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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
RBA beleives Forex is 'self regulated'
The Reserve bank of Australia believes that Forex (asset class) is a self regulated financial instrument and is functioning effectively. This is in light of the recent BIS report on High Frequency Trading in Financial Markets.
Wednesday, 12/10/2011 | 11:09 GMT
by
Adil Siddiqui
Regulation
Ray White and CRW Management to pay over $19 million in forex fraud case
Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) obtained federal court consent orders resolving its remaining claims against defendants Ray M. White and CRW Management LP (CRW) and relief defendants Christopher R. White and Hurricane Motorsports, LLC, all of Mansfield, Texas.
Tuesday, 11/10/2011 | 22:01 GMT
by
Michael Greenberg
Regulation
CFTC Obtains Default Judgment against Barki LLC in a $38 Million Forex Ponzi Scheme
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the U.S. District Court for the Western District of North Carolina entered an order of default judgment and permanent injunction against Barki, LLC of Mint Hill, N.C.
Tuesday, 11/10/2011 | 21:54 GMT
by
Michael Greenberg
Regulation
FSA enhances Client Protection to include Spot Forex
Tuesday, 11/10/2011 | 14:26 GMT
by
Adil Siddiqui
Brokers
Turkish temporarily licensed forex firms list
Following yesterday's post about Turkey's CMB cracking on 32 forex firms we've received many inquiries asking to know who the 7 temporarily authorized firms are.
Tuesday, 11/10/2011 | 11:18 GMT
by
Michael Greenberg
Regulation
Capital Markets Board of Turkey threatens to sue 32 forex websites - but some of them are not even operational
Capital Markets Board of Turkey, announced that they are going to file a criminal complaint for the 32 forex websites, which are still active after 31 August 2011 after they have released communiqué.
Monday, 10/10/2011 | 11:35 GMT
by
Guest Contributors
Brokers
FXCM ordered to pay $6 million more by the CFTC to settle allegations of failure to monitor and maintain its trading systems
In total FXCM will pay over $16.2 million to settle NFA and CFTC's charges. This is the continuation of the NFA's fine back in August which charged FXCM with retaining gains derived from positive price slippage; failing to adopt or carry out adequate procedures to ensure the efficient execution of all customer orders; failing to treat all customers equally when giving price adjustments; and failing to adequately investigate suspicious activity in all customers’ accounts. The Complaint charged FXCM and Niv with failing to supervise.
Monday, 03/10/2011 | 18:04 GMT
by
Michael Greenberg
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Regulation
Son of forex fraudster to pay over dad's forex ponzi scheme
A Texas race car driver whose career was subsidized by his imprisoned father's $10.9 million Ponzi scheme agreed to give up $322,000 in ill-gotten gains on Tuesday in a suit brought by securities regulators over the scam.
Sunday, 02/10/2011 | 17:09 GMT
by
Michael Greenberg
Regulation
iForex allowed to continue Forex Trading
iForex, a FX and derivatives broker, had a recent battle against Hungarian authorities. The Hungarian Financial Services Authority had suspended the broker for six months and issued a hefty fine.
Thursday, 29/09/2011 | 07:38 GMT
by
Adil Siddiqui
Regulation
BIS report highlights High Frequency Trading in FX markets
The Bank of International Settlements has published a report on High Frequency Trading and its impact on the $4 trillion a day FX markets. Data was collated by representatives of major central banks including the ECB and Bank of Canada. The report looked at the Flash Crash and the Yens heavy move on 17th March.
Wednesday, 28/09/2011 | 07:26 GMT
by
Adil Siddiqui
Regulation
Belarus's domestic FX Trading on the Rise
Belarus has been a key player in the Eastern European FX markets, however due to government and international restrictions locals have found it difficult to deposit and withdraw funds with US and European brokers.
Monday, 26/09/2011 | 05:52 GMT
by
Adil Siddiqui
Regulation
CFTC Charges Accounting Firm McGladrey & Pullen, LLP, and Partner David Shane with Failure to Properly Audit One World Capital Group
It's extremely interesting to see CFTC taking the oversight of its members one step further by going after not only its member firms but even after their auditors - if those failed to do their job. CFTC just charged an accounting firm and one of its partners for failing to properly audit One World Capital Group - a former forex broker which ceased its operations in 2007. This adds to CFTC's aggressive pursuit of even completely foreign firms which it perceives as breaking its rules.
Friday, 23/09/2011 | 03:56 GMT
by
Michael Greenberg
Regulation
Director of Australian FX Brokerage under spotlight
Vantage FX's parent firm Efinium's Director is under the spot light with Hong Kong regulators on allegations of stock rigging. Duncan Tak Keung Chui is alleged to have conspired to pump up the price of a Hong Kong-listed company in the days before a capital raising in January 2009.
Wednesday, 21/09/2011 | 17:12 GMT
by
Adil Siddiqui
Regulation
Bank Indonesia brings back the Rupiah to Jakarta
Indonesia’s Central Bank and the Ministry of Finance have put new measures forward to safeguard the Rupiah from extreme volatility and strengthen domestic liquidity onshore.
Tuesday, 20/09/2011 | 21:26 GMT
by
Adil Siddiqui
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Regulation
CFD's used for Insider Trading
Australias financial regulator has been investigating misues of highly leveraged financial trading instruemnts in a potenial takeover bid. THE head of a Chinese firm, his wife and three others are being investigated over claims they used inside knowledge of the group's plans to take over Australian mining companies to make almost $2 million in profits betting on the sharemarket.
Wednesday, 14/09/2011 | 05:19 GMT
by
Adil Siddiqui
Brokers
A new US retail forex broker is born - OptionsXpress registers as an RFED
As expected OptionXpress has registered as an RFED with the CFTC and will soon become open for retail forex business. XPRESSTRADE, LLC (www.xtfx.com) is capitalized at $22,841,980 and already has $17,720 in retail forex customers obligations. OptionsXpress is the second 'traditional' broker to start offering retail foreign exchange after TradeStation.
Monday, 12/09/2011 | 12:43 GMT
by
Michael Greenberg
Regulation
CFTC Charges Toby Hunter and Two of His Companies with Fraud and Misappropriation in Multi-Million Dollar Commodity Scheme
Sunday, 11/09/2011 | 08:33 GMT
by
Michael Greenberg
Regulation
CFTC Charges Jeffrey Liskov and EagleEye Asset Management with Committing a $3 Million Forex Fraud
Friday, 09/09/2011 | 04:07 GMT
by
Michael Greenberg
Brokers
CFTC sues 11 more firms for accepting US retail forex clients
Thursday, 08/09/2011 | 17:56 GMT
by
Michael Greenberg
Regulation
CFTC fines fraudulent FX Broker
US regulator; Commodity Futures Trading Commission (CFTC) has filed and simultaneously settled charges that Roy Scarboro, Jr of Archdale, NC, fraudulently solicited approximately $713,000 from customers to trade off-exchange foreign currency (forex).
Monday, 05/09/2011 | 10:39 GMT
by
Adil Siddiqui
Regulation
RBI confirms Forex Scammer
Friday, 02/09/2011 | 10:48 GMT
by
Adil Siddiqui
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Regulation
Tobin tax will 'tobe out' FX from London
Wednesday, 24/08/2011 | 12:33 GMT
by
Adil Siddiqui
Regulation
CFTC Charges Douglas Elsworth Wilson in Multi-Million Dollar Commodity Futures and Forex Scheme
Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that on August 18, 2011 a federal court in California entered an order freezing the assets of defendants Douglas Elsworth Wilson of Poway, Calif., and three California companies that he controls and manages, Elsworth Berg Capital Management LLC (EBCM), Elsworth Berg Inc., and Elsworth Berg FX LLC (collectively, Elsworth Berg). The order also prohibits the destruction of their books and records.
Tuesday, 23/08/2011 | 06:37 GMT
by
Michael Greenberg
Regulation
FX Introducing Broker gets NFA whip
Monday, 22/08/2011 | 14:32 GMT
by
Adil Siddiqui
Regulation
Turkish Regulator CMB provides update on New FX Regulation
Monday, 22/08/2011 | 13:33 GMT
by
Adil Siddiqui
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