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Institutional FX

CFTC Slaps HSBC with $45M Fine for ‘Manipulative and Deceptive Trading’

  • The alleged violation occurred between March 2012 and 2015.
  • CFTC fights use of personal messaging channels for business deals.
by Solomon Oladipupo
Institutional FX

CFTC Settles with Scotiabank for $127M for Regulatory Violations

  • The company misguided the regulator's investigation making false statements.
by Arnab Shome
Regulation

Commerzbank AG Fined $12 Million for Swap Dealing Violations

  • The firm has been charged by the CFTC with failing to supervise its swap dealing activities.
by Celeste Skinner
Regulation

US Commodity Regulator Extends Reporting Relief for Certain Swap Dealers

  • The relevant rule concerns non-US swap dealers and major swap participants established in foreign jurisdictions.
by Aziz Abdel-Qader
Regulation

CFTC Gives Approval on EU Uncleared Swap Margin Rules

  • CFTC intends to grant relief from its SEF registration requirement for EU authorized trading venues.
by Aziz Abdel-Qader
Regulation

CFTC Approves Dodd-Frank Rules on Swap Dealer Capital Requirements

  • The proposed capital requirements would vary depending on dynamic factors while also being administrable by CFTC.
by Aziz Abdel-Qader
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