Australia’s AUSTRAC Issues $1.24 Million Fine to State Street The Australian agency issued the fine to the bank for failing to report international funds transfers.
State Street Settles Charges with FINRA for $75,000 Fine The broker did not admit or deny the allegations, but settled to prevent the regulator from taking any further ...
State Street’s BestX Extends TCA Offering to Stock Markets Clients of trading brokers can have their trades sent to BestX for independent post-trade transaction cost analysis
State Street and CLS Team Up for FX Settlement The collaboration allows asset managers to efficiently manage their trades eligible for CLSSettlement
State Street, Gemini Tie to Pilot Digital Asset Reporting Scenarios The trial will begin with two digital assets initially.
State Street Secures Nomura’s Harry Xu as VP for Asia FX Xu spent five years with Nomura, working as an emerging markets FX trader.
Klaus Gölitz Leaves State Street to Join Societe Generale Gölitz has spent more than three decades working in the forex industry.
SEC Hits State Street with $95M Fine for Overcharging Clients State Street also faced investigations by Massachusetts attorney general office related to the invoicing errors
State Street’s Currenex Sees Exodus of Two Senior Staff The exits included Daniel Flowerdew and Damian Freeston, head of FX Sales for the EMEA region.
Huobi Hires Ex-Compliance Head From State Street Sun will oversee the exchange’s compliance with global regulatory frameworks.
FX Analytics Firm BestX Acquired by State Street Corporation The takeover allows State Street to better compete with rivals who rely on their own technology to provide ...
US Jury Finds Former State Street Executive Guilty of Secret Fees Fraud McLellan was one of four State Street’s executives who devised a scheme to overcharge clients without their consent.
David Ullrich Rejoins State Street in Senior Sales Role Ullrich returns to State Street to work as the Head of Sales in North America for its execution venue, ...
State Street Officially Goes Live as FXSpotStream’s 13th Liquidity Provider The addition of State Street further diversifies and deepens FXSpotStream’s liquidity pool.
State Street Announces New Hires and Promotions for Currenex and FX Connect State Street brings in James Reilly as Global Head of Currenex.
FXSpotStream Adds State Street as its 13th Liquidity Provider The trading venue continues expanding its list of liquidity providers.
Currenex and FX Connect Parent Company Fined $35m by the US SEC State Street has agreed to settle with the US financial watchdog over its fraudulent actions.
State Street Taps Kathryn Sweeney as Head of SPDR Institutional Sales Sweeney steps into a new lead role at SSGA from Goldman Sachs, focusing on growing the group's ETF sales.
FX Connect, Currenex Platforms Garner FCA Approval to Operate as MTFs FX Connect and Currenex will operate as MTFs within the jurisdiction of MiFID II.