-Itai Levitan, Head of Strategy at investingLive
-Roberto Napolitano, CMO at Innovate Finance
-Tony Cross, Director at Monk Communications
#fmls #fmls25 #fmevents #FintechMarketing #AI #DigitalStrategy #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Much like their traders in the market, brokers must diversify to manage risk and stay resilient. But that can get costly, clunky, and lengthy.
This candid panel brings together builders across the trading infrastructure space to uncover the shifting dynamics behind tools, interfaces, and full-stack ambitions.
Attendees will hear:
-Why platform dependency has become one of the most overlooked risks in the trading business?
-Buy vs. build: What do hybrid models look like, and why are industry graveyards filled with failed ‘killer apps’?
-How AI is already changing execution, risk, and reporting—and what’s next?
-Which features, assets, and tools gain the most traction, and where brokers should look for tech-driven retention?
Speakers:
-Stephen Miles, Chief Revenue Officer at FYNXT
-John Morris, Co-Founder at FXBlue
-Matthew Smith, Group Chair & CEO at EC Markets
-Tom Higgins, Founder & CEO at Gold-i
-Gil Ben Hur, Founder at 5% Group
#fmls #fmls25 #fmevents #Brokers #Trading #Fintech #FintechInnovation #TradingTechnology #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Much like their traders in the market, brokers must diversify to manage risk and stay resilient. But that can get costly, clunky, and lengthy.
This candid panel brings together builders across the trading infrastructure space to uncover the shifting dynamics behind tools, interfaces, and full-stack ambitions.
Attendees will hear:
-Why platform dependency has become one of the most overlooked risks in the trading business?
-Buy vs. build: What do hybrid models look like, and why are industry graveyards filled with failed ‘killer apps’?
-How AI is already changing execution, risk, and reporting—and what’s next?
-Which features, assets, and tools gain the most traction, and where brokers should look for tech-driven retention?
Speakers:
-Stephen Miles, Chief Revenue Officer at FYNXT
-John Morris, Co-Founder at FXBlue
-Matthew Smith, Group Chair & CEO at EC Markets
-Tom Higgins, Founder & CEO at Gold-i
-Gil Ben Hur, Founder at 5% Group
#fmls #fmls25 #fmevents #Brokers #Trading #Fintech #FintechInnovation #TradingTechnology #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Educators, IBs, And Other Regional Growth Drivers
Educators, IBs, And Other Regional Growth Drivers
When acquisition costs rise and AI generated reviews are exactly as useful as they sound, performing and fair partners can make or break brokers.
This session looks at how these players are shaping access, trust and user engagement, and what the most effective partnership models look like in 2025.
Key Themes:
- Building trader communities through education and local expertise
- Aligning broker incentives with long-term regional strategies
- Regional regulation and the realities of compliant acquisition
- What’s next for performance-driven partnerships in online trading
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Zander Van Der Merwe, Key Individual & Head of Sales at TD Markets
-Brunno Huertas, Regional Manager – Latin America at Tickmill
-Paul Chalmers, CEO at UK Trading Academy
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #BrokerGrowth #FintechPartnerships #RegionalMarkets
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
When acquisition costs rise and AI generated reviews are exactly as useful as they sound, performing and fair partners can make or break brokers.
This session looks at how these players are shaping access, trust and user engagement, and what the most effective partnership models look like in 2025.
Key Themes:
- Building trader communities through education and local expertise
- Aligning broker incentives with long-term regional strategies
- Regional regulation and the realities of compliant acquisition
- What’s next for performance-driven partnerships in online trading
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Zander Van Der Merwe, Key Individual & Head of Sales at TD Markets
-Brunno Huertas, Regional Manager – Latin America at Tickmill
-Paul Chalmers, CEO at UK Trading Academy
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #BrokerGrowth #FintechPartnerships #RegionalMarkets
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
The Leap to Everything App: Are Brokers There Yet?
The Leap to Everything App: Are Brokers There Yet?
As the arms race to bundle investing, personal finance, and wallets under super apps grows fiercer, brokers are caught between a rock and a hard place.
This session explores unexpected ways for industry players to collaborate as consumer habits evolve, competitors eye the traffic, and regulation becomes more nuanced.
Speakers:
-Laura McCracken,CEO | Advisory Board Member at Blackheath Advisors | The Payments Association
-Slobodan Manojlović,Vice President | Lead Software Engineer at JP Morgan Chase & Co.
-Jordan Sinclair, President at Robinhood UK
-Simon Pelletier, Head of Product at Yuh
Gerald Perez, CEO at Interactive Brokers UK
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As the arms race to bundle investing, personal finance, and wallets under super apps grows fiercer, brokers are caught between a rock and a hard place.
This session explores unexpected ways for industry players to collaborate as consumer habits evolve, competitors eye the traffic, and regulation becomes more nuanced.
Speakers:
-Laura McCracken,CEO | Advisory Board Member at Blackheath Advisors | The Payments Association
-Slobodan Manojlović,Vice President | Lead Software Engineer at JP Morgan Chase & Co.
-Jordan Sinclair, President at Robinhood UK
-Simon Pelletier, Head of Product at Yuh
Gerald Perez, CEO at Interactive Brokers UK
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Mind The Gap: Can Retail Investors Save the UK Stock Market?
Mind The Gap: Can Retail Investors Save the UK Stock Market?
As the dire state of listing and investment in the UK goes from a financial services problem to a national challenge, the retail investing industry is taken to task.
Join a host of executives and experts for a candid conversation about the future of millions of Brits, as seen from a financial services standpoint:
-Are they happy with the Leeds Reform, in principle and in practice?
-Is it the government’s job to affect the ‘saver’ mentality? Is it doing well?
-What can brokers and fintechs do to spur UK investment?
-How can the FCA balance greater flexibility with consumer protection?
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Nicola Higgs, Partner at Latham & Watkins
-Dan Lane, Investment Content Lead at Robinhood UK
-Jack Crone, PR & Public Affairs Lead at IG
-David Belle, Founder at Fink Money
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #RetailInvesting #UKFinance
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As the dire state of listing and investment in the UK goes from a financial services problem to a national challenge, the retail investing industry is taken to task.
Join a host of executives and experts for a candid conversation about the future of millions of Brits, as seen from a financial services standpoint:
-Are they happy with the Leeds Reform, in principle and in practice?
-Is it the government’s job to affect the ‘saver’ mentality? Is it doing well?
-What can brokers and fintechs do to spur UK investment?
-How can the FCA balance greater flexibility with consumer protection?
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Nicola Higgs, Partner at Latham & Watkins
-Dan Lane, Investment Content Lead at Robinhood UK
-Jack Crone, PR & Public Affairs Lead at IG
-David Belle, Founder at Fink Money
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #RetailInvesting #UKFinance
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
