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Regulation

Barclays Finalizes Mortgage Securities Probe with $2 Billion Settlement

  • The final settlement is lower than the $5 billion that the DOJ asked Barclays to pay earlier in negotiations.
by Aziz Abdel-Qader
News

DLT for Securities Settlements Feasible but Complex BoJ & ECB Conclude

  • Distributed ledger technology offers new possibilities but its rigid design structure brings its own set of problems
by Arnab Shome
Execution

CLS Group Sees FX Volumes Surge in January as Markets Awaken

  • Markets moved past a recent lull to kick off 2018 on a strong note
by Jeff Patterson
Regulation

HSBC Settles FX Rigging Investigation with US Department of Justice

  • The settlement requires the bank to pay $101.5 million in penalties and restitution.
by Finance Magnates Staff
Execution

CLS Group Adds Absa Bank as its Newest Settlement Member

  • The addition of Absa Bank as a settlement member helps strengthen CLS Group's presence in South Africa.
by Jeff Patterson
Regulation

ANZ Reaches $50m Settlement with ASIC Following Breach in Trading Conduct

  • A small group of ANZ traders engaged in misconduct on the BBSW market between 2010-12.
by Jeff Patterson
Regulation

ANZ Settles with ASIC over BBSW Benchmark Rigging

  • Sources suggest the last-minute deal with ASIC will cost ANZ more than $50 million.
by Aziz Abdel-Qader
Prime Brokerage

Deutsche Bank's CEO Cryan on the Hot Seat as Investor Patience Wanes

  • Key investors have opened the door to a potential replacement as early as May 2018.
by Jeff Patterson
Exchanges

CFTC Hits Morgan Stanley with $500K Penalty for Overcharging Clients

  • The regulator said that issues with the reconciliation process were brought to MSCO's attention in early 2015.
by Aziz Abdel-Qader
Innovation

CLS to Improve FX Post-Trade Efficiency with Blockchain Technology

  • “By harnessing cutting-edge, market appropriate technologies, CLS will look to solve a new generation of market challenges."
by Avi Mizrahi
Brokers

US CFTC Fines Ikon Global Markets for Inadequate Recordkeeping

  • A $200,000 settlement is due to be paid to the US regulator by the defunct company.
by Victor Golovtchenko
Execution

CLS Group’s July Trading Volumes Hold Steady

  • CLS' FX volumes were unable to build on last month's success, though largely retained recent gains in July.
by Jeff Patterson
Prime Brokerage

Deutsche Bank Nearing Legal Immunity Deal with Former Executives

  • A group of eleven former executives could forgo upwards of 50 percent of their bonuses owed by the lender.
by Jeff Patterson
Execution

NEX Optimisation Rolls Out New Automation Settlement Service for OTC FX

  • The new service will supplant manual settlement methods, helping correct for failure rates.
by Jeff Patterson
Exchanges

Lykke Adds Scale to the Bitcoin Blockchain with Offchain Settlement

  • With offchain settlement, Lykke users can complete trades at substantially reduced settlement time and fees.
by Avi Mizrahi
Regulation

Deutsche Bank to Credit Investors $170 Million in Settlement

  • The German bank has been accused of tampering with the Euribor, along with Barclays Plc and HSBC.
by Finance Magnates Staff
Prime Brokerage

Deutsche Bank Proposes to Forgo Bonuses to Ex-Executives for Legal Immunity

  • The bank has offered to forfeit bonuses owed to 10 ex-managers, which would absolve them of damage claims and guilt.
by Jeff Patterson
Regulation

Deutsche Bank Gearing Up for Settlement with US Regulators Over FX Conduct

  • A fine from the Federal Reserve and NY's Department of Financial Services could be imminent.
by Jeff Patterson
Regulation

US Department of Justice Closes Probe into Deutsche Bank's FX Activities

  • A US DoJ investigation has been closed, yielding no fine for Deutsche Bank after a probe into its FX activities.
by Jeff Patterson
Brokers

Bdswiss Holding Settles with CySEC for €150K After Suspected Breach of Conduct

  • BDSwiss reached a settlement with CySEC for €150k amidst suspected violations of business conduct.
by Jeff Patterson
Execution

Clearstream’s December Turnover Stagnates, Settlement Figures Mixed

  • Clearstream's turnover was resilient in December, refusing to relinquish ground on a MoM basis.
by Jeff Patterson
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