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Retail FX

Australian Broker Vantage Becomes Newest Member of FinCom

FinComm has over 40 approved forex broker members.
Moneta Markets separated from Vantage last month.

Friday, 07/10/2022 | 14:14 GMT by Solomon Oladipupo

Institutional FX

FINRA Penalizes UBS Securities $2.5M for 73,000 ‘Naked’ Short Sales

The violations occurred between 2009 and 2018.
The US SEC recently fined UBS Securities $125 million alongside 14 other broker-dealers.

Wednesday, 05/10/2022 | 10:58 GMT by Solomon Oladipupo

Regulation

Financial Commission Returned $784,000 to Traders in 2018

The self-regulating body is still mainly used by people in Russia and other CIS nations

Thursday, 07/02/2019 | 14:57 GMT by David Kimberley

News

Is Self Regulation Convincing Legislators to Back off from Crypto?

The Winklevoss' VCA is the latest SRO to appear on the crypto scene. How are they affecting regulators?

Tuesday, 25/09/2018 | 07:19 GMT by Rachel McIntosh

News

Japanese Cryptocurrency Association Proposes Limit on Leverage

The self-regulatory organisation proposes a cap of 1:4 - the limit for foreign exchange is 1:25.

Thursday, 26/07/2018 | 07:38 GMT by Simon Golstein

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