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Regulations
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Ramp Network to Enable USDt on TON Purchases and Withdrawals
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
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Ramp Network to Enable USDt on TON Purchases and Withdrawals
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FinTech
UK FCA Extends 10% Depreciation Notifications Rule Pending Alternative
The regulator initially planned to stop enforcing the policy by December 31, 2022.
The FCA started adapting the temporary measure in March 2020.
Thursday, 22/12/2022 | 16:42 GMT
by
Solomon Oladipupo
Op-ed
Retail FX
Op-ed
2022, a Year of Tightening Marketing Regulations for Retail Brokers
The COVID-19 pandemic saw a significant rise in online investments and digital crimes
Several countries have tightened their financial advertising regulations to protect the public
Wednesday, 16/11/2022 | 09:43 GMT
by
Jonathan Elkin
Institutional FX
16 Wall Street Firms to Pay $1.1B for 'Off-Channel Communications'
The firms include Barclay Capital, BofA, Citigroup and Goldman Sachs, among others.
The violation happened between January 2018 and September 2021.
Wednesday, 28/09/2022 | 00:00 GMT
by
Solomon Oladipupo
Executive Moves
Single Rulebook Selects Chris Dingley as CEO
He previously served as the company’s Head of Sales.
Dingley has more than 10 years of corporate experience.
Tuesday, 13/09/2022 | 07:19 GMT
by
Bilal Jafar
Brokers
FXBFI Broker Pays €150K to CySEC to Settle Possible Violations
The decision was reached by CySEC's Board on March 4, 2022.
CySEC announced three license withdrawals in late July.
Tuesday, 09/08/2022 | 20:06 GMT
by
Solomon Oladipupo
CryptoCurrency
The FCA Is Introducing New Guidelines on Promoting High-Risk Investments
Refer-a-friend will be banned from marketing promotions.
A 24-hour period is required for a client to be able to place funds for the investment.
Tuesday, 02/08/2022 | 06:47 GMT
by
Matti Williamson
Institutional FX
US Regulator Awards Another Whistleblower over $17 Million
Earlier, the SEC awarded over $6 million to two whistleblowers.
The regulator has awarded approximately $1.3 billion since 2012.
Tuesday, 19/07/2022 | 17:41 GMT
by
Solomon Oladipupo
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FinTech
AFS License of Global Funding Partners Has Been Cancelled by ASIC
ASIC warned companies about taking adequate cyber security measures.
Earlier this month ASIC temporarily suspended the license of ISG.
Tuesday, 19/07/2022 | 09:09 GMT
by
Matti Williamson
Analysis
FinTech
Analysis
Will Regulation End or Expand BPNL in the UK?
The laws will mandate lenders to carry out affordability checks.
The draft law will be published towards the end of 2021.
Friday, 08/07/2022 | 07:56 GMT
by
Arnab Shome
Executives
UK Regulator FCA Appoints Six Directors to Bolster Three-Year Plan
The directors are to help the FCA deliver on its three-year plan.
The plan seeks to prevent harm, set higher standards and promote competition.
Tuesday, 05/07/2022 | 17:31 GMT
by
Solomon Oladipupo
Retail FX
Forex TB Pays €270k to CySEC to Settle Possible Violations
The broker possibly violated sections of the Investment Services Law of 2017.
CySEC previously settled other firm's possible violations for €150k and €100k.
Thursday, 30/06/2022 | 21:27 GMT
by
Solomon Oladipupo
Institutional FX
CySEC Warns Investors against Four Unregistered Forex Websites
The websites have not been registered under Cyprus' markets law.
The warning follows an earlier alarm on fraudsters impersonating CySEC's officers.
Wednesday, 27/04/2022 | 14:37 GMT
by
Solomon Oladipupo
Retail FX
UK’s FCA Raises Alarm on US Crypto Trading Firm
The FCA says Crypto Vault Traders is operating in the UK without a permit.
It urged traders to check its register to verify firms before entering deals.
Friday, 22/04/2022 | 23:13 GMT
by
Solomon Oladipupo
Brokers
Financial Commission Expels EGMarkets from Membership
The decision is effective from 13 April 2022.
According to Financial Commission, EGMarkets breached contractual obligations.
Friday, 15/04/2022 | 13:10 GMT
by
Bilal Jafar
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News
Janet Yellen Highlights Benefits of ‘Responsible’ Crypto Innovation
According to her, crypto regulation should be based on risks.
She also outlined the need for collaborative efforts to increase the adoption of innovative technologies.
Friday, 08/04/2022 | 06:06 GMT
by
Bilal Jafar
CryptoCurrency
The FCA Announced a New Three-Year Strategy, Digital Assets Are Included
Major upgrades will be made to the FCA market surveillance system over the next 2 years.
The FCA's proposed Consumer Duty is discussed.
Thursday, 07/04/2022 | 13:40 GMT
by
Matti Williamson
Institutional FX
AMF Warns French Retail Investors against Fraudulent Share Offers
Victims of fake investment proposals report an average loss of €55,000.
AMF reiterates caution against offers to buy FDJ shares.
Tuesday, 29/03/2022 | 07:40 GMT
by
Solomon Oladipupo
Brokers
FINRA Imposes $75,000 Penalty on Crown Capital
The authority fined Crown Capital in violation of FINRA rules 2040 and 2010.
Crown Capital has been a member of FINRA since 1972.
Monday, 14/03/2022 | 12:16 GMT
by
Bilal Jafar
CryptoCurrency
SFOX Is the First Crypto Company to Be Approved as a Wyoming Trust
SFOX affirmed its application for a trust charter has been approved.
SFOX is holding discussions with large banks as well as market markers.
Wednesday, 02/03/2022 | 09:06 GMT
by
Matti Williamson
Retail FX
Banxso Affirms the Launch in South Africa, Fully Regulated by FSCA
Banxso plans to operate in 4 countries by the end of 2022.
Banxso to offer trading in forex, stocks, CFDs and cryptocurrencies.
Sunday, 20/02/2022 | 11:57 GMT
by
Matti Williamson
Retail FX
Consob Adds 5 New Websites 'That Abusively Offer Financial Services' to Its Blacklist
For technical reasons the it may take several days for the websites to be blacked-out.
A total of 628 websites are currently blacklisted by Consob.
Sunday, 13/02/2022 | 09:59 GMT
by
Matti Williamson
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FinTech
CySEC Is Strengthening Regulatory Capability and Performance
CySEC has identified the need to enhance its regulatory role.
The regulator’s review is informed by its goals for the year 2022.
Wednesday, 02/02/2022 | 07:42 GMT
by
Nicholas Otieno
Institutional FX
ESMA Is Consulting on Investment Suitability Requirements
ESMA is reviewing how firms comply with investment suitability requirements.
The assessment aims to ensure investments do not expose clients to risks.
Tuesday, 01/02/2022 | 07:21 GMT
by
Nicholas Otieno
News
SoFi Technologies Obtains Regulatory Approval to Become a National Bank
The stock price of the company jumped sharply in the market.
The Nasdaq-listed firm has expanded its global presence in the last few months.
Thursday, 20/01/2022 | 07:04 GMT
by
Bilal Jafar
FinTech
Is 2022 Going to Be the ‘Year of the RegTech’?
Industry executives believe that the demand for regtech services will grow.
Improvement of data quality might be a priority for regulators this year.
Monday, 03/01/2022 | 13:30 GMT
by
Arnab Shome
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