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Institutional FX

Wall Street Faces SEC Heat over WhatsApp Use

  • The regulator has expanded its probe into Wall Street's use of private messaging apps.
  • The Institution collected thousands of staff messages from major investment firms.
Monday, 25/09/2023 | 17:55 GMT by Damian Chmiel
CryptoCurrency

Citadel Securities Slapped with $7M Fine for Coding Error, SEC Says

  • The coding error allegedly led to millions of mismarked orders over five years.
  • Citadel has agreed to censure, penalty, and remediation in the settlement.
Friday, 22/09/2023 | 17:42 GMT by Jared Kirui
CryptoCurrency

Binance.US Clashes with SEC in Ongoing Probe: Denies Use of Ceffu

  • The SEC is investigating Binance’s custody (Ceffu) amid concerns over asset transfers.
  • Binance.US has denied using Ceffu or Binance Custody, contradicting prior claims.
Tuesday, 19/09/2023 | 19:15 GMT by Jared Kirui
CryptoCurrency

SEC Demands Extensive Probe into Binance.US: Asset Custody under Scrutiny

  • Binance's use of the custody platform Ceffu caused concerns about moving funds abroad.
  • Binance.US faces investigations over alleged suspicious asset custody services.
Monday, 18/09/2023 | 18:12 GMT by Jared Kirui
Retail FX

News Nuggets | 13 September: SEC Charges Virtu, YieldStreet; HK Warns against Crypto Firm

  • Also, Frangou leaves payabl.; Simpson joins Broadridge; TS Imagine partners with eflow.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 13/09/2023 | 09:32 GMT by Finance Magnates Staff
CryptoCurrency

Franklin Templeton Joins BlackRock and Fidelity in Spot Bitcoin ETF Pursuit

  • Bitcoin surged this year following growing institutional interest in spot Bitcoin ETFs.
  • Companies have shifted focus to Ethereum ETFs amid delayed approvals by the SEC.
Tuesday, 12/09/2023 | 19:35 GMT by Jared Kirui
CryptoCurrency

Invesco, WisdomTree, Valkyrie Left Hanging as SEC Delays Bitcoin ETF Ruling

  • The SEC delays its decision on spot Bitcoin ETF proposals.
  • The postponement comes after a court ruling to review a similar application.
Friday, 01/09/2023 | 07:37 GMT by Damian Chmiel
Retail FX

News Nuggets | 30 August: SEC Charges Citigroup; FMA and FCA Warn against Clone Websites

  • Also, Bybit launches revamped 'Launchpad 3.0'; Nasdaq Announces CFO Transition.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 30/08/2023 | 09:33 GMT by Finance Magnates Staff
CryptoCurrency

Is the First Spot BTC ETF Coming? Grayscale Triumphs over SEC in Court

  • The crypto asset manager launched a legal challenge against the SEC last year.
  • Michael Sonnenshein, the CEO of Grayscale, said the firm is "actively reviewing" the ruling.
Tuesday, 29/08/2023 | 20:32 GMT by Solomon Oladipupo
CryptoCurrency

Gemini Fires Back: Challenges SEC’s 'Inconsistent' Claims in Lawsuit

  • The crypto exchange argues that the SEC failed to clearly identify its claims.
  • Gemini has also highlighted the SEC’s shifting argument in the reply memorandum.
Monday, 21/08/2023 | 08:10 GMT by Jared Kirui
CryptoCurrency

SEC Gets Judge’s Nod to Argue for Appeal against Landmark Ripple Ruling

  • Ripple secured a 'partial victory' against the SEC in mid-July.
  • However, the SEC believes the case deserves an “interlocutory review.”
Thursday, 17/08/2023 | 22:09 GMT by Solomon Oladipupo
CryptoCurrency

Binance.US Fights Back: Motion for Protective Order Referred to Magistrate Judge

  • The crypto exchange is seeking a protective order against the SEC's 'fishing expedition'.
  • The regulator is demanding custody information from Binance.US.
Thursday, 17/08/2023 | 10:12 GMT by Jared Kirui
CryptoCurrency

ETF Speculation and Regulatory Battles: Is Coinbase the Savior or the Villain of Crypto?

  • Coinbase plans to buy back $150M of its corporate bonds following a positive Q2 earnings report.
  • The crypto market, including Bitcoin, appears calm but maybe ready for a significant move.
Monday, 14/08/2023 | 09:40 GMT by Sam White
CryptoCurrency

SEC Fines Bittrex $24M in Settlement for Unregistered Securities Charges

  • The sum constitutes disgorgement, prejudgment interest, and civil money penalties.
  • In May, Bittrex filed for bankruptcy.
Friday, 11/08/2023 | 10:55 GMT by Jared Kirui
CryptoCurrency

FTX's Debtors Battle for Asset Control amid Restructuring Plans

  • The exchange's debtors have opposed plans to invest USD $2.6 billion in Treasuries.
  • The disagreement arrived when the exchange was planning to restart operations.
Thursday, 10/08/2023 | 15:45 GMT by Jared Kirui
CryptoCurrency

SEC Moves to Overturn Ripple Lab’s Landmark Court Victory

  • The regulator has written to the judge seeking to appeal the ruling.
  • In July, the court ruled on whether XRP is a security in favor of Ripple.
Thursday, 10/08/2023 | 08:00 GMT by Jared Kirui
Retail FX

Wedbush's Recordkeeping Blunders Lead to Multi-Million Dollar Fines by US Watchdogs

  • Wedbush Securities was fined $6 million for breaching recordkeeping and supervision CFTC rules.
  • A separate penalty of $10 million was imposed by the SEC.
Wednesday, 09/08/2023 | 06:31 GMT by Damian Chmiel
Institutional FX

SEC Fines 11 Wall Street Firms for Alleged Recordkeeping Violations

  • The companies were fined a combined penalty of USD $289 million.
  • Separately, similar charges have been raised by the CFTC.
Tuesday, 08/08/2023 | 19:43 GMT by Jared Kirui
Retail FX

When Algorithms Rule Finance: SEC Fears AI-Driven Conflict of Interest

  • The commission has published two proposals to adapt regulations to new technologies.
  • The regulator is concerned that AI will be used to the detriment of investors.
Thursday, 27/07/2023 | 07:34 GMT by Damian Chmiel
CryptoCurrency

Bitcoin Exchange-Traded Products (ETPs) Post Record Monthly Investments

  • The inflows were the second-highest since the launch of the first Bitcoin-based ETF.
  • The recent applications for spot Bitcoin ETFs await the SEC’s approval.
Wednesday, 19/07/2023 | 10:24 GMT by Jared Kirui
CryptoCurrency

SEC Seeks Public Opinion Ahead of Groundbreaking Decision on Spot Bitcoin ETFs

  • The regulator is expected to decide on a series of applications for spot Bitcoin ETFs.
  • The SEC recently received applications from asset managers, including BlackRock.
Monday, 17/07/2023 | 16:02 GMT by Jared Kirui
CryptoCurrency

Ripple Eyes US Banks after Legal Victory against the Regulator

  • The blockchain firm expects more financial institutions to use XRP.
  • MoneyGram ended its partnership with Ripple in 2021.
Monday, 17/07/2023 | 08:03 GMT by Jared Kirui
Op-ed
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CryptoCurrency
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With a New Act in Place, the UK May Be Embracing Crypto More than Ever

  • The new Financial Services and Markets Act enables regulation to safely adopt crypto.
  • VC firm a16z moving to London, while Binance exits the UK, and the BoE looks to CBDCs.
Friday, 07/07/2023 | 02:00 GMT by Sam White
CryptoCurrency

Binance’s Market Share Drops amid Regulatory Pressure

  • The market share of the exchange’s US affiliate declined the most.
  • That of the global exchange dropped to 52% in June.
Thursday, 06/07/2023 | 08:09 GMT by Jared Kirui
Retail FX

Boiler Room Defrauds Investors of $35 Million, SEC Intervenes

  • The SEC has obtained a provisional injunction against Legend Venture Partners LLC.
  • According to allegations, the company conducted a pre-IPO stock fraud scheme.
Wednesday, 28/06/2023 | 08:20 GMT by Damian Chmiel
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